Congressional stock trades · Member
Sheldon Whitehouse
Senator · RI · Democrat
166 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: Commission on Security and Cooperation in Europe; Senate Committee on Environment and Public Works; Senate Committee on Finance; Senate Committee on the Budget; Senate Committee on the Judiciary; United States Senate Caucus on International Narcotics Control.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-02 | 2026-08-13 | 20 | Spouse | LRCXLam Research Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-12 | 21 | Spouse | AMGNAmgen Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-06 | 27 | Member | SDZNY- Sandoz Group AG ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-08-03 | 2026-07-20 | 14 | Member | LOWLowe's Companies, Inc. Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-30 | 8 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | MUMicron Technology, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | COHRCoherent Corp. Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | CCICrown Castle Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Member | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Spouse | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-07 | 26 | Member | ORCLOracle Corporation Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-05-04 | 2026-04-13 | 21 | Member | JPMJP Morgan Chase & Co. Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-04-08 | 2026-03-30 | 9 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | VZVerizon Communications Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | HDHome Depot, Inc. (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | MAMastercard Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | HDHome Depot | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | MCDMcDonald's Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | GHGuardant Health Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | HSYHershey Foods Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2025-11-03 | 2025-10-27 | 7 | Spouse | PGRProgressive Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-11-03 | 2025-10-20 | 14 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | MSFTMicrosoft Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AMGNAmgen Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | RI INFRASTRUCTURE BK SAFE DRINKIN Rate/Coupon: 3.0% Matures: 10/01/2032 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | VZVerizon Communications Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Member | DHRDanaher Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | LRCXLam Research Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-07 | 28 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-03 | 32 | Member | ADIAnalog Devices | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-29 | 14 | Member | ELEstee Lauder Companies | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | SBUXStarbucks Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Spouse | SBUXStarbucks Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-03 | 40 | Spouse | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2025-01-06 | 2 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | LRCXLam Research Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | RI HEALTH & EDL BLDG CORP Rate/Coupon: 4.00% Matures: 09/15/2034 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-12-05 | 2024-11-18 | 17 | Member | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-30 | 8 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | HONHoneywell International Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Member | TSLATesla Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Spouse | TSLATesla Inc | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-11-07 | 2024-10-11 | 27 | Member | TSLATesla Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | CELHCelsius Holdings Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-10-10 | 2024-09-17 | 23 | Member | AMGNAmgen Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-09-04 | 2024-08-15 | 20 | Spouse | SNOWSnowflake Inc Cl A | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Spouse | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Member | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-25 | 27 | Member | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Spouse | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | MCDMcDonald's Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-27 | 19 | Member | GSGoldman Sachs Group, Inc. (The) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | HDHome Depot | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | MSFTMicrosoft Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-10 | 27 | Member | CCICrown Castle Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-08 | 29 | Member | DEODiageo Plc ADR | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-30 | 20 | Spouse | JP MORGAN CHASE & CO Rate/Coupon: 6.12% Matures: 02/12/2056 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | DHRDanaher Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | RTXRTX Corporation Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Member | NVSNovartis Ag ADR | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-22 | 33 | Member | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-13 | 42 | Member | CMCSAComcast Corp A | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | SNOWSnowflake Inc Cl A | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | LLYEli Lilly and Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-11 | 38 | Member | PFEPfizer Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | TGTTarget Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Spouse | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-16 | 21 | Member | KMBKimberly-Clark Corp | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-12-07 | 2023-11-08 | 29 | Member | CELHCelsius Holdings Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | PYPLPaypal Holdings | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | CCitigroup Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | NVSNovartis Ag ADR | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | XYZBlock, Inc. Class A Common Stock, | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | KVUEKenvue Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | VZVerizon Communications Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | BTOJohn Hancock Financial Opportunities Fund Common S | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TSLATesla Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | MMM3M Company | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TAT&T Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | INTCIntel Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | TAT&T Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Member | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Spouse | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Member | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Spouse | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Spouse | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Member | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Member | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Spouse | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TGTTarget Corporation Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TSLATesla, Inc. - Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | MCHPMicrochip Technology Incorporated - Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Spouse | BABAAlibaba Group Holding Limited American Depositary | Sale (full) | $1,001 - $15,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | TAT&T Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-27 | 17 | Joint | MACYS RETAIL HLDGS INC Rate/Coupon: 3.875% Matures: 01/15/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-08-06 | 2020-10-13 | 297 ·>45 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2021-07-23 | 2021-06-07 | 46 ·>45 | Joint | Genl Motors Financial Co Inc Rate/Coupon: 3.2% Matures: 07/06/2021 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-28 | 39 | Member | INTCIntel Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-07 | 60 ·>45 | Joint | GENERAL ELECTRIC CO FIXED TO 012021 Rate/Coupon: 5.0% Matures: 04/07/2061 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-01-25 | 2020-12-30 | 26 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-13 | 37 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-09 | 41 | Member | Fortive Corporation (Exchanged) Vontier Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Joint | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Member | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-09 | 48 ·>45 | Joint | CBChubb Limited | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Spouse | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Member | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Member | UTX - United Technologies Corporation (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Joint | Raytheon Company (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | ILMNIllumina, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | Siemens Aktiengesellschaft | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | CGNXCognex Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Joint | INGERSOLL RAND PLC SHARES (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Member | INGERSOLL RAND PLC SHS (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | DLRDigital Realty Trust, Inc. | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | WMWaste Management, Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-19 | 20 | Joint | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2021 report.
288 assets with a value on the report filed 2022-08-11, 60 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| Janus Forty I (NASDAQ) | Fund | Spouse | $50,001 - $100,000 |
| Janus Balanced I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Financial Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $15,001 - $50,000 |
| T-AT&T, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| GOOGL - Alphabet Inc. | Stock | Spouse | $50,001 - $100,000 |
| TJXThe TJX Companies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Health Care Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $15,001 - $50,000 |
| ClearBridge Appreciation I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| AMGNAmgen Inc. | Stock | Spouse | $15,001 - $50,000 |
| NFLXNetflix, Inc. | Stock | Spouse | $100,001 - $250,000 |
| MORGAN STANLEY | Other | Spouse | $15,001 - $50,000 |
| AMZN-Amazon.com, Inc. | Stock | Spouse | $100,001 - $250,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Spouse | $15,001 - $50,000 |
| JPM-JPMorgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| J P MORGAN CHASE & CO | Bond | Spouse | $1,001 - $15,000 |
| VETAX-Victory Sycamore Established Value A | Fund | Spouse | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| BTO-John Hancock Financial Opportunities Fund | Fund | Spouse | $15,001 - $50,000 |
| NVDA-NVIDIA Corporation | Stock | Spouse | $100,001 - $250,000 |
| AMBFX-American Funds American Balanced F2 | Fund | Spouse | $15,001 - $50,000 |
| WMTWalmart Inc. | Stock | Spouse | $15,001 - $50,000 |
| CCitigroup Inc. | Stock | Spouse | $1,001 - $15,000 |
| DALDelta Air Lines, Inc. | Stock | Spouse | $1,001 - $15,000 |
| LRCXLam Research Corporation | Stock | Spouse | $50,001 - $100,000 |
| PYPLPayPal Holdings, Inc. | Stock | Spouse | $15,001 - $50,000 |
| IAUiShares Gold Trust | Fund | Spouse | $1,001 - $15,000 |
| iShares U.S. Medical Devices ETF | Fund | Spouse | $15,001 - $50,000 |
| Vanguard Short-Term Corporate Bond Index Fund ETF | Fund | Spouse | $15,001 - $50,000 |
| American Funds The Income Fund of America Class F- | Fund | Spouse | $1,001 - $15,000 |
| American Funds New World Fund Class F-2 | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge International Growth Fund Class I | Fund | Spouse | $15,001 - $50,000 |
| Cohen & Steers Real Estate Securities Fund, Inc. C | Fund | Spouse | $1,001 - $15,000 |
| Janus Henderson Enterprise Fund Class I | Fund | Spouse | $15,001 - $50,000 |
| Nationwide Geneva Small Cap Growth Fund Institutio | Fund | Spouse | $15,001 - $50,000 |
| PIMCO Low Duration Income Fund Class I-2 | Fund | Spouse | $15,001 - $50,000 |
| INTCIntel Corporation | Stock | Spouse | $1,001 - $15,000 |
| Virtus KAR Small-Cap Growth Fund Class I | Fund | Spouse | $15,001 - $50,000 |
| PGRThe Progressive Corporation | Stock | Spouse | $1,001 - $15,000 |
| Ark Next Generation Internet ETF | Fund | Spouse | $1,001 - $15,000 |
| SPDR Series Trust SPDR S&P Biotech ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard All-World ex-US Shares Index ETF | Fund | Spouse | $1,001 - $15,000 |
| American Mutual Fund Class F-2 Shares | Fund | Spouse | $1,001 - $15,000 |
| Columbia Dividend Income Fund Class I | Fund | Spouse | $15,001 - $50,000 |
| Vanguard Information Tech ETF | Fund | Spouse | $15,001 - $50,000 |
| Ark Fintech Innovation ETF | Fund | Spouse | $1,001 - $15,000 |
| Ark Genomic Revolution ETF | Fund | Spouse | $1,001 - $15,000 |
| First Trust Nasdaq Cybersecurity ETF | Fund | Spouse | $1,001 - $15,000 |
| Global X U.S. Infrastructure Development ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares TIPS Bond ETF | Fund | Spouse | $15,001 - $50,000 |
| SPDR S&P Regional Banking ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Small-Cap Value ETF | Fund | Spouse | $1,001 - $15,000 |
| WisdomTree U.S. Quality Dividend Growth Fund | Fund | Spouse | $1,001 - $15,000 |
| American Funds Inflation Linked Bond Fund - Clas | Fund | Spouse | $1,001 - $15,000 |
| Invesco Floating Rate Fund Class Y | Fund | Spouse | $1,001 - $15,000 |
| T Rowe Price New Asia Fund (PRASX) | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Biotech ETF | Fund | Spouse | $1,001 - $15,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Spouse | $15,001 - $50,000 |
| Vanguard Consumer Staples ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Information Technology ETF | Fund | Spouse | $15,001 - $50,000 |
| TSLATesla, Inc. | Stock | Spouse | $100,001 - $250,000 |
| Industrial Select Sector SPDR ETF | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Emerging Markets Eq Instl | Fund | Spouse | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| Morgan Stanley Private Bank | Other | Spouse | $15,001 - $50,000 |
| ProShares S&P 500 Dividend Aristocrats ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Communication Services Index Fund ETF Sha | Fund | Spouse | $1,001 - $15,000 |
| Calvert Equity Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge International Growth Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Ark Innovation ETF | Fund | Spouse | $1,001 - $15,000 |
| Columbia Dividend Income Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth Fund Inc. | Fund | Spouse | $1,001 - $15,000 |
| IAUishares Gold Trust | Fund | Spouse | $1,001 - $15,000 |
| Invesco Floating Rate Fund Class Y | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Abslt Ret Trck I (GJRTX) | Fund | Member | $15,001 - $50,000 |
| JP Morgan Dynamic Small Cap Gr Sel (JDSCX) | Fund | Member | $1,001 - $15,000 |
| Invesco QQQ Trust | Fund | Member | $15,001 - $50,000 |
| Metropolitan West Total Return Bond I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Technology Select Sector SPDR ETF | Fund | Member | $15,001 - $50,000 |
| VDC-Vanguard Consumer Staples ETF | Fund | Member | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth | Fund | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $1,001 - $15,000 |
| Financial Select Sector SPDR® ETF | Fund | Member | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Member | $15,001 - $50,000 |
| WMFFX-American Funds Washington Mutual F2 | Fund | Member | $15,001 - $50,000 |
| ClearBridge Large Cap Growth I | Fund | Member | $15,001 - $50,000 |
| Janus Henderson Enterprise I | Fund | Member | $1,001 - $15,000 |
| American Funds New World F2 | Fund | Member | $1,001 - $15,000 |
| Victory Sycamore Established Value I | Fund | Member | $15,001 - $50,000 |
| American Funds The Income Fund of America Class F- | Fund | Member | $15,001 - $50,000 |
| Communication Services Select Sector SPDR Fund | Fund | Member | $1,001 - $15,000 |
| Invesco S&P Global Water Index ETF | Fund | Member | $1,001 - $15,000 |
| Morgan Stanley | Other | Member | $1,001 - $15,000 |
| IAUiShares Gold Trust | Fund | Member | $1,001 - $15,000 |
| ProShares S&P 500 Dividend Aristocrats ETF | Fund | Member | $1,001 - $15,000 |
| ClearBridge International Growth Fund Class I | Fund | Member | $1,001 - $15,000 |
| Columbia Dividend Income Fund Institutional Class | Fund | Member | $15,001 - $50,000 |
| Parnassus Core Equity Fund - Investor Shares | Fund | Member | $15,001 - $50,000 |
| Ark Innovation ETF | Fund | Member | $1,001 - $15,000 |
| Global X Cloud Computing ETF | Fund | Member | $1,001 - $15,000 |
| BDJBlackrock Enhanced Equity Dividend Trust | Fund | Member | $1,001 - $15,000 |
| Virtus Kar Small-Cap Value Fund I | Fund | Member | $1,001 - $15,000 |
| ARK Fintech Innovation ETF | Fund | Member | $1,001 - $15,000 |
| Invesco Floating Rate Fund Class Y | Fund | Member | $1,001 - $15,000 |
| iShares TIPS Bond ETF | Fund | Member | $1,001 - $15,000 |
| MMM-3M Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| AMZN-Amazon.com Inc. (NASDAQ) | Stock | Member | $500,001 - $1,000,000 |
| AXP-American Express Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| DHRDanaher Corp. (NYSE) | Stock | Member | $100,001 - $250,000 |
| GOOGL - Alphabet Inc. | Stock | Member | $500,001 - $1,000,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| iShares Russell 2000 Growth | Fund | Member | $50,001 - $100,000 |
| KMBKimberly-Clark Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| MCHPMicrochip Technology Inc. (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| MSFT-Microsoft Corporation (NASDAQ) | Stock | Member | $250,001 - $500,000 |
| NKE-Nike, Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| ORCL-Oracle Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Member | $100,001 - $250,000 |
| UNP-Union Pacific Corporation (NYSE) | Stock | Member | $100,001 - $250,000 |
| RTXRaytheon Technologies Corporation Common Stock | Stock | Member | $15,001 - $50,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Member | $100,001 - $250,000 |
| V-Visa Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| JPMJPMorgan Chase & Co. | Stock | Member | $50,001 - $100,000 |
| LOWLowe's Companies Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| TMO-Thermo Fisher Scientific, Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| ELVAnthem, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| XLV - Health Care Select Sector SPDR® ETF | Fund | Member | $15,001 - $50,000 |
| AMGN-Amgen Inc. (NASDAQ) | Stock | Member | $15,001 - $50,000 |
| TAT&T, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELThe Estée Lauder Companies Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| PANW-Palo Alto Networks, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| METAMeta Platforms, Inc. - Class A Common Stock | Stock | Member | $50,001 - $100,000 |
| LRCX-Lam Research Corporation | Stock | Member | $100,001 - $250,000 |
| NFLX-Netflix, Inc. | Stock | Member | $100,001 - $250,000 |
| WMT-Wal-Mart Stores Inc. | Stock | Member | $15,001 - $50,000 |
| ANWFX-American Funds New Perspective F2 | Fund | Member | $50,001 - $100,000 |
| AAPL-Apple Inc. | Stock | Member | $500,001 - $1,000,000 |
| BAC-Bank of America Corporation | Stock | Member | $50,001 - $100,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Member | $100,001 - $250,000 |
| HD-The Home Depot, Inc. | Stock | Member | $250,001 - $500,000 |
| CSCOCisco Systems, Inc. | Stock | Member | $50,001 - $100,000 |
| DEODiageo plc | Stock | Member | $15,001 - $50,000 |
| CMCSA-Comcast Corporation | Stock | Member | $15,001 - $50,000 |
| FTV-Fortive Corporation | Stock | Member | $15,001 - $50,000 |
| NVDA-NVIDIA Corporation | Stock | Member | $500,001 - $1,000,000 |
| SBUX-Starbucks Corporation | Stock | Member | $15,001 - $50,000 |
| ADIAnalog Devices, Inc. | Stock | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $15,001 - $50,000 |
| IRIngersoll-Rand Plc | Stock | Member | $1,001 - $15,000 |
| PFEPfizer Inc. | Stock | Member | $15,001 - $50,000 |
| SYK-Stryker Corporation | Stock | Member | $15,001 - $50,000 |
| iShares US Medical Devices ETF | Fund | Member | $15,001 - $50,000 |
| XYZSquare, Inc. | Stock | Member | $15,001 - $50,000 |
| American Funds The New Economy Fund Class F-2 | Fund | Member | $15,001 - $50,000 |
| Goldman Sachs Absolute Return Tracker Fund Institu | Fund | Member | $15,001 - $50,000 |
| JPMorgan Small Cap Blend Fund Class I | Fund | Member | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth Fund | Fund | Member | $15,001 - $50,000 |
| KOThe Coca-Cola Company | Stock | Member | $1,001 - $15,000 |
| iShares International Select Dividend ETF | Fund | Member | $15,001 - $50,000 |
| iShares TIPS Bond ETF | Fund | Member | $50,001 - $100,000 |
| Morgan Stanley | Other | Member | $100,001 - $250,000 |
| PIMCO Low Duration Income Fund Class I-2 | Fund | Member | $15,001 - $50,000 |
| DLRDigital Realty Trust, Inc. Common Stock | Stock | Member | $15,001 - $50,000 |
| Ark Innovation ETF | Fund | Member | $15,001 - $50,000 |
| First Trust NASDAQ Cybersecurity ETF | Fund | Member | $15,001 - $50,000 |
| SPDR Select Sector Fund - Industrial | Fund | Member | $15,001 - $50,000 |
| Vanguard Financials ETF | Fund | Member | $15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Member | $15,001 - $50,000 |
| Vanguard High Dividend Yield ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard All-World ex-US Shares Index ETF | Fund | Member | $15,001 - $50,000 |
| Capital Income Builder Cl F-2 Shs | Fund | Member | $1,001 - $15,000 |
| Baron Small Cap Fund Inst Shs | Fund | Member | $15,001 - $50,000 |
| VNTVontier Corporation Common Stock | Stock | Member | $1,001 - $15,000 |
| Ark Genomic Revolution ETF | Fund | Member | $1,001 - $15,000 |
| VanEck Semiconductor ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard Consumer Staples ETF | Fund | Member | $15,001 - $50,000 |
| Vanguard Small-Cap Value ETF | Fund | Member | $15,001 - $50,000 |
| WisdomTree U.S. Quality Dividend Growth Fund | Fund | Member | $15,001 - $50,000 |
| The Communication Services Select Sector SPDR Fund | Fund | Member | None (or less than $1,001) |
| Pimco Income Fund Class I-2 | Fund | Member | None (or less than $1,001) |
| Morgan Stanley | Other | Joint | $100,001 - $250,000 |
| AAPL-Apple Inc. (NASDAQ) | Stock | Joint | $250,001 - $500,000 |
| KOThe Coca-Cola Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| CAG-ConAgra Foods, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPM-JPMorgan Chase & Co. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| ESSEssex Property Trust Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Joint | $50,001 - $100,000 |
| SBUXStarbucks Corporation (NASDAQ) | Stock | Joint | $50,001 - $100,000 |
| ULUnilever plc (NYSE) | Stock | Joint | $15,001 - $50,000 |
| RTXRaytheon Technologies Corporation Common Stock | Stock | Joint | $50,001 - $100,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Joint | $50,001 - $100,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| Raytheon Company (NYSE) | Stock | Joint | $50,001 - $100,000 |
| VVisa Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPMORGAN CHASE & CO 6.75% FXD to 2/01/24 | Bond | Joint | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $1,001 - $15,000 |
| JNJJohnson & Johnson | Stock | Joint | $15,001 - $50,000 |
| LRCX-Lam Research Corporation | Stock | Joint | $50,001 - $100,000 |
| MSFT-Microsoft Corporation | Stock | Joint | $100,001 - $250,000 |
| GOOGL-Alphabet Inc. | Stock | Joint | $50,001 - $100,000 |
| AMGNAmgen Inc. | Stock | Joint | $15,001 - $50,000 |
| BAC-Bank of America Corporation | Stock | Joint | $15,001 - $50,000 |
| DHR-Danaher Corporation | Stock | Joint | $15,001 - $50,000 |
| HDThe Home Depot, Inc. | Stock | Joint | $15,001 - $50,000 |
| LMTLockheed Martin Corporation | Stock | Joint | $15,001 - $50,000 |
| MA-Mastercard Incorporated | Stock | Joint | $50,001 - $100,000 |
| METMetLife, Inc. | Stock | Joint | $15,001 - $50,000 |
| DIS-The Walt Disney Company | Stock | Joint | $15,001 - $50,000 |
| VIG-Vanguard Dividend Appreciation ETF | Fund | Joint | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth | Fund | Joint | $15,001 - $50,000 |
| ADI-Analog Devices, Inc. | Stock | Joint | $15,001 - $50,000 |
| CCitigroup Inc. | Stock | Joint | $15,001 - $50,000 |
| IRIngersoll-Rand Plc | Stock | Joint | $1,001 - $15,000 |
| HLMIX-Harding Loevner International Eq Instl | Fund | Joint | $15,001 - $50,000 |
| RI INFRASTRUCTURE BK SAFE DRINKIN | Bond | Joint | $15,001 - $50,000 |
| AMZNAmazon.com, Inc. | Stock | Joint | $50,001 - $100,000 |
| MCDMcDonald's Corporation | Stock | Joint | $15,001 - $50,000 |
| NVDANVIDIA Corporation | Stock | Joint | $100,001 - $250,000 |
| WMTWalmart Inc. | Stock | Joint | $15,001 - $50,000 |
| Communication Services Select Sector SPDR Fund | Fund | Joint | $15,001 - $50,000 |
| Health Care Select Sector SPDR Fund | Fund | Joint | $15,001 - $50,000 |
| Invesco QQQ Trust | Fund | Joint | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Joint | $1,001 - $15,000 |
| Vanguard Consumer Staples Index Fund ETF Shares | Fund | Joint | $50,001 - $100,000 |
| RI Health & Ed Bldg Corp | Bond | Joint | $15,001 - $50,000 |
| Baron International Growth Fund Institutional Shar | Fund | Joint | $15,001 - $50,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Joint | $1,001 - $15,000 |
| JPMorgan Small Cap Blend Fund Class I | Fund | Joint | $1,001 - $15,000 |
| IAUiShares Gold Trust | Fund | Joint | $1,001 - $15,000 |
| Calvert Small-Cap Fund Class I | Fund | Joint | $15,001 - $50,000 |
| Columbia Dividend Income Fund Institutional Class | Fund | Joint | $15,001 - $50,000 |
| SPDR Select Sector Fund - Industrial | Fund | Joint | $15,001 - $50,000 |
| Vanguard Financials ETF | Fund | Joint | $15,001 - $50,000 |
| Vanguard High Dividend Yield ETF | Fund | Joint | $15,001 - $50,000 |
| Calvert Equity Fund Class I | Fund | Joint | $1,001 - $15,000 |
| Vanguard FTSE All World Ex US ETF | Fund | Joint | $1,001 - $15,000 |
| Dws Enhanced Commodity Strategy Fund - Class Ins | Fund | Joint | $1,001 - $15,000 |
| The Income Fund of America Class F-2 Shares | Fund | Joint | None (or less than $1,001) |
| Goldman Sachs Strategic Growth Fund Institutiona | Fund | Joint | None (or less than $1,001) |
| Pimco Low Duration Income Fund Class I-2 | Fund | Joint | None (or less than $1,001) |
| Amcap Fund Class F-2 Shares | Fund | Joint | None (or less than $1,001) |
| Capital Income Builder Cl F-2 Shs | Fund | Joint | None (or less than $1,001) |
| SPDR Series Trust SPDR S&P Biotech ETF | Fund | Joint | None (or less than $1,001) |
| MCHPMicrochip Technology Incorporated - Common Stock | Stock | Joint | None (or less than $1,001) |
| TAB Prod Co LLC (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Canada( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Europa (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod PTY Ltd ( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| Seaview Mezzanine LP | Other | Member | None (or less than $1,001) |
| Artisan Mid Cap Institutional (NASDAQ) | Fund | Member | None (or less than $1,001) |
| Metropolitan West Total Return Bond Fund Plan Clas | Fund | Member | $15,001 - $50,000 |
| White Ranch Minerals, Ltd. | Other | Member | None (or less than $1,001) |
| T. Rowe Price Overseas Stock I | Fund | Member | $1,001 - $15,000 |
| Eaton Vance Glbl Macro Abs Ret Advtg I | Fund | Member | None (or less than $1,001) |
| Wells Fargo Market Deposit AC | Other | Member | $1,001 - $15,000 |
| TCW Emerging Markets Income Fund Class Institution | Fund | Member | $1,001 - $15,000 |
| PIMCO High Yield Fund Institutional Class | Fund | Member | None (or less than $1,001) |
| PIMCO Total Return Fund Institutional Class | Fund | Member | $15,001 - $50,000 |
| Fidelity Advisor New Markets Income Fund Class Z | Fund | Member | $1,001 - $15,000 |
| Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Fund | Member | $15,001 - $50,000 |
| iShares Core S&P Total U.S. Stock Market ETF | Fund | Member | $15,001 - $50,000 |
| Jensen Quality Growth Fund Class I | Fund | Member | $1,001 - $15,000 |
| iShares MSCI USA Quality Factor ETF | Fund | Member | None (or less than $1,001) |
| iShares Russell 2000 ETF | Fund | Member | $1,001 - $15,000 |
| Touchstone Mid Cap Fd Inst Cl | Fund | Member | None (or less than $1,001) |
| Vanguard Mid-Cap ETF | Fund | Member | $15,001 - $50,000 |
| Invesco Oppenheimer Developing Markets Fund Clas | Fund | Member | None (or less than $1,001) |
| Touchstone Sands Capital Emerging Markets Growth | Fund | Member | $1,001 - $15,000 |
| Invesco Optimum Yield Diversified Commodity Strate | Fund | Member | None (or less than $1,001) |
| Baird Aggregate Bond Fund Institutional Class | Fund | Member | $15,001 - $50,000 |
| Dodge & Cox Stock Fund | Fund | Member | $1,001 - $15,000 |
| Undiscovered Managers Behavioral Value Fund - R6 | Fund | Member | $1,001 - $15,000 |
| Touchstone Sands Capital Emerging Markets Growth | Fund | Member | $1,001 - $15,000 |
| Pimco Commodityrealreturn Strategy Fund Institut | Fund | Member | $1,001 - $15,000 |
| Rita D Sellar GST Exempt Trust | Other | Spouse | Unascertainable |
| H Yale TW Dolan Trust | Other | Spouse | Unascertainable |
| Sarah B TD Dolan Trust | Other | Spouse | Unascertainable |
| Thomas Dolan Trust | Other | Spouse | Unascertainable |
| Personal residence | Other | Joint | $1,000,001 - $5,000,000 |
| Bank of America | Other | Spouse | $100,001 - $250,000 |
How reports are read: holdings methodology.