Congressional stock trades · Member
Sheldon Whitehouse
Senator · RI · Democrat
166 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: Commission on Security and Cooperation in Europe; Senate Committee on Environment and Public Works; Senate Committee on Finance; Senate Committee on the Budget; Senate Committee on the Judiciary; United States Senate Caucus on International Narcotics Control.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-02 | 2026-08-13 | 20 | Spouse | LRCXLam Research Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-12 | 21 | Spouse | AMGNAmgen Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-06 | 27 | Member | SDZNY- Sandoz Group AG ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-08-03 | 2026-07-20 | 14 | Member | LOWLowe's Companies, Inc. Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-30 | 8 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | MUMicron Technology, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | COHRCoherent Corp. Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | CCICrown Castle Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Member | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Spouse | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-07 | 26 | Member | ORCLOracle Corporation Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-05-04 | 2026-04-13 | 21 | Member | JPMJP Morgan Chase & Co. Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-04-08 | 2026-03-30 | 9 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | VZVerizon Communications Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | HDHome Depot, Inc. (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | MAMastercard Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | HDHome Depot | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | MCDMcDonald's Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | GHGuardant Health Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | HSYHershey Foods Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2025-11-03 | 2025-10-27 | 7 | Spouse | PGRProgressive Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-11-03 | 2025-10-20 | 14 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | MSFTMicrosoft Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AMGNAmgen Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | RI INFRASTRUCTURE BK SAFE DRINKIN Rate/Coupon: 3.0% Matures: 10/01/2032 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | VZVerizon Communications Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Member | DHRDanaher Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | LRCXLam Research Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-07 | 28 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-03 | 32 | Member | ADIAnalog Devices | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-29 | 14 | Member | ELEstee Lauder Companies | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | SBUXStarbucks Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Spouse | SBUXStarbucks Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-03 | 40 | Spouse | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2025-01-06 | 2 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | LRCXLam Research Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | RI HEALTH & EDL BLDG CORP Rate/Coupon: 4.00% Matures: 09/15/2034 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-12-05 | 2024-11-18 | 17 | Member | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-30 | 8 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | HONHoneywell International Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Member | TSLATesla Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Spouse | TSLATesla Inc | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-11-07 | 2024-10-11 | 27 | Member | TSLATesla Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | CELHCelsius Holdings Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-10-10 | 2024-09-17 | 23 | Member | AMGNAmgen Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-09-04 | 2024-08-15 | 20 | Spouse | SNOWSnowflake Inc Cl A | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Spouse | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Member | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-25 | 27 | Member | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Spouse | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | MCDMcDonald's Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-27 | 19 | Member | GSGoldman Sachs Group, Inc. (The) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | HDHome Depot | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | MSFTMicrosoft Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-10 | 27 | Member | CCICrown Castle Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-08 | 29 | Member | DEODiageo Plc ADR | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-30 | 20 | Spouse | JP MORGAN CHASE & CO Rate/Coupon: 6.12% Matures: 02/12/2056 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | DHRDanaher Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | RTXRTX Corporation Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Member | NVSNovartis Ag ADR | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-22 | 33 | Member | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-13 | 42 | Member | CMCSAComcast Corp A | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | SNOWSnowflake Inc Cl A | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | LLYEli Lilly and Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-11 | 38 | Member | PFEPfizer Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | TGTTarget Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Spouse | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-16 | 21 | Member | KMBKimberly-Clark Corp | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-12-07 | 2023-11-08 | 29 | Member | CELHCelsius Holdings Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | PYPLPaypal Holdings | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | CCitigroup Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | NVSNovartis Ag ADR | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | XYZBlock, Inc. Class A Common Stock, | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | KVUEKenvue Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | VZVerizon Communications Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | BTOJohn Hancock Financial Opportunities Fund Common S | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TSLATesla Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | MMM3M Company | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TAT&T Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | INTCIntel Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | TAT&T Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Member | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Spouse | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Member | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Spouse | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Spouse | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Member | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Member | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Spouse | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TGTTarget Corporation Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TSLATesla, Inc. - Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | MCHPMicrochip Technology Incorporated - Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Spouse | BABAAlibaba Group Holding Limited American Depositary | Sale (full) | $1,001 - $15,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | TAT&T Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-27 | 17 | Joint | MACYS RETAIL HLDGS INC Rate/Coupon: 3.875% Matures: 01/15/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-08-06 | 2020-10-13 | 297 ·>45 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2021-07-23 | 2021-06-07 | 46 ·>45 | Joint | Genl Motors Financial Co Inc Rate/Coupon: 3.2% Matures: 07/06/2021 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-28 | 39 | Member | INTCIntel Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-07 | 60 ·>45 | Joint | GENERAL ELECTRIC CO FIXED TO 012021 Rate/Coupon: 5.0% Matures: 04/07/2061 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-01-25 | 2020-12-30 | 26 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-13 | 37 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-09 | 41 | Member | Fortive Corporation (Exchanged) Vontier Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Joint | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Member | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-09 | 48 ·>45 | Joint | CBChubb Limited | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Spouse | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Member | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Member | UTX - United Technologies Corporation (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Joint | Raytheon Company (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | ILMNIllumina, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | Siemens Aktiengesellschaft | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | CGNXCognex Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Joint | INGERSOLL RAND PLC SHARES (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Member | INGERSOLL RAND PLC SHS (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | DLRDigital Realty Trust, Inc. | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | WMWaste Management, Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-19 | 20 | Joint | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2016 report.
319 assets with a value on the report filed 2017-08-11, 165 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Fidelity Contrafund (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| American Funds Fundamental Invs F2 (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Oakmark Equity & Income I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Janus Forty I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Janus Balanced I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price New Asia (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Health Care Inv (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Victory Sycamore Established Value A (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| GEGeneral Electric Company (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| Gabelli Asset I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Financial Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| PowerShares KBW Premium Yld Eq REIT ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| TAT&T, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Information Technology ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| Federated MDT Small Cap Growth Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Harding Loevner Emerging Markets Advisor (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Hartford Capital Appreciation I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Royce Premier Invmt (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| GOOGL - Alphabet Inc. | Stock | Spouse | $15,001 - $50,000 |
| TJXThe TJX Companies, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| Health Care Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Appreciation I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| AMGNAmgen Inc. | Stock | Spouse | $1,001 - $15,000 |
| BIIBBiogen Inc. | Stock | Spouse | $1,001 - $15,000 |
| GILDGilead Sciences Inc. | Stock | Spouse | $1,001 - $15,000 |
| NFLXNetflix, Inc. | Stock | Spouse | $15,001 - $50,000 |
| PANWPalo Alto Networks, Inc. | Stock | Spouse | $1,001 - $15,000 |
| MORGAN STANLEY | Other | Spouse | None (or less than $1,001) |
| AMZNAmazon.com, Inc. | Stock | Spouse | $1,001 - $15,000 |
| GSThe Goldman Sachs Group, Inc. | Stock | Spouse | $1,001 - $15,000 |
| IBMInternational Business Machines Corporation | Stock | Spouse | $1,001 - $15,000 |
| JPMJPMorgan Chase & Co. | Stock | Spouse | $1,001 - $15,000 |
| Twitter, Inc. | Stock | Spouse | $1,001 - $15,000 |
| METAFacebook, Inc. | Stock | Spouse | $1,001 - $15,000 |
| J P MORGAN CHASE & CO | Bond | Spouse | $1,001 - $15,000 |
| Fidelity Contrafund (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs BRIC Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Hartford Capital Appreciation I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T Rowe Price New Asia Fund (PRASX) | Fund | Spouse | $1,001 - $15,000 |
| BlackRock Equity Dividend Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Prudential Jennison Equity Income Z (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Oakmark I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| HYTBlackrock Corporate High Yield (NYSE) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Biotech ETF | Fund | Spouse | $1,001 - $15,000 |
| Morgan Stanley | Other | Spouse | $1,001 - $15,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Consumer Staples ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Information Technology ETF | Fund | Spouse | $1,001 - $15,000 |
| Delaware Inv Sm Cap Val Inst (DEVIX) | Fund | Member | $1,001 - $15,000 |
| E V Income Fund Of Boston I (EIBIX) | Fund | Member | $1,001 - $15,000 |
| Goldman Sachs Abslt Ret Trck I (GJRTX) | Fund | Member | $15,001 - $50,000 |
| Ivy Mid Cap Growth I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JP Morgan Dynamic Small Cap Gr Sel (JDSCX) | Fund | Member | $1,001 - $15,000 |
| Metropolitan West Total Return Bond I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| MainStay Large Cap Growth I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| PIMCO Low Duration P (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Virtus Emerging Markets Opportunities I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| F4W Inc Freedom Wireless | Other | Member | $50,001 - $100,000 |
| AMG Systematic Mid Cap Value Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| PowerShares QQQ Trust, Ser 1 (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JHancock Disciplined Value I (NASDAQ) | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Member | None (or less than $1,001) |
| iShares International Select Dividend | Fund | Member | $1,001 - $15,000 |
| Technology Select Sector SPDR ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard Consumer Staples ETF | Fund | Member | $1,001 - $15,000 |
| Lazard International Strategic Eq Instl | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth | Fund | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $1,001 - $15,000 |
| Financial Select Sector SPDR® ETF | Fund | Member | $1,001 - $15,000 |
| Voya Global Real Estate I | Fund | Member | $1,001 - $15,000 |
| MMM3M Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| AMZNAmazon.com Inc. (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| AXPAmerican Express Company (NYSE) | Stock | Member | $15,001 - $50,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| DHRDanaher Corp. (NYSE) | Stock | Member | $15,001 - $50,000 |
| GOOGL - Alphabet Inc. | Stock | Member | $100,001 - $250,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| INTL FLAVORS&FRAGR (Stuttgart) | Stock | Member | $50,001 - $100,000 |
| iShares MSCI EAFE | Fund | Member | $15,001 - $50,000 |
| iShares Russell 2000 Growth | Fund | Member | $50,001 - $100,000 |
| KMBKimberly-Clark Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| L Brands, Inc. (NYSE) | Stock | Member | $1,001 - $15,000 |
| MCHPMicrochip Technology Inc. (NASDAQ) | Stock | Member | $50,001 - $100,000 |
| MSFTMicrosoft Corporation (NASDAQ) | Stock | Member | $50,001 - $100,000 |
| NKENike, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| ORCLOracle Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PowerShares Dynamic Biotech & Genome ETF | Fund | Member | $50,001 - $100,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| UNPUnion Pacific Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| RTXUnited Technologies Corp. (NYSE) | Stock | Member | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated (NYSE) | Stock | Member | $15,001 - $50,000 |
| VVisa Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| Aetna Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| AKAMAkamai Technologies, Inc. (NASDAQ) | Stock | Member | $15,001 - $50,000 |
| JPM - JPMorgan Chase & Co. | Stock | Member | $15,001 - $50,000 |
| LOWLowe's Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| TMOThermo Fisher Scientific, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELVAnthem, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| XLV - Health Care Select Sector SPDR® ETF | Fund | Member | $1,001 - $15,000 |
| MOAltria Group Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| AMGNAmgen Inc. (NASDAQ) | Stock | Member | $1,001 - $15,000 |
| TAT&T, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELThe Estée Lauder Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PANWPalo Alto Networks, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| METAFacebook, Inc. | Stock | Member | $15,001 - $50,000 |
| GILDGilead Sciences Inc. | Stock | Member | $15,001 - $50,000 |
| LRCXLam Research Corporation | Stock | Member | $15,001 - $50,000 |
| MRKMerck & Co. Inc. | Stock | Member | $15,001 - $50,000 |
| NFLXNetflix, Inc. | Stock | Member | $15,001 - $50,000 |
| TJXThe TJX Companies, Inc. | Stock | Member | $1,001 - $15,000 |
| WMTWal-Mart Stores Inc. | Stock | Member | $1,001 - $15,000 |
| American Funds New Perspective F2 | Fund | Member | $1,001 - $15,000 |
| Morgan Stanley | Other | Member | $100,001 - $250,000 |
| BUDAnheuser-Busch InBev SA/NV | Stock | Member | $15,001 - $50,000 |
| AAPLApple Inc. | Stock | Member | $100,001 - $250,000 |
| BACBank of America Corporation | Stock | Member | $15,001 - $50,000 |
| GSThe Goldman Sachs Group, Inc. | Stock | Member | $50,001 - $100,000 |
| HDThe Home Depot, Inc. | Stock | Member | $50,001 - $100,000 |
| CSCOCisco Systems, Inc. | Stock | Member | $15,001 - $50,000 |
| DEODiageo plc | Stock | Member | $15,001 - $50,000 |
| CMCSAComcast Corporation | Stock | Member | $1,001 - $15,000 |
| FTVFortive Corporation | Stock | Member | $1,001 - $15,000 |
| HASHasbro, Inc. | Stock | Member | $15,001 - $50,000 |
| IBMInternational Business Machines Corporation | Stock | Member | $15,001 - $50,000 |
| JCIJohnson Controls International plc | Stock | Member | $1,001 - $15,000 |
| NWLNewell Brands Inc. | Stock | Member | $1,001 - $15,000 |
| NVDANVIDIA Corporation | Stock | Member | $15,001 - $50,000 |
| REGNRegeneron Pharmaceuticals, Inc. | Stock | Member | $1,001 - $15,000 |
| SBUXStarbucks Corporation | Stock | Member | $1,001 - $15,000 |
| Twitter, Inc. | Stock | Member | $1,001 - $15,000 |
| WMWaste Management, Inc. | Stock | Member | $1,001 - $15,000 |
| Express Scripts Holding Company | Stock | Member | None (or less than $1,001) |
| iShares MSCI Japan ETF | Fund | Member | None (or less than $1,001) |
| RYAAYRyanair Holdings plc | Stock | Member | None (or less than $1,001) |
| VFCV.F. Corporation | Stock | Member | None (or less than $1,001) |
| AAPLApple Inc. (NASDAQ) | Stock | Dependent | $100,001 - $250,000 |
| BACBank of America Corporation (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| Celgene Corporation (NASDAQ) | Stock | Dependent | $15,001 - $50,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Dependent | $50,001 - $100,000 |
| FMSFresenius Medical Care AG & Co. KGAA (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| GEGeneral Electric Company (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| GOOGL - Alphabet Inc. | Stock | Dependent | $15,001 - $50,000 |
| IBMInternational Business Machines Corporation (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| KMBKimberly-Clark Corporation (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| NSRGY - Nestlé S.A. | Stock | Dependent | $1,001 - $15,000 |
| STTState Street Corporation (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| VVisa Inc. (NYSE) | Stock | Dependent | $50,001 - $100,000 |
| DISThe Walt Disney Company (NYSE) | Stock | Dependent | $50,001 - $100,000 |
| KOThe Coca-Cola Company (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| CCICrown Castle International Corp. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| L Brands, Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| MRSHMarsh & McLennan Companies, Inc. (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| Raytheon Co. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| TMOThermo Fisher Scientific, Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| Time Warner Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| AMGNAmgen Inc. (NASDAQ) | Stock | Dependent | $1,001 - $15,000 |
| TAT&T, Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| JPMJPMorgan Chase & Co. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| Morgan Stanley | Other | Dependent | $15,001 - $50,000 |
| Vanguard Consumer Staples ETF (NYSEArca) | Fund | Dependent | $1,001 - $15,000 |
| GILDGilead Sciences Inc. | Stock | Dependent | $1,001 - $15,000 |
| Linear Technology Corporation | Stock | Dependent | $15,001 - $50,000 |
| MDTMedtronic plc | Stock | Dependent | $1,001 - $15,000 |
| NFLXNetflix, Inc. | Stock | Dependent | $15,001 - $50,000 |
| HASHasbro, Inc. | Stock | Dependent | $1,001 - $15,000 |
| MARMarriott International, Inc. | Stock | Dependent | $1,001 - $15,000 |
| NWLNewell Brands Inc. | Stock | Dependent | $1,001 - $15,000 |
| NVDANVIDIA Corporation | Stock | Dependent | $15,001 - $50,000 |
| SBUXStarbucks Corporation | Stock | Dependent | $1,001 - $15,000 |
| WMWaste Management, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Starwood Hotels & Resorts | Stock | Dependent | None (or less than $1,001) |
| BMYBristol-Myers Squibb Company | Stock | Dependent | None (or less than $1,001) |
| Express Scripts Holding Company | Stock | Dependent | None (or less than $1,001) |
| GMEGameStop Corp. | Stock | Dependent | None (or less than $1,001) |
| MSFTMicrosoft Corporation | Stock | Dependent | $50,001 - $100,000 |
| Morgan Stanley Bank | Other | Dependent | $1,001 - $15,000 |
| MMM3M Company (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| BUDAnheuser-Busch InBev SA/NV (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| BLKBlackRock, Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| Health Care Select Sector SPDR ETF | Fund | Dependent | $1,001 - $15,000 |
| JPMJPMorgan Chase & Co. (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| TMOThermo Fisher Scientific, Inc. (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| Vanguard Dividend Apprec Idx ETF | Fund | Dependent | $1,001 - $15,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| American Funds Capital World G/I F2 (NASDAQ) | Fund | Dependent | $15,001 - $50,000 |
| American Funds SMALLCAP World F2 (NASDAQ) | Fund | Dependent | $15,001 - $50,000 |
| AMZNAmazon.com Inc. (NASDAQ) | Stock | Dependent | $50,001 - $100,000 |
| MRSHMarsh & McLennan Companies, Inc. (NYSE) | Stock | Dependent | $1,001 - $15,000 |
| CVSCVS Health Corporation (NYSE) | Stock | Dependent | $15,001 - $50,000 |
| SBUXStarbucks Corporation (NASDAQ) | Stock | Dependent | $1,001 - $15,000 |
| American Funds AMCAP F2 (NASDAQ) | Fund | Dependent | $1,001 - $15,000 |
| DISThe Walt Disney Company | Stock | Dependent | $15,001 - $50,000 |
| NVDANVIDIA Corporation | Stock | Dependent | $15,001 - $50,000 |
| Walgreens Boots Alliance, Inc. | Stock | Dependent | $1,001 - $15,000 |
| VMware, Inc. | Stock | Dependent | None (or less than $1,001) |
| Morgan Stanley | Other | Joint | $50,001 - $100,000 |
| AAPLApple Inc. (NASDAQ) | Stock | Joint | $100,001 - $250,000 |
| TAT&T, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| KOThe Coca-Cola Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| CAGConAgra Foods, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| GEGeneral Electric Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| JPMJPMorgan Chase & Co. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| MCHPMicrochip Technology Inc. (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| Nestl (OTC Markets) | Stock | Joint | $50,001 - $100,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| Goldman Sachs Group Inc | Bond | Joint | $15,001 - $50,000 |
| AT&T Inc | Bond | Joint | $15,001 - $50,000 |
| Raymond James Financial | Bond | Joint | $15,001 - $50,000 |
| COSTCostco Wholesale Corporation (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Joint | $15,001 - $50,000 |
| ESSEssex Property Trust Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| L Brands, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| SBUXStarbucks Corporation (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| ULUnilever plc (NYSE) | Stock | Joint | $15,001 - $50,000 |
| RTXUnited Technologies Corp. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated (NYSE) | Stock | Joint | $15,001 - $50,000 |
| F4W Inc Freedom 4 Wireless | Other | Joint | $50,001 - $100,000 |
| BMYBristol-Myers Squibb Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| Raytheon Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| VVisa Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPMORGAN CHASE & CO 6.75% FXD to 2/01/24 | Bond | Joint | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $100,001 - $250,000 |
| BIIBBiogen Inc. | Stock | Joint | $1,001 - $15,000 |
| GILDGilead Sciences Inc. | Stock | Joint | $1,001 - $15,000 |
| JNJJohnson & Johnson | Stock | Joint | $15,001 - $50,000 |
| LRCXLam Research Corporation | Stock | Joint | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Joint | $15,001 - $50,000 |
| ABTAbbott Laboratories | Stock | Joint | $1,001 - $15,000 |
| GOOGLAlphabet Inc. | Stock | Joint | $15,001 - $50,000 |
| MOAltria Group, Inc. | Stock | Joint | $1,001 - $15,000 |
| AMGNAmgen Inc. | Stock | Joint | $15,001 - $50,000 |
| BACBank of America Corporation | Stock | Joint | $1,001 - $15,000 |
| BAThe Boeing Company | Stock | Joint | $1,001 - $15,000 |
| CBChubb Limited | Stock | Joint | $1,001 - $15,000 |
| CMCSAComcast Corporation | Stock | Joint | $1,001 - $15,000 |
| DHRDanaher Corporation | Stock | Joint | $15,001 - $50,000 |
| ELThe Estée Lauder Companies Inc. | Stock | Joint | $1,001 - $15,000 |
| METAFacebook, Inc. | Stock | Joint | $15,001 - $50,000 |
| GSThe Goldman Sachs Group, Inc. | Stock | Joint | $1,001 - $15,000 |
| HDThe Home Depot, Inc. | Stock | Joint | $1,001 - $15,000 |
| LMTLockheed Martin Corporation | Stock | Joint | $15,001 - $50,000 |
| MAMastercard Incorporated | Stock | Joint | $1,001 - $15,000 |
| MCKMcKesson Corporation | Stock | Joint | $1,001 - $15,000 |
| METMetLife, Inc. | Stock | Joint | $15,001 - $50,000 |
| NWLNewell Brands Inc. | Stock | Joint | $1,001 - $15,000 |
| PANWPalo Alto Networks, Inc. | Stock | Joint | $1,001 - $15,000 |
| TELTE Connectivity Ltd. | Stock | Joint | $1,001 - $15,000 |
| DISThe Walt Disney Company | Stock | Joint | $1,001 - $15,000 |
| iShares International Select Div ETF | Fund | Joint | $1,001 - $15,000 |
| PowerShares QQQ ETF | Fund | Joint | $1,001 - $15,000 |
| SPDR® S&P Biotech ETF | Fund | Joint | $1,001 - $15,000 |
| Vanguard Dividend Appreciation ETF | Fund | Joint | $1,001 - $15,000 |
| XEROX CORP | Bond | Joint | $1,001 - $15,000 |
| MACYS RETAIL HLDGS INC | Bond | Joint | $15,001 - $50,000 |
| American Funds AMCAP F2 | Fund | Joint | $1,001 - $15,000 |
| Columbia AMT-Free Interm Muni Bd Z | Fund | Joint | $15,001 - $50,000 |
| Goldman Sachs Strategic Growth Instl | Fund | Joint | $1,001 - $15,000 |
| Lazard International Strategic Eq Instl | Fund | Joint | $1,001 - $15,000 |
| Oakmark Investor | Fund | Joint | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth | Fund | Joint | $1,001 - $15,000 |
| LWLamb Weston Holdings, Inc. | Stock | Joint | $1,001 - $15,000 |
| SOThe Southern Company | Stock | Joint | None (or less than $1,001) |
| China Mobile Limited | Stock | Joint | None (or less than $1,001) |
| ACNAccenture plc | Stock | Joint | None (or less than $1,001) |
| CATCaterpillar Inc. | Stock | Joint | None (or less than $1,001) |
| VFCV.F. Corporation | Stock | Joint | None (or less than $1,001) |
| IBMInternational Business Machines Corporation | Stock | Joint | $15,001 - $50,000 |
| TAB Prod Co LLC (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Canada( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Europa (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod PTY Ltd ( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| Symco Group Inc (inv of Seaview Mezzanine, LP | Other | Member | $15,001 - $50,000 |
| Wells Fargo Mkt Deposit A/C | Other | Member | $1,001 - $15,000 |
| Dodge & Cox Income (NASDAQ) | Fund | Member | $15,001 - $50,000 |
| Driehaus Active Income (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Credit Suisse Commodity Return Strat I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Vanguard REIT Index ETF | Fund | Member | $1,001 - $15,000 |
| Artisan Mid Cap Institutional (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Harbor Capital Appreciation Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JPMorgan Mid Cap Value Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Dodge & Cox International Stock (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Fidelity Advisor Emerging Markets Inc I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Eaton Vance Glbl Macr Absolute Return I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JPMorgan High Yield Select (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Instl Floating Rate (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Oppenheimer Developing Markets I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Metropolitan West Total Return Bond I | Fund | Member | $15,001 - $50,000 |
| American Century Small Cap Growth Instl | Fund | Member | $1,001 - $15,000 |
| Sterling Capital Stratton SmCp Val Instl | Fund | Member | $1,001 - $15,000 |
| Artisan International Institutional | Fund | Member | $1,001 - $15,000 |
| BlackRock Global Long/Short Credit Instl | Fund | Member | $1,001 - $15,000 |
| MERIX - Merger Institutional | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Real Estate | Fund | Member | $1,001 - $15,000 |
| Vanguard Inflation-Protected Secs Adm | Fund | Member | $1,001 - $15,000 |
| MFS Value I | Fund | Member | $15,001 - $50,000 |
| Natixis ASG Global Alternatives Y | Fund | Member | $1,001 - $15,000 |
| Neuberger Berman Long Short Instl | Fund | Member | $1,001 - $15,000 |
| Invesco Balanced-Risk Commodity Strat Y | Fund | Member | $1,001 - $15,000 |
| SPDR® Dow Jones International RelEst ETF | Fund | Member | $1,001 - $15,000 |
| White Ranch Minerals, Ltd. | Other | Member | $1,001 - $15,000 |
| Rita D Sellar GST Exempt Trust | Other | Spouse | Unascertainable |
| Rita D Sellar GST Exempt Trust | Other | Dependent | Unascertainable |
| Morgan Stanley | Other | Dependent | $1,001 - $15,000 |
| H Yale TW Dolan Trust | Other | Spouse | Unascertainable |
| Sarah B TD Dolan Trust | Other | Spouse | Unascertainable |
| Thomas Dolan Trust | Other | Spouse | Unascertainable |
How reports are read: holdings methodology.