Congressional stock trades · Member
Sheldon Whitehouse
Senator · RI · Democrat
166 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: Commission on Security and Cooperation in Europe; Senate Committee on Environment and Public Works; Senate Committee on Finance; Senate Committee on the Budget; Senate Committee on the Judiciary; United States Senate Caucus on International Narcotics Control.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-02 | 2026-08-13 | 20 | Spouse | LRCXLam Research Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-12 | 21 | Spouse | AMGNAmgen Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-06 | 27 | Member | SDZNY- Sandoz Group AG ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-08-03 | 2026-07-20 | 14 | Member | LOWLowe's Companies, Inc. Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-30 | 8 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | MUMicron Technology, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | COHRCoherent Corp. Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | CCICrown Castle Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Member | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Spouse | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-07 | 26 | Member | ORCLOracle Corporation Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-05-04 | 2026-04-13 | 21 | Member | JPMJP Morgan Chase & Co. Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-04-08 | 2026-03-30 | 9 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | VZVerizon Communications Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | HDHome Depot, Inc. (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | MAMastercard Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | HDHome Depot | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | MCDMcDonald's Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | GHGuardant Health Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | HSYHershey Foods Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2025-11-03 | 2025-10-27 | 7 | Spouse | PGRProgressive Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-11-03 | 2025-10-20 | 14 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | MSFTMicrosoft Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AMGNAmgen Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | RI INFRASTRUCTURE BK SAFE DRINKIN Rate/Coupon: 3.0% Matures: 10/01/2032 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | VZVerizon Communications Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Member | DHRDanaher Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | LRCXLam Research Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-07 | 28 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-03 | 32 | Member | ADIAnalog Devices | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-29 | 14 | Member | ELEstee Lauder Companies | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | SBUXStarbucks Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Spouse | SBUXStarbucks Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-03 | 40 | Spouse | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2025-01-06 | 2 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | LRCXLam Research Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | RI HEALTH & EDL BLDG CORP Rate/Coupon: 4.00% Matures: 09/15/2034 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-12-05 | 2024-11-18 | 17 | Member | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-30 | 8 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | HONHoneywell International Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Member | TSLATesla Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Spouse | TSLATesla Inc | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-11-07 | 2024-10-11 | 27 | Member | TSLATesla Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | CELHCelsius Holdings Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-10-10 | 2024-09-17 | 23 | Member | AMGNAmgen Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-09-04 | 2024-08-15 | 20 | Spouse | SNOWSnowflake Inc Cl A | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Spouse | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Member | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-25 | 27 | Member | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Spouse | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | MCDMcDonald's Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-27 | 19 | Member | GSGoldman Sachs Group, Inc. (The) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | HDHome Depot | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | MSFTMicrosoft Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-10 | 27 | Member | CCICrown Castle Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-08 | 29 | Member | DEODiageo Plc ADR | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-30 | 20 | Spouse | JP MORGAN CHASE & CO Rate/Coupon: 6.12% Matures: 02/12/2056 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | DHRDanaher Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | RTXRTX Corporation Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Member | NVSNovartis Ag ADR | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-22 | 33 | Member | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-13 | 42 | Member | CMCSAComcast Corp A | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | SNOWSnowflake Inc Cl A | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | LLYEli Lilly and Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-11 | 38 | Member | PFEPfizer Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | TGTTarget Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Spouse | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-16 | 21 | Member | KMBKimberly-Clark Corp | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-12-07 | 2023-11-08 | 29 | Member | CELHCelsius Holdings Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | PYPLPaypal Holdings | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | CCitigroup Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | NVSNovartis Ag ADR | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | XYZBlock, Inc. Class A Common Stock, | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | KVUEKenvue Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | VZVerizon Communications Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | BTOJohn Hancock Financial Opportunities Fund Common S | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TSLATesla Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | MMM3M Company | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TAT&T Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | INTCIntel Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | TAT&T Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Member | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Spouse | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Member | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Spouse | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Spouse | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Member | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Member | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Spouse | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TGTTarget Corporation Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TSLATesla, Inc. - Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | MCHPMicrochip Technology Incorporated - Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Spouse | BABAAlibaba Group Holding Limited American Depositary | Sale (full) | $1,001 - $15,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | TAT&T Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-27 | 17 | Joint | MACYS RETAIL HLDGS INC Rate/Coupon: 3.875% Matures: 01/15/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-08-06 | 2020-10-13 | 297 ·>45 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2021-07-23 | 2021-06-07 | 46 ·>45 | Joint | Genl Motors Financial Co Inc Rate/Coupon: 3.2% Matures: 07/06/2021 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-28 | 39 | Member | INTCIntel Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-07 | 60 ·>45 | Joint | GENERAL ELECTRIC CO FIXED TO 012021 Rate/Coupon: 5.0% Matures: 04/07/2061 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-01-25 | 2020-12-30 | 26 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-13 | 37 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-09 | 41 | Member | Fortive Corporation (Exchanged) Vontier Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Joint | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Member | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-09 | 48 ·>45 | Joint | CBChubb Limited | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Spouse | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Member | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Member | UTX - United Technologies Corporation (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Joint | Raytheon Company (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | ILMNIllumina, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | Siemens Aktiengesellschaft | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | CGNXCognex Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Joint | INGERSOLL RAND PLC SHARES (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Member | INGERSOLL RAND PLC SHS (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | DLRDigital Realty Trust, Inc. | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | WMWaste Management, Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-19 | 20 | Joint | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2019 report.
276 assets with a value on the amended report filed 2021-03-01, 64 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Fidelity Contrafund (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| Janus Forty I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Janus Balanced I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Financial Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| T-AT&T, Inc. (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| GOOGL - Alphabet Inc. | Stock | Spouse | $15,001 - $50,000 |
| TJXThe TJX Companies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Health Care Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Appreciation I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| AMGNAmgen Inc. | Stock | Spouse | $15,001 - $50,000 |
| NFLXNetflix, Inc. | Stock | Spouse | $50,001 - $100,000 |
| MORGAN STANLEY | Other | Spouse | $1,001 - $15,000 |
| AMZN-Amazon.com, Inc. | Stock | Spouse | $50,001 - $100,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Spouse | $1,001 - $15,000 |
| JPM-JPMorgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| J P MORGAN CHASE & CO | Bond | Spouse | $1,001 - $15,000 |
| VETAX-Victory Sycamore Established Value A | Fund | Spouse | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| IJS-iShares S&P Small-Cap 600 Value ETF | Fund | Spouse | $15,001 - $50,000 |
| BTO-John Hancock Financial Opportunities Fund | Fund | Spouse | $1,001 - $15,000 |
| NVDA-NVIDIA Corporation | Stock | Spouse | $15,001 - $50,000 |
| AMBFX-American Funds American Balanced F2 | Fund | Spouse | $15,001 - $50,000 |
| BABAAlibaba Group Holding Limited | Stock | Spouse | $1,001 - $15,000 |
| WMTWalmart Inc. | Stock | Spouse | $15,001 - $50,000 |
| CCitigroup Inc. | Stock | Spouse | $1,001 - $15,000 |
| DALDelta Air Lines, Inc. | Stock | Spouse | $1,001 - $15,000 |
| LRCXLam Research Corporation | Stock | Spouse | $15,001 - $50,000 |
| PYPLPayPal Holdings, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Real Estate Index Fund ETF Shares | Fund | Spouse | $1,001 - $15,000 |
| iShares Edge MSCI Min Vol EAFE ETF | Fund | Spouse | $1,001 - $15,000 |
| IAUiShares Gold Trust | Fund | Spouse | $1,001 - $15,000 |
| iShares U.S. Medical Devices ETF | Fund | Spouse | $15,001 - $50,000 |
| Vanguard Short-Term Corporate Bond Index Fund ETF | Fund | Spouse | $1,001 - $15,000 |
| American Funds EuroPacific Growth Fund Class F-2 | Fund | Spouse | $15,001 - $50,000 |
| American Funds The Income Fund of America Class F- | Fund | Spouse | $1,001 - $15,000 |
| American Funds New World Fund Class F-2 | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge International Growth Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Cohen & Steers Real Estate Securities Fund, Inc. C | Fund | Spouse | $1,001 - $15,000 |
| Invesco Diversified Dividend Fund Class Y | Fund | Spouse | $15,001 - $50,000 |
| Janus Henderson Enterprise Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Nationwide Geneva Small Cap Growth Fund Institutio | Fund | Spouse | $15,001 - $50,000 |
| PIMCO Low Duration Income Fund Class I-2 | Fund | Spouse | $1,001 - $15,000 |
| INTCIntel Corporation | Stock | Spouse | $1,001 - $15,000 |
| Virtus KAR Small-Cap Growth Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| PGRThe Progressive Corporation | Stock | Spouse | $1,001 - $15,000 |
| T Rowe Price New Asia Fund (PRASX) | Fund | Spouse | $1,001 - $15,000 |
| BlackRock Equity Dividend Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Biotech ETF | Fund | Spouse | $1,001 - $15,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Consumer Staples ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Information Technology ETF | Fund | Spouse | $1,001 - $15,000 |
| TSLATesla, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Industrial Select Sector SPDR ETF | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Emerging Markets Eq Instl | Fund | Spouse | $1,001 - $15,000 |
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Absolute Return Tracker Fund Institu | Fund | Spouse | $1,001 - $15,000 |
| Morgan Stanley Private Bank | Other | Spouse | $1,001 - $15,000 |
| PIMCO Enhanced Short Maturity Active Exchange-Trad | Fund | Spouse | $1,001 - $15,000 |
| ProShares S&P 500 Dividend Aristocrats ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Communication Services Index Fund ETF Sha | Fund | Spouse | $1,001 - $15,000 |
| Calvert Equity Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge International Growth Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Delaware Inv Sm Cap Val Inst (DEVIX) | Fund | Member | $1,001 - $15,000 |
| Goldman Sachs Abslt Ret Trck I (GJRTX) | Fund | Member | $15,001 - $50,000 |
| JP Morgan Dynamic Small Cap Gr Sel (JDSCX) | Fund | Member | $1,001 - $15,000 |
| F4W Inc Freedom Wireless | Other | Member | None (or less than $1,001) |
| Metropolitan West Total Return Bond I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Invesco QQQ Trust | Fund | Member | $15,001 - $50,000 |
| Technology Select Sector SPDR ETF | Fund | Member | $1,001 - $15,000 |
| VDC-Vanguard Consumer Staples ETF | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth | Fund | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $1,001 - $15,000 |
| Financial Select Sector SPDR® ETF | Fund | Member | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Member | $1,001 - $15,000 |
| WMFFX-American Funds Washington Mutual F2 | Fund | Member | $15,001 - $50,000 |
| ClearBridge Large Cap Growth I | Fund | Member | $15,001 - $50,000 |
| Janus Henderson Enterprise I | Fund | Member | $1,001 - $15,000 |
| LDLFX-Lord Abbett Short Duration Income F | Fund | Member | $1,001 - $15,000 |
| American Funds New World F2 | Fund | Member | $1,001 - $15,000 |
| Victory Sycamore Established Value I | Fund | Member | $1,001 - $15,000 |
| American Funds The Income Fund of America Class F- | Fund | Member | $1,001 - $15,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Member | $1,001 - $15,000 |
| Communication Services Select Sector SPDR Fund | Fund | Member | $1,001 - $15,000 |
| Invesco S&P Global Water Index ETF | Fund | Member | $1,001 - $15,000 |
| Morgan Stanley | Other | Member | $1,001 - $15,000 |
| IAUiShares Gold Trust | Fund | Member | $1,001 - $15,000 |
| PIMCO Enhanced Short Maturity Active Exchange-Trad | Fund | Member | $1,001 - $15,000 |
| ProShares S&P 500 Dividend Aristocrats ETF | Fund | Member | $1,001 - $15,000 |
| ClearBridge International Growth Fund Class I | Fund | Member | $1,001 - $15,000 |
| Columbia Dividend Income Fund Institutional Class | Fund | Member | $15,001 - $50,000 |
| Parnassus Core Equity Fund - Investor Shares | Fund | Member | $15,001 - $50,000 |
| MMM-3M Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| AMZN-Amazon.com Inc. (NASDAQ) | Stock | Member | $250,001 - $500,000 |
| AXP-American Express Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| DHRDanaher Corp. (NYSE) | Stock | Member | $50,001 - $100,000 |
| GOOGL - Alphabet Inc. | Stock | Member | $250,001 - $500,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| iShares MSCI EAFE | Fund | Member | $15,001 - $50,000 |
| iShares Russell 2000 Growth | Fund | Member | $50,001 - $100,000 |
| KMBKimberly-Clark Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| MCHPMicrochip Technology Inc. (NASDAQ) | Stock | Member | $50,001 - $100,000 |
| MSFT-Microsoft Corporation (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| NKE-Nike, Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| ORCL-Oracle Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| PBE-PowerShares Dynamic Biotech & Genome ETF | Fund | Member | None (or less than $1,001) |
| PGThe Procter & Gamble Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| UNP-Union Pacific Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| UTX-United Technologies Corp. (NYSE) | Stock | Member | $50,001 - $100,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Member | $50,001 - $100,000 |
| V-Visa Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| JPMJPMorgan Chase & Co. | Stock | Member | $50,001 - $100,000 |
| LOWLowe's Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| TMO-Thermo Fisher Scientific, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| ELVAnthem, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| XLV - Health Care Select Sector SPDR® ETF | Fund | Member | $15,001 - $50,000 |
| AMGN-Amgen Inc. (NASDAQ) | Stock | Member | $15,001 - $50,000 |
| TAT&T, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| ELThe Estée Lauder Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PANW-Palo Alto Networks, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| METAFacebook, Inc. | Stock | Member | $15,001 - $50,000 |
| LRCX-Lam Research Corporation | Stock | Member | $50,001 - $100,000 |
| NFLX-Netflix, Inc. | Stock | Member | $100,001 - $250,000 |
| WMT-Wal-Mart Stores Inc. | Stock | Member | $15,001 - $50,000 |
| ANWFX-American Funds New Perspective F2 | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Member | $15,001 - $50,000 |
| AAPL-Apple Inc. | Stock | Member | $250,001 - $500,000 |
| BAC-Bank of America Corporation | Stock | Member | $50,001 - $100,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Member | $50,001 - $100,000 |
| HD-The Home Depot, Inc. | Stock | Member | $100,001 - $250,000 |
| CSCOCisco Systems, Inc. | Stock | Member | $15,001 - $50,000 |
| DEODiageo plc | Stock | Member | $15,001 - $50,000 |
| CMCSA-Comcast Corporation | Stock | Member | $15,001 - $50,000 |
| FTV-Fortive Corporation | Stock | Member | $15,001 - $50,000 |
| HASHasbro, Inc. | Stock | Member | None (or less than $1,001) |
| NVDA-NVIDIA Corporation | Stock | Member | $100,001 - $250,000 |
| SBUX-Starbucks Corporation | Stock | Member | $15,001 - $50,000 |
| WM-Waste Management, Inc. | Stock | Member | $15,001 - $50,000 |
| ADIAnalog Devices, Inc. | Stock | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $15,001 - $50,000 |
| IRIngersoll-Rand Plc | Stock | Member | $15,001 - $50,000 |
| PFEPfizer Inc. | Stock | Member | $15,001 - $50,000 |
| SYK-Stryker Corporation | Stock | Member | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $15,001 - $50,000 |
| iShares US Medical Devices ETF | Fund | Member | $15,001 - $50,000 |
| ILMNIllumina, Inc. | Stock | Member | $1,001 - $15,000 |
| XYZSquare, Inc. | Stock | Member | $1,001 - $15,000 |
| Communication Services Select Sector SPDR Fund | Fund | Member | $1,001 - $15,000 |
| American Funds The New Economy Fund Class F-2 | Fund | Member | $15,001 - $50,000 |
| Diamond Hill Long Short Fund Class I | Fund | Member | $15,001 - $50,000 |
| Goldman Sachs Absolute Return Tracker Fund Institu | Fund | Member | $15,001 - $50,000 |
| JPMorgan Small Cap Blend Fund Class I | Fund | Member | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth Fund | Fund | Member | $15,001 - $50,000 |
| KOThe Coca-Cola Company | Stock | Member | $1,001 - $15,000 |
| CGNXCognex Corporation | Stock | Member | $15,001 - $50,000 |
| INTCIntel Corporation | Stock | Member | $15,001 - $50,000 |
| Siemens Aktiengesellschaft | Stock | Member | $15,001 - $50,000 |
| iShares International Select Dividend ETF | Fund | Member | $15,001 - $50,000 |
| iShares TIPS Bond ETF | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Member | $15,001 - $50,000 |
| PIMCO Low Duration Income Fund Class I-2 | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $100,001 - $250,000 |
| AAPL-Apple Inc. (NASDAQ) | Stock | Joint | $100,001 - $250,000 |
| TAT&T, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| KOThe Coca-Cola Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| CAG-ConAgra Foods, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPM-JPMorgan Chase & Co. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| MCHP-Microchip Technology Inc. (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| NSRGY-Nestl (OTC Markets) | Stock | Joint | None (or less than $1,001) |
| VZVerizon Communications Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| ESSEssex Property Trust Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| SBUXStarbucks Corporation (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| ULUnilever plc (NYSE) | Stock | Joint | $15,001 - $50,000 |
| RTXUnited Technologies Corp. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Joint | $15,001 - $50,000 |
| F4W Inc Freedom 4 Wireless | Other | Joint | None (or less than $1,001) |
| PEPPepsico, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| Raytheon Company (NYSE) | Stock | Joint | $50,001 - $100,000 |
| VVisa Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPMORGAN CHASE & CO 6.75% FXD to 2/01/24 | Bond | Joint | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Joint | $15,001 - $50,000 |
| LRCX-Lam Research Corporation | Stock | Joint | $15,001 - $50,000 |
| MSFT-Microsoft Corporation | Stock | Joint | $50,001 - $100,000 |
| GOOGL-Alphabet Inc. | Stock | Joint | $15,001 - $50,000 |
| AMGNAmgen Inc. | Stock | Joint | $15,001 - $50,000 |
| BAC-Bank of America Corporation | Stock | Joint | $15,001 - $50,000 |
| BAThe Boeing Company | Stock | Joint | None (or less than $1,001) |
| CBChubb Limited | Stock | Joint | $15,001 - $50,000 |
| DHR-Danaher Corporation | Stock | Joint | $15,001 - $50,000 |
| FB-Facebook, Inc. | Stock | Joint | None (or less than $1,001) |
| HDThe Home Depot, Inc. | Stock | Joint | $15,001 - $50,000 |
| LMTLockheed Martin Corporation | Stock | Joint | $15,001 - $50,000 |
| MA-Mastercard Incorporated | Stock | Joint | $15,001 - $50,000 |
| METMetLife, Inc. | Stock | Joint | $15,001 - $50,000 |
| TEL-TE Connectivity Ltd. | Stock | Joint | None (or less than $1,001) |
| DIS-The Walt Disney Company | Stock | Joint | $15,001 - $50,000 |
| IDV-iShares International Select Div ETF | Fund | Joint | $50,001 - $100,000 |
| SPDR® S&P Biotech ETF | Fund | Joint | $1,001 - $15,000 |
| VIG-Vanguard Dividend Appreciation ETF | Fund | Joint | $15,001 - $50,000 |
| XEROX CORP | Bond | Joint | $1,001 - $15,000 |
| MACYS RETAIL HLDGS INC | Bond | Joint | $15,001 - $50,000 |
| American Funds AMCAP F2 | Fund | Joint | $15,001 - $50,000 |
| Goldman Sachs Strategic Growth Instl | Fund | Joint | $15,001 - $50,000 |
| Oakmark Investor | Fund | Joint | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth | Fund | Joint | $15,001 - $50,000 |
| ADI-Analog Devices, Inc. | Stock | Joint | $15,001 - $50,000 |
| CCitigroup Inc. | Stock | Joint | $15,001 - $50,000 |
| IRIngersoll-Rand Plc | Stock | Joint | $15,001 - $50,000 |
| Genl Motors Financial Co Inc | Bond | Joint | $15,001 - $50,000 |
| HLMIX-Harding Loevner International Eq Instl | Fund | Joint | $15,001 - $50,000 |
| RI INFRASTRUCTURE BK SAFE DRINKIN | Bond | Joint | $15,001 - $50,000 |
| AMZNAmazon.com, Inc. | Stock | Joint | $15,001 - $50,000 |
| MCDMcDonald's Corporation | Stock | Joint | $15,001 - $50,000 |
| NVDANVIDIA Corporation | Stock | Joint | $15,001 - $50,000 |
| WMTWalmart Inc. | Stock | Joint | $15,001 - $50,000 |
| Communication Services Select Sector SPDR Fund | Fund | Joint | $15,001 - $50,000 |
| Health Care Select Sector SPDR Fund | Fund | Joint | $15,001 - $50,000 |
| Invesco QQQ Trust | Fund | Joint | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Joint | $1,001 - $15,000 |
| BTOJohn Hancock Financial Opportunities Fund | Fund | Joint | $1,001 - $15,000 |
| Vanguard Consumer Staples Index Fund ETF Shares | Fund | Joint | $15,001 - $50,000 |
| RI Health & Ed Bldg Corp | Bond | Joint | $15,001 - $50,000 |
| General Electric Co Fxd to 012021 | Bond | Joint | $15,001 - $50,000 |
| American Funds Capital Income Builder Class F-2 | Fund | Joint | $15,001 - $50,000 |
| Baron International Growth Fund Institutional Shar | Fund | Joint | $15,001 - $50,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Joint | $15,001 - $50,000 |
| JPMorgan Small Cap Blend Fund Class I | Fund | Joint | $1,001 - $15,000 |
| IAUiShares Gold Trust | Fund | Joint | $1,001 - $15,000 |
| Vanguard Real Estate Index Fund ETF Shares | Fund | Joint | $1,001 - $15,000 |
| Calvert Small-Cap Fund Class I | Fund | Joint | $15,001 - $50,000 |
| Cohen & Steers Real Estate Securities Fund, Inc. C | Fund | Joint | $1,001 - $15,000 |
| Columbia Dividend Income Fund Institutional Class | Fund | Joint | $1,001 - $15,000 |
| PIMCO Low Duration Income Fund Class I-2 | Fund | Joint | $15,001 - $50,000 |
| TAB Prod Co LLC (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Canada( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Europa (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod PTY Ltd ( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| Symco Group Inc (inv of Seaview Mezzanine, LP | Other | Member | $1,001 - $15,000 |
| Artisan Mid Cap Institutional (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Harbor Capital Appreciation Instl (NASDAQ) | Fund | Member | None (or less than $1,001) |
| JPMorgan Mid Cap Value Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Dodge & Cox International Stock (NASDAQ) | Fund | Member | None (or less than $1,001) |
| Oppenheimer Developing Markets I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Metropolitan West Total Return Bond Fund Plan Clas | Fund | Member | $50,001 - $100,000 |
| American Century Small Cap Growth Instl | Fund | Member | $1,001 - $15,000 |
| Sterling Capital Stratton SmCp Val Instl | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Real Estate Fund I Class | Fund | Member | $1,001 - $15,000 |
| Neuberger Berman Long Short Instl | Fund | Member | None (or less than $1,001) |
| White Ranch Minerals, Ltd. | Other | Member | $1,001 - $15,000 |
| T. Rowe Price Overseas Stock I | Fund | Member | $1,001 - $15,000 |
| Eaton Vance Glbl Macro Abs Ret Advtg I | Fund | Member | $1,001 - $15,000 |
| SPDR Dow Jones International Real Estate ETF | Fund | Member | $1,001 - $15,000 |
| Wells Fargo Market Deposit AC | Other | Member | $1,001 - $15,000 |
| TCW Emerging Markets Income Fund Class Institution | Fund | Member | $1,001 - $15,000 |
| PIMCO High Yield Fund Institutional Class | Fund | Member | $1,001 - $15,000 |
| PIMCO Total Return Fund Institutional Class | Fund | Member | $15,001 - $50,000 |
| Fidelity Advisor New Markets Income Fund Class Z | Fund | Member | $1,001 - $15,000 |
| Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Fund | Member | $1,001 - $15,000 |
| iShares Core S&P Total U.S. Stock Market ETF | Fund | Member | $15,001 - $50,000 |
| Jensen Quality Growth Fund Class I | Fund | Member | $1,001 - $15,000 |
| Rita D Sellar GST Exempt Trust | Other | Spouse | Unascertainable |
| H Yale TW Dolan Trust | Other | Spouse | Unascertainable |
| Sarah B TD Dolan Trust | Other | Spouse | Unascertainable |
| Thomas Dolan Trust | Other | Spouse | Unascertainable |
| Personal residence | Other | Joint | $1,000,001 - $5,000,000 |
| Bank of America | Other | Spouse | $1,001 - $15,000 |
How reports are read: holdings methodology.