Congressional stock trades · Member
Sheldon Whitehouse
Senator · RI · Democrat
166 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: Commission on Security and Cooperation in Europe; Senate Committee on Environment and Public Works; Senate Committee on Finance; Senate Committee on the Budget; Senate Committee on the Judiciary; United States Senate Caucus on International Narcotics Control.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-02 | 2026-08-13 | 20 | Spouse | LRCXLam Research Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-12 | 21 | Spouse | AMGNAmgen Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-06 | 27 | Member | SDZNY- Sandoz Group AG ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-08-03 | 2026-07-20 | 14 | Member | LOWLowe's Companies, Inc. Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-30 | 8 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | MUMicron Technology, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | COHRCoherent Corp. Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | CCICrown Castle Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Member | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Spouse | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-07 | 26 | Member | ORCLOracle Corporation Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-05-04 | 2026-04-13 | 21 | Member | JPMJP Morgan Chase & Co. Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-04-08 | 2026-03-30 | 9 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | VZVerizon Communications Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | HDHome Depot, Inc. (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | MAMastercard Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | HDHome Depot | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | MCDMcDonald's Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | GHGuardant Health Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | HSYHershey Foods Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2025-11-03 | 2025-10-27 | 7 | Spouse | PGRProgressive Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-11-03 | 2025-10-20 | 14 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | MSFTMicrosoft Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AMGNAmgen Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | RI INFRASTRUCTURE BK SAFE DRINKIN Rate/Coupon: 3.0% Matures: 10/01/2032 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | VZVerizon Communications Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Member | DHRDanaher Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | LRCXLam Research Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-07 | 28 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-03 | 32 | Member | ADIAnalog Devices | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-29 | 14 | Member | ELEstee Lauder Companies | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | SBUXStarbucks Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Spouse | SBUXStarbucks Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-03 | 40 | Spouse | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2025-01-06 | 2 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | LRCXLam Research Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | RI HEALTH & EDL BLDG CORP Rate/Coupon: 4.00% Matures: 09/15/2034 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-12-05 | 2024-11-18 | 17 | Member | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-30 | 8 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | HONHoneywell International Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Member | TSLATesla Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Spouse | TSLATesla Inc | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-11-07 | 2024-10-11 | 27 | Member | TSLATesla Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | CELHCelsius Holdings Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-10-10 | 2024-09-17 | 23 | Member | AMGNAmgen Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-09-04 | 2024-08-15 | 20 | Spouse | SNOWSnowflake Inc Cl A | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Spouse | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Member | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-25 | 27 | Member | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Spouse | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | MCDMcDonald's Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-27 | 19 | Member | GSGoldman Sachs Group, Inc. (The) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | HDHome Depot | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | MSFTMicrosoft Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-10 | 27 | Member | CCICrown Castle Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-08 | 29 | Member | DEODiageo Plc ADR | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-30 | 20 | Spouse | JP MORGAN CHASE & CO Rate/Coupon: 6.12% Matures: 02/12/2056 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | DHRDanaher Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | RTXRTX Corporation Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Member | NVSNovartis Ag ADR | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-22 | 33 | Member | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-13 | 42 | Member | CMCSAComcast Corp A | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | SNOWSnowflake Inc Cl A | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | LLYEli Lilly and Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-11 | 38 | Member | PFEPfizer Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | TGTTarget Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Spouse | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-16 | 21 | Member | KMBKimberly-Clark Corp | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-12-07 | 2023-11-08 | 29 | Member | CELHCelsius Holdings Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | PYPLPaypal Holdings | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | CCitigroup Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | NVSNovartis Ag ADR | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | XYZBlock, Inc. Class A Common Stock, | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | KVUEKenvue Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | VZVerizon Communications Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | BTOJohn Hancock Financial Opportunities Fund Common S | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TSLATesla Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | MMM3M Company | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TAT&T Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | INTCIntel Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | TAT&T Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Member | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Spouse | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Member | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Spouse | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Spouse | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Member | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Member | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Spouse | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TGTTarget Corporation Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TSLATesla, Inc. - Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | MCHPMicrochip Technology Incorporated - Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Spouse | BABAAlibaba Group Holding Limited American Depositary | Sale (full) | $1,001 - $15,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | TAT&T Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-27 | 17 | Joint | MACYS RETAIL HLDGS INC Rate/Coupon: 3.875% Matures: 01/15/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-08-06 | 2020-10-13 | 297 ·>45 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2021-07-23 | 2021-06-07 | 46 ·>45 | Joint | Genl Motors Financial Co Inc Rate/Coupon: 3.2% Matures: 07/06/2021 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-28 | 39 | Member | INTCIntel Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-07 | 60 ·>45 | Joint | GENERAL ELECTRIC CO FIXED TO 012021 Rate/Coupon: 5.0% Matures: 04/07/2061 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-01-25 | 2020-12-30 | 26 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-13 | 37 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-09 | 41 | Member | Fortive Corporation (Exchanged) Vontier Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Joint | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Member | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-09 | 48 ·>45 | Joint | CBChubb Limited | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Spouse | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Member | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Member | UTX - United Technologies Corporation (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Joint | Raytheon Company (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | ILMNIllumina, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | Siemens Aktiengesellschaft | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | CGNXCognex Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Joint | INGERSOLL RAND PLC SHARES (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Member | INGERSOLL RAND PLC SHS (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | DLRDigital Realty Trust, Inc. | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | WMWaste Management, Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-19 | 20 | Joint | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2018 report.
280 assets with a value on the report filed 2019-08-12, 72 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Fidelity Contrafund (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| Janus Forty I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Janus Balanced I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price New Asia (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Health Care Inv (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Financial Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| Invesco KBW Premium Yield Equity REIT ETF | Fund | Spouse | $1,001 - $15,000 |
| T-AT&T, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| VGT-Vanguard Information Technology ETF (NYSEArca) | Fund | Spouse | $15,001 - $50,000 |
| Federated MDT Small Cap Growth Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Harding Loevner Emerging Markets Advisor (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Royce Premier Invmt (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| GOOGL - Alphabet Inc. | Stock | Spouse | $15,001 - $50,000 |
| TJXThe TJX Companies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Health Care Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Appreciation I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| AMGNAmgen Inc. | Stock | Spouse | $1,001 - $15,000 |
| BIIBBiogen Inc. | Stock | Spouse | $1,001 - $15,000 |
| NFLXNetflix, Inc. | Stock | Spouse | $50,001 - $100,000 |
| MORGAN STANLEY | Other | Spouse | $1,001 - $15,000 |
| AMZN-Amazon.com, Inc. | Stock | Spouse | $15,001 - $50,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Spouse | $1,001 - $15,000 |
| IBM-International Business Machines Corporation | Stock | Spouse | $15,001 - $50,000 |
| JPM-JPMorgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| J P MORGAN CHASE & CO | Bond | Spouse | $1,001 - $15,000 |
| VETAX-Victory Sycamore Established Value A | Fund | Spouse | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| IJS-iShares S&P Small-Cap 600 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| BTO-John Hancock Financial Opportunities Fund | Fund | Spouse | $1,001 - $15,000 |
| NVDA-NVIDIA Corporation | Stock | Spouse | $15,001 - $50,000 |
| AMBFX-American Funds American Balanced F2 | Fund | Spouse | $15,001 - $50,000 |
| BABAAlibaba Group Holding Limited | Stock | Spouse | $1,001 - $15,000 |
| WMTWalmart Inc. | Stock | Spouse | $1,001 - $15,000 |
| CCitigroup Inc. | Stock | Spouse | $1,001 - $15,000 |
| BAThe Boeing Company | Stock | Spouse | $1,001 - $15,000 |
| DALDelta Air Lines, Inc. | Stock | Spouse | $1,001 - $15,000 |
| LRCXLam Research Corporation | Stock | Spouse | $1,001 - $15,000 |
| PYPLPayPal Holdings, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Global X Lithium & Battery Tech ETF | Stock | Spouse | $1,001 - $15,000 |
| American Funds EuroPacific Growth Fund Class F-2 | Stock | Spouse | $1,001 - $15,000 |
| T Rowe Price New Asia Fund (PRASX) | Fund | Spouse | $1,001 - $15,000 |
| BlackRock Equity Dividend Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Oakmark Fund Advisor Class | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Biotech ETF | Fund | Spouse | $1,001 - $15,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Consumer Staples ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Information Technology ETF | Fund | Spouse | $1,001 - $15,000 |
| TSLATesla, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Industrial Select Sector SPDR ETF | Fund | Spouse | $1,001 - $15,000 |
| Eaton Vance Income Fund of Boston I | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Emerging Markets Eq Instl | Fund | Spouse | $1,001 - $15,000 |
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Absolute Return Tracker Fund Institu | Fund | Spouse | $1,001 - $15,000 |
| Delaware Inv Sm Cap Val Inst (DEVIX) | Fund | Member | $1,001 - $15,000 |
| E V Income Fund Of Boston I (EIBIX) | Fund | Member | $1,001 - $15,000 |
| Goldman Sachs Abslt Ret Trck I (GJRTX) | Fund | Member | $15,001 - $50,000 |
| JP Morgan Dynamic Small Cap Gr Sel (JDSCX) | Fund | Member | $1,001 - $15,000 |
| Metropolitan West Total Return Bond I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| F4W Inc Freedom Wireless | Other | Member | $1,001 - $15,000 |
| Invesco QQQ Trust | Fund | Member | $1,001 - $15,000 |
| Technology Select Sector SPDR ETF | Fund | Member | $1,001 - $15,000 |
| VDC-Vanguard Consumer Staples ETF | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth | Fund | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $1,001 - $15,000 |
| Financial Select Sector SPDR® ETF | Fund | Member | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $1,001 - $15,000 |
| Invesco KBW Premium Yield Equity REIT ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Member | $1,001 - $15,000 |
| WMFFX-American Funds Washington Mutual F2 | Fund | Member | $15,001 - $50,000 |
| ClearBridge Large Cap Growth I | Fund | Member | $15,001 - $50,000 |
| Harding Loevner International Eq Instl | Fund | Member | $1,001 - $15,000 |
| Janus Henderson Enterprise I | Fund | Member | $1,001 - $15,000 |
| LDLFX-Lord Abbett Short Duration Income F | Fund | Member | $1,001 - $15,000 |
| Oakmark Investor | Fund | Member | $1,001 - $15,000 |
| American Funds New World F2 | Fund | Member | $1,001 - $15,000 |
| Oakmark International Investor | Fund | Member | $1,001 - $15,000 |
| PARWX-Parnassus Endeavor Investor | Fund | Member | $15,001 - $50,000 |
| Victory Sycamore Established Value I | Fund | Member | $1,001 - $15,000 |
| American Funds The Income Fund of America Class F- | Fund | Member | $1,001 - $15,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Member | $1,001 - $15,000 |
| Communication Services Select Sector SPDR Fund | Fund | Member | $1,001 - $15,000 |
| Invesco S&P Global Water Index ETF | Fund | Member | $1,001 - $15,000 |
| Morgan Stanley | Other | Member | $1,001 - $15,000 |
| MMM-3M Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| AMZN-Amazon.com Inc. (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| AXP-American Express Company (NYSE) | Stock | Member | $15,001 - $50,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| DHRDanaher Corp. (NYSE) | Stock | Member | $50,001 - $100,000 |
| GOOGL - Alphabet Inc. | Stock | Member | $100,001 - $250,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| iShares MSCI EAFE | Fund | Member | $15,001 - $50,000 |
| iShares Russell 2000 Growth | Fund | Member | $50,001 - $100,000 |
| KMBKimberly-Clark Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| MCHPMicrochip Technology Inc. (NASDAQ) | Stock | Member | $15,001 - $50,000 |
| MSFT-Microsoft Corporation (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| NKE-Nike, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| ORCL-Oracle Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PBE-PowerShares Dynamic Biotech & Genome ETF | Fund | Member | $50,001 - $100,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| UNP-Union Pacific Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| UTX-United Technologies Corp. (NYSE) | Stock | Member | $15,001 - $50,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Member | $50,001 - $100,000 |
| V-Visa Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| Aetna Inc. (NYSE) | Stock | Member | None (or less than $1,001) |
| JPMJPMorgan Chase & Co. | Stock | Member | $15,001 - $50,000 |
| LOWLowe's Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| TMO-Thermo Fisher Scientific, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELVAnthem, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| XLV - Health Care Select Sector SPDR® ETF | Fund | Member | $15,001 - $50,000 |
| AMGN-Amgen Inc. (NASDAQ) | Stock | Member | $15,001 - $50,000 |
| TAT&T, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELThe Estée Lauder Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PANW-Palo Alto Networks, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| METAFacebook, Inc. | Stock | Member | $15,001 - $50,000 |
| LRCX-Lam Research Corporation | Stock | Member | $15,001 - $50,000 |
| NFLX-Netflix, Inc. | Stock | Member | $100,001 - $250,000 |
| WMT-Wal-Mart Stores Inc. | Stock | Member | $15,001 - $50,000 |
| ANWFX-American Funds New Perspective F2 | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Member | $100,001 - $250,000 |
| AAPL-Apple Inc. | Stock | Member | $100,001 - $250,000 |
| BAC-Bank of America Corporation | Stock | Member | $50,001 - $100,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Member | $50,001 - $100,000 |
| HD-The Home Depot, Inc. | Stock | Member | $100,001 - $250,000 |
| CSCOCisco Systems, Inc. | Stock | Member | $15,001 - $50,000 |
| DEODiageo plc | Stock | Member | $15,001 - $50,000 |
| CMCSA-Comcast Corporation | Stock | Member | $1,001 - $15,000 |
| FTV-Fortive Corporation | Stock | Member | $15,001 - $50,000 |
| HASHasbro, Inc. | Stock | Member | $15,001 - $50,000 |
| IBMInternational Business Machines Corporation | Stock | Member | $1,001 - $15,000 |
| NVDA-NVIDIA Corporation | Stock | Member | $50,001 - $100,000 |
| SBUX-Starbucks Corporation | Stock | Member | $15,001 - $50,000 |
| WM-Waste Management, Inc. | Stock | Member | $15,001 - $50,000 |
| ADIAnalog Devices, Inc. | Stock | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $15,001 - $50,000 |
| IRIngersoll-Rand Plc | Stock | Member | $15,001 - $50,000 |
| MGAMagna International Inc. | Stock | Member | None (or less than $1,001) |
| PFEPfizer Inc. | Stock | Member | $15,001 - $50,000 |
| SYK-Stryker Corporation | Stock | Member | $15,001 - $50,000 |
| TSLATesla, Inc. | Stock | Member | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $1,001 - $15,000 |
| iShares US Medical Devices ETF | Fund | Member | $15,001 - $50,000 |
| USBU.S. Bancorp | Stock | Member | None (or less than $1,001) |
| GTXGarrett Motion Inc. | Stock | Member | None (or less than $1,001) |
| REZIResideo Technologies, Inc. | Stock | Member | None (or less than $1,001) |
| ILMNIllumina, Inc. | Stock | Member | $1,001 - $15,000 |
| XYZSquare, Inc. | Stock | Member | $1,001 - $15,000 |
| Communication Services Select Sector SPDR Fund | Fund | Member | $1,001 - $15,000 |
| Invesco KBW Premium Yield Equity REIT ETF | Fund | Member | $1,001 - $15,000 |
| American Funds The New Economy Fund Class F-2 | Fund | Member | $15,001 - $50,000 |
| Diamond Hill Long Short Fund Class I | Fund | Member | $15,001 - $50,000 |
| Goldman Sachs Absolute Return Tracker Fund Institu | Fund | Member | $15,001 - $50,000 |
| JPMorgan Small Cap Blend Fund Class I | Fund | Member | $1,001 - $15,000 |
| Oakmark Fund Advisor Class | Fund | Member | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth Fund | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $50,001 - $100,000 |
| AAPL-Apple Inc. (NASDAQ) | Stock | Joint | $100,001 - $250,000 |
| TAT&T, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| KOThe Coca-Cola Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| CAG-ConAgra Foods, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| GE-General Electric Company (NYSE) | Stock | Joint | None (or less than $1,001) |
| HONHoneywell International Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| JPM-JPMorgan Chase & Co. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| MCHP-Microchip Technology Inc. (NASDAQ) | Stock | Joint | $1,001 - $15,000 |
| NSRGY-Nestl (OTC Markets) | Stock | Joint | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| AT&T Inc | Bond | Joint | None (or less than $1,001) |
| COSTCostco Wholesale Corporation (NASDAQ) | Stock | Joint | None (or less than $1,001) |
| ESSEssex Property Trust Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| SBUXStarbucks Corporation (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| ULUnilever plc (NYSE) | Stock | Joint | $15,001 - $50,000 |
| RTXUnited Technologies Corp. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Joint | $15,001 - $50,000 |
| F4W Inc Freedom 4 Wireless | Other | Joint | $1,001 - $15,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| Raytheon Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| VVisa Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPMORGAN CHASE & CO 6.75% FXD to 2/01/24 | Bond | Joint | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $50,001 - $100,000 |
| BIIB-Biogen Inc. | Stock | Joint | None (or less than $1,001) |
| JNJJohnson & Johnson | Stock | Joint | $15,001 - $50,000 |
| LRCX-Lam Research Corporation | Stock | Joint | $15,001 - $50,000 |
| MSFT-Microsoft Corporation | Stock | Joint | $50,001 - $100,000 |
| GOOGL-Alphabet Inc. | Stock | Joint | $15,001 - $50,000 |
| AMGNAmgen Inc. | Stock | Joint | $15,001 - $50,000 |
| BAC-Bank of America Corporation | Stock | Joint | $15,001 - $50,000 |
| BAThe Boeing Company | Stock | Joint | $15,001 - $50,000 |
| CBChubb Limited | Stock | Joint | $15,001 - $50,000 |
| CMCSA-Comcast Corporation | Stock | Joint | None (or less than $1,001) |
| DHR-Danaher Corporation | Stock | Joint | $1,001 - $15,000 |
| FB-Facebook, Inc. | Stock | Joint | $1,001 - $15,000 |
| HDThe Home Depot, Inc. | Stock | Joint | $15,001 - $50,000 |
| LMTLockheed Martin Corporation | Stock | Joint | $15,001 - $50,000 |
| MA-Mastercard Incorporated | Stock | Joint | $15,001 - $50,000 |
| METMetLife, Inc. | Stock | Joint | $1,001 - $15,000 |
| TEL-TE Connectivity Ltd. | Stock | Joint | $1,001 - $15,000 |
| DIS-The Walt Disney Company | Stock | Joint | $1,001 - $15,000 |
| IDV-iShares International Select Div ETF | Fund | Joint | $15,001 - $50,000 |
| SPDR® S&P Biotech ETF | Fund | Joint | $1,001 - $15,000 |
| VIG-Vanguard Dividend Appreciation ETF | Fund | Joint | $15,001 - $50,000 |
| XEROX CORP | Bond | Joint | $1,001 - $15,000 |
| MACYS RETAIL HLDGS INC | Bond | Joint | $15,001 - $50,000 |
| American Funds AMCAP F2 | Fund | Joint | $15,001 - $50,000 |
| Goldman Sachs Strategic Growth Instl | Fund | Joint | $1,001 - $15,000 |
| Oakmark Investor | Fund | Joint | $15,001 - $50,000 |
| T. Rowe Price Blue Chip Growth | Fund | Joint | $1,001 - $15,000 |
| IBMInternational Business Machines Corporation | Stock | Joint | $1,001 - $15,000 |
| ADI-Analog Devices, Inc. | Stock | Joint | $15,001 - $50,000 |
| CCitigroup Inc. | Stock | Joint | $15,001 - $50,000 |
| IRIngersoll-Rand Plc | Stock | Joint | $15,001 - $50,000 |
| Genl Motors Financial Co Inc | Bond | Joint | $15,001 - $50,000 |
| HLMIX-Harding Loevner International Eq Instl | Fund | Joint | $15,001 - $50,000 |
| RI INFRASTRUCTURE BK SAFE DRINKIN | Bond | Joint | $15,001 - $50,000 |
| GTXGarrett Motion Inc. | Stock | Joint | None (or less than $1,001) |
| REZIResideo Technologies, Inc. | Stock | Joint | None (or less than $1,001) |
| AMZNAmazon.com, Inc. | Stock | Joint | $15,001 - $50,000 |
| MCDMcDonald's Corporation | Stock | Joint | $15,001 - $50,000 |
| NVDANVIDIA Corporation | Stock | Joint | $1,001 - $15,000 |
| TSLATesla, Inc. | Stock | Joint | $1,001 - $15,000 |
| WMTWalmart Inc. | Stock | Joint | $15,001 - $50,000 |
| Communication Services Select Sector SPDR Fund | Fund | Joint | $15,001 - $50,000 |
| Health Care Select Sector SPDR Fund | Fund | Joint | $15,001 - $50,000 |
| Invesco QQQ Trust | Fund | Joint | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Joint | $1,001 - $15,000 |
| BTOJohn Hancock Financial Opportunities Fund | Fund | Joint | $1,001 - $15,000 |
| Vanguard Consumer Staples Index Fund ETF Shares | Fund | Joint | $15,001 - $50,000 |
| RI Health & Ed Bldg Corp | Bond | Joint | $15,001 - $50,000 |
| General Electric Co Fxd to 012021 | Bond | Joint | $15,001 - $50,000 |
| American Funds Capital Income Builder Class F-2 | Fund | Joint | $15,001 - $50,000 |
| Baron International Growth Fund Institutional Shar | Fund | Joint | $1,001 - $15,000 |
| Columbia Overseas Value Fund Institutional Class | Fund | Joint | $15,001 - $50,000 |
| Hartford Long/Short Global Equity Fund Class I | Fund | Joint | $15,001 - $50,000 |
| JPMorgan Small Cap Blend Fund Class I | Fund | Joint | $15,001 - $50,000 |
| TAB Prod Co LLC (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Canada( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Europa (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod PTY Ltd ( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| Symco Group Inc (inv of Seaview Mezzanine, LP | Other | Member | $15,001 - $50,000 |
| Dodge & Cox Income (NASDAQ) | Fund | Member | $15,001 - $50,000 |
| Vanguard REIT Index ETF | Fund | Member | None (or less than $1,001) |
| Artisan Mid Cap Institutional (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Harbor Capital Appreciation Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JPMorgan Mid Cap Value Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Dodge & Cox International Stock (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Fidelity Advisor Emerging Markets Inc I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JPMorgan High Yield Select (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Instl Floating Rate (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Oppenheimer Developing Markets I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Metropolitan West Total Return Bond Fund Plan Clas | Fund | Member | $15,001 - $50,000 |
| American Century Small Cap Growth Instl | Fund | Member | $1,001 - $15,000 |
| Sterling Capital Stratton SmCp Val Instl | Fund | Member | $1,001 - $15,000 |
| BGCIX-BlackRock Global Long/Short Credit Instl | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Real Estate Fund I Class | Fund | Member | $1,001 - $15,000 |
| MFS Value I | Fund | Member | $1,001 - $15,000 |
| Neuberger Berman Long Short Instl | Fund | Member | $1,001 - $15,000 |
| White Ranch Minerals, Ltd. | Other | Member | $1,001 - $15,000 |
| T. Rowe Price Overseas Stock I | Fund | Member | $1,001 - $15,000 |
| GAFYX-Natixis ASG Global Alternatives Y | Fund | Member | $1,001 - $15,000 |
| Eaton Vance Glbl Macro Abs Ret Advtg I | Fund | Member | $1,001 - $15,000 |
| JHancock Absolute Return Currency I | Fund | Member | $1,001 - $15,000 |
| SPDR Dow Jones International Real Estate ETF | Fund | Member | $1,001 - $15,000 |
| Wells Fargo Market Deposit AC | Other | Member | $1,001 - $15,000 |
| TCW Emerging Markets Income Fund Class Institution | Fund | Member | $1,001 - $15,000 |
| iShares Core S&P 500 ETF | Fund | Member | $1,001 - $15,000 |
| iShares S&P Mid-Cap 400 Growth ETF | Fund | Member | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $1,001 - $15,000 |
| Invesco Balanced-Risk Commodity Strategy Fund Clas | Fund | Member | $1,001 - $15,000 |
| Rita D Sellar GST Exempt Trust | Other | Spouse | Unascertainable |
| H Yale TW Dolan Trust | Other | Spouse | Unascertainable |
| Sarah B TD Dolan Trust | Other | Spouse | Unascertainable |
| Thomas Dolan Trust | Other | Spouse | Unascertainable |
| Personal residence | Other | Joint | $500,001 - $1,000,000 |
How reports are read: holdings methodology.