Congressional stock trades · Member
Sheldon Whitehouse
Senator · RI · Democrat
166 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: Commission on Security and Cooperation in Europe; Senate Committee on Environment and Public Works; Senate Committee on Finance; Senate Committee on the Budget; Senate Committee on the Judiciary; United States Senate Caucus on International Narcotics Control.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-02 | 2026-08-13 | 20 | Spouse | LRCXLam Research Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-09-02 | 2026-08-13 | 20 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-12 | 21 | Spouse | AMGNAmgen Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-09-02 | 2026-08-06 | 27 | Member | SDZNY- Sandoz Group AG ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-08-03 | 2026-07-20 | 14 | Member | LOWLowe's Companies, Inc. Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-30 | 8 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | MUMicron Technology, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | COHRCoherent Corp. Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-25 | 13 | Member | CCICrown Castle Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Member | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-07-08 | 2026-06-24 | 14 | Spouse | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Member | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-08 | 25 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $100,001 - $250,000 | eFD → |
| 2026-06-02 | 2026-05-07 | 26 | Member | ORCLOracle Corporation Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-05-04 | 2026-04-13 | 21 | Member | JPMJP Morgan Chase & Co. Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2026-04-08 | 2026-03-30 | 9 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | VZVerizon Communications Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | HDHome Depot, Inc. (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | MAMastercard Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Member | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-03-06 | 2026-02-23 | 11 | Spouse | PEPPepsiCo, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | NVDANvidia Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | HDHome Depot | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Member | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2026-02-04 | 2026-01-09 | 26 | Spouse | MCDMcDonald's Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | GHGuardant Health Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2025-12-01 | 2025-11-21 | 10 | Member | HSYHershey Foods Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2025-11-03 | 2025-10-27 | 7 | Spouse | PGRProgressive Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-11-03 | 2025-10-20 | 14 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | MSFTMicrosoft Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | AMGNAmgen Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | RI INFRASTRUCTURE BK SAFE DRINKIN Rate/Coupon: 3.0% Matures: 10/01/2032 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-10-03 | 2025-09-04 | 29 | Member | VZVerizon Communications Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | UNHUnitedhealth Group Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Member | DHRDanaher Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-09-03 | 2025-08-28 | 6 | Spouse | LRCXLam Research Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-07 | 28 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-08-04 | 2025-07-03 | 32 | Member | ADIAnalog Devices | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-29 | 14 | Member | ELEstee Lauder Companies | Sale (full) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Spouse | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-14 | 29 | Member | SBUXStarbucks Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-11 | 32 | Spouse | SBUXStarbucks Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2025-05-13 | 2025-04-03 | 40 | Spouse | HONHoneywell International Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2025-01-06 | 2 | Member | NVDANvidia Corp | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | AAPLApple Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2025-01-08 | 2024-12-19 | 20 | Member | LRCXLam Research Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | RI HEALTH & EDL BLDG CORP Rate/Coupon: 4.00% Matures: 09/15/2034 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-12-05 | 2024-11-19 | 16 | Spouse | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-12-05 | 2024-11-18 | 17 | Member | KVUEKenvue Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-30 | 8 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | VZVerizon Communications Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Spouse | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | HONHoneywell International Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | MAMastercard Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-29 | 9 | Member | SBUXStarbucks Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Member | TSLATesla Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-28 | 10 | Spouse | TSLATesla Inc | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-11-07 | 2024-10-11 | 27 | Member | TSLATesla Inc | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | CELHCelsius Holdings Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-11-07 | 2024-10-08 | 30 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-10-10 | 2024-09-17 | 23 | Member | AMGNAmgen Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-09-04 | 2024-08-15 | 20 | Spouse | SNOWSnowflake Inc Cl A | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Spouse | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-30 | 22 | Member | CAGConagra Brands Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-25 | 27 | Member | DISWalt Disney Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Spouse | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | JNJJohnson & Johnson | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-21 | 2024-07-03 | 49 ·>45 | Member | MCDMcDonald's Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-27 | 19 | Member | GSGoldman Sachs Group, Inc. (The) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | HDHome Depot | Purchase | $1,001 - $15,000 | eFD → |
| 2024-07-16 | 2024-06-13 | 33 | Member | MSFTMicrosoft Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-10 | 27 | Member | CCICrown Castle Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-06 | 2024-05-08 | 29 | Member | DEODiageo Plc ADR | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-30 | 20 | Spouse | JP MORGAN CHASE & CO Rate/Coupon: 6.12% Matures: 02/12/2056 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | DHRDanaher Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | RTXRTX Corporation Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Member | NVSNovartis Ag ADR | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-05-20 | 2024-04-09 | 41 | Spouse | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-22 | 33 | Member | ULUnilever Plc ADR | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-04-24 | 2024-03-13 | 42 | Member | CMCSAComcast Corp A | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | SNOWSnowflake Inc Cl A | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-14 | 35 | Spouse | LLYEli Lilly and Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-11 | 38 | Member | PFEPfizer Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | KOCoca-Cola Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-18 | 2023-12-07 | 42 | Member | TGTTarget Corp | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Member | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-29 | 8 | Spouse | VLTOVeralto Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-12-07 | 2023-11-16 | 21 | Member | KMBKimberly-Clark Corp | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-12-07 | 2023-11-08 | 29 | Member | CELHCelsius Holdings Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | PYPLPaypal Holdings | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | CCitigroup Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | NVSNovartis Ag ADR | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | XYZBlock, Inc. Class A Common Stock, | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | KVUEKenvue Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | METMetlife Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | VZVerizon Communications Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | BTOJohn Hancock Financial Opportunities Fund Common S | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TSLATesla Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | MMM3M Company | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | TAT&T Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | INTCIntel Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | LLYEli Lilly and Company | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Member | IRIngersoll Rand Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | TAT&T Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-17 | 2023-09-20 | 27 | Spouse | WBDWarner Bros. Discovery, Inc. - Series A Common Sto | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Member | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-10-03 | 2023-08-24 | 40 | Spouse | Johnson & Johnson Common Stock (Exchanged) Kenvue Inc. Common Stock (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Member | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-17 | 2023-04-18 | 29 | Spouse | ESSEssex Property Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Spouse | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-30 | 2022-11-29 | 31 | Member | CCitigroup, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Member | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-05-24 | 2022-04-11 | 43 | Spouse | AT&T Inc. (Exchanged) Warner Bros. Discovery, Inc. - Series A Common Sto (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TGTTarget Corporation Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2022-03-16 | 2022-01-28 | 47 ·>45 | Member | TSLATesla, Inc. - Common Stock | Purchase | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | MCHPMicrochip Technology Incorporated - Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Spouse | BABAAlibaba Group Holding Limited American Depositary | Sale (full) | $1,001 - $15,000 | eFD → |
| 2021-09-13 | 2021-08-30 | 14 | Joint | TAT&T Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-09-13 | 2021-08-27 | 17 | Joint | MACYS RETAIL HLDGS INC Rate/Coupon: 3.875% Matures: 01/15/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-08-06 | 2020-10-13 | 297 ·>45 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2021-07-23 | 2021-06-07 | 46 ·>45 | Joint | Genl Motors Financial Co Inc Rate/Coupon: 3.2% Matures: 07/06/2021 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-28 | 39 | Member | INTCIntel Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-06-06 | 2021-04-07 | 60 ·>45 | Joint | GENERAL ELECTRIC CO FIXED TO 012021 Rate/Coupon: 5.0% Matures: 04/07/2061 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2021-01-25 | 2020-12-30 | 26 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-13 | 37 | Joint | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/21 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-11-19 | 2020-10-09 | 41 | Member | Fortive Corporation (Exchanged) Vontier Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Joint | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-30 | 27 | Member | TTTrane Technologies plc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-10-27 | 2020-09-09 | 48 ·>45 | Joint | CBChubb Limited | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Spouse | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-08-07 | 2019-07-05 | 399 ·>45 | Member | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | OTISOtis Worldwide Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Otis Worldwide Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Joint | CARRCarrier Global Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-07 | 50 ·>45 | Member | Raytheon Technologies Corporation (Exchanged) Carrier Global Corporation (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Member | UTX - United Technologies Corporation (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2020-04-03 | 54 ·>45 | Joint | Raytheon Company (Exchanged) Raytheon Technologies Corporation (Received) | Exchange | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | ILMNIllumina, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | Siemens Aktiengesellschaft | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-11 | 34 | Member | CGNXCognex Corporation | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Joint | INGERSOLL RAND PLC SHARES (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-04-14 | 2020-03-04 | 41 | Member | INGERSOLL RAND PLC SHS (Exchanged) TRANE TECHNOLOGIES PLC (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | DLRDigital Realty Trust, Inc. | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-31 | 2020-02-13 | 47 ·>45 | Member | WMWaste Management, Inc. | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-19 | 20 | Joint | IBMInternational Business Machines Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2017 report.
249 assets with a value on the amended report filed 2019-08-12, 63 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Fidelity Contrafund (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| Janus Forty I (NASDAQ) | Fund | Spouse | $15,001 - $50,000 |
| Janus Balanced I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price New Asia (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Health Care Inv (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Financial Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| KBWY-PowerShares KBW Premium Yld Eq REIT ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| T-AT&T, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| VGT-Vanguard Information Technology ETF (NYSEArca) | Fund | Spouse | $15,001 - $50,000 |
| Federated MDT Small Cap Growth Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Harding Loevner Emerging Markets Advisor (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Royce Premier Invmt (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| GOOGL - Alphabet Inc. | Stock | Spouse | $15,001 - $50,000 |
| TJXThe TJX Companies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Health Care Select Sector SPDR ETF (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Appreciation I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| AMGNAmgen Inc. | Stock | Spouse | $1,001 - $15,000 |
| BIIBBiogen Inc. | Stock | Spouse | $1,001 - $15,000 |
| NFLXNetflix, Inc. | Stock | Spouse | $15,001 - $50,000 |
| MORGAN STANLEY | Other | Spouse | $15,001 - $50,000 |
| AMZN-Amazon.com, Inc. | Stock | Spouse | $15,001 - $50,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Spouse | $1,001 - $15,000 |
| IBM-International Business Machines Corporation | Stock | Spouse | $15,001 - $50,000 |
| JPM-JPMorgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| METAFacebook, Inc. | Stock | Spouse | $1,001 - $15,000 |
| J P MORGAN CHASE & CO | Bond | Spouse | $1,001 - $15,000 |
| VETAX-Victory Sycamore Established Value A | Fund | Spouse | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| IJS-iShares S&P Small-Cap 600 Value ETF | Fund | Spouse | $15,001 - $50,000 |
| BTO-John Hancock Financial Opportunities Fund | Fund | Spouse | $1,001 - $15,000 |
| NVDA-NVIDIA Corporation | Stock | Spouse | $15,001 - $50,000 |
| AMBFX-American Funds American Balanced F2 | Fund | Spouse | $15,001 - $50,000 |
| T Rowe Price New Asia Fund (PRASX) | Fund | Spouse | $1,001 - $15,000 |
| BlackRock Equity Dividend Instl (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| Oakmark I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| HYT-Blackrock Corporate High Yield (NYSE) | Fund | Spouse | $1,001 - $15,000 |
| ClearBridge Aggressive Growth I (NASDAQ) | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Biotech ETF | Fund | Spouse | $1,001 - $15,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Consumer Staples ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Information Technology ETF | Fund | Spouse | $1,001 - $15,000 |
| TSLATesla, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Industrial Select Sector SPDR ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Short-Term Corporate Bond ETF | Fund | Spouse | $1,001 - $15,000 |
| Eaton Vance Income Fund of Boston I | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Emerging Markets Eq Instl | Fund | Spouse | $1,001 - $15,000 |
| American Funds Fundamental Invs F2 | Fund | Spouse | $15,001 - $50,000 |
| Delaware Inv Sm Cap Val Inst (DEVIX) | Fund | Member | $1,001 - $15,000 |
| E V Income Fund Of Boston I (EIBIX) | Fund | Member | $15,001 - $50,000 |
| Goldman Sachs Abslt Ret Trck I (GJRTX) | Fund | Member | $15,001 - $50,000 |
| JP Morgan Dynamic Small Cap Gr Sel (JDSCX) | Fund | Member | $1,001 - $15,000 |
| Metropolitan West Total Return Bond I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| F4W Inc Freedom Wireless | Other | Member | $1,001 - $15,000 |
| QQQ-PowerShares QQQ Trust, Ser 1 (NASDAQ) | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Member | $1,001 - $15,000 |
| Technology Select Sector SPDR ETF | Fund | Member | $1,001 - $15,000 |
| VDC-Vanguard Consumer Staples ETF | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth | Fund | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $1,001 - $15,000 |
| Financial Select Sector SPDR® ETF | Fund | Member | $1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $1,001 - $15,000 |
| KBWY-Invesco KBW Premium Yield Eq REIT ETF | Fund | Member | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Member | $1,001 - $15,000 |
| WMFFX-American Funds Washington Mutual F2 | Fund | Member | $15,001 - $50,000 |
| ClearBridge Large Cap Growth I | Fund | Member | $15,001 - $50,000 |
| Harding Loevner International Eq Instl | Fund | Member | $1,001 - $15,000 |
| Janus Henderson Enterprise I | Fund | Member | $1,001 - $15,000 |
| LDLFX-Lord Abbett Short Duration Income F | Fund | Member | $1,001 - $15,000 |
| Oakmark Investor | Fund | Member | $1,001 - $15,000 |
| American Funds New World F2 | Fund | Member | $1,001 - $15,000 |
| Oakmark International Investor | Fund | Member | $1,001 - $15,000 |
| PARWX-Parnassus Endeavor Investor | Fund | Member | $15,001 - $50,000 |
| Victory Sycamore Established Value I | Fund | Member | $1,001 - $15,000 |
| MMM-3M Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| AMZN-Amazon.com Inc. (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| AXP-American Express Company (NYSE) | Stock | Member | $15,001 - $50,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| DHRDanaher Corp. (NYSE) | Stock | Member | $15,001 - $50,000 |
| GOOGL - Alphabet Inc. | Stock | Member | $100,001 - $250,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| iShares MSCI EAFE | Fund | Member | $15,001 - $50,000 |
| iShares Russell 2000 Growth | Fund | Member | $50,001 - $100,000 |
| KMBKimberly-Clark Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| MCHPMicrochip Technology Inc. (NASDAQ) | Stock | Member | $50,001 - $100,000 |
| MSFT-Microsoft Corporation (NASDAQ) | Stock | Member | $100,001 - $250,000 |
| NKE-Nike, Inc. (NYSE) | Stock | Member | $50,001 - $100,000 |
| ORCL-Oracle Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PBE-PowerShares Dynamic Biotech & Genome ETF | Fund | Member | $50,001 - $100,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Member | $50,001 - $100,000 |
| UNP-Union Pacific Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| UTX-United Technologies Corp. (NYSE) | Stock | Member | $15,001 - $50,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Member | $50,001 - $100,000 |
| V-Visa Inc. (NYSE) | Stock | Member | $100,001 - $250,000 |
| Aetna Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| JPMJPMorgan Chase & Co. | Stock | Member | $50,001 - $100,000 |
| LOWLowe's Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| TMO-Thermo Fisher Scientific, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELVAnthem, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| XLV - Health Care Select Sector SPDR® ETF | Fund | Member | $15,001 - $50,000 |
| AMGN-Amgen Inc. (NASDAQ) | Stock | Member | $15,001 - $50,000 |
| TAT&T, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| ELThe Estée Lauder Companies Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| PANW-Palo Alto Networks, Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Member | $15,001 - $50,000 |
| FB-Facebook, Inc. | Stock | Member | $50,001 - $100,000 |
| LRCX-Lam Research Corporation | Stock | Member | $15,001 - $50,000 |
| NFLX-Netflix, Inc. | Stock | Member | $50,001 - $100,000 |
| WMT-Wal-Mart Stores Inc. | Stock | Member | $15,001 - $50,000 |
| ANWFX-American Funds New Perspective F2 | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley | Other | Member | $100,001 - $250,000 |
| BUDAnheuser-Busch InBev SA/NV | Stock | Member | $15,001 - $50,000 |
| AAPL-Apple Inc. | Stock | Member | $100,001 - $250,000 |
| BAC-Bank of America Corporation | Stock | Member | $50,001 - $100,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Member | $100,001 - $250,000 |
| HD-The Home Depot, Inc. | Stock | Member | $100,001 - $250,000 |
| CSCOCisco Systems, Inc. | Stock | Member | $15,001 - $50,000 |
| DEODiageo plc | Stock | Member | $15,001 - $50,000 |
| CMCSA-Comcast Corporation | Stock | Member | $15,001 - $50,000 |
| FTV-Fortive Corporation | Stock | Member | $15,001 - $50,000 |
| HASHasbro, Inc. | Stock | Member | $15,001 - $50,000 |
| IBMInternational Business Machines Corporation | Stock | Member | $15,001 - $50,000 |
| NVDA-NVIDIA Corporation | Stock | Member | $50,001 - $100,000 |
| SBUX-Starbucks Corporation | Stock | Member | $15,001 - $50,000 |
| WM-Waste Management, Inc. | Stock | Member | $15,001 - $50,000 |
| ADIAnalog Devices, Inc. | Stock | Member | $15,001 - $50,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Member | $1,001 - $15,000 |
| COFCapital One Financial Corporation | Stock | Member | $15,001 - $50,000 |
| FFord Motor Company | Stock | Member | $1,001 - $15,000 |
| IRIngersoll-Rand Plc | Stock | Member | $15,001 - $50,000 |
| MGAMagna International Inc. | Stock | Member | $15,001 - $50,000 |
| PFEPfizer Inc. | Stock | Member | $1,001 - $15,000 |
| SYK-Stryker Corporation | Stock | Member | $15,001 - $50,000 |
| TSLATesla, Inc. | Stock | Member | $15,001 - $50,000 |
| Industrial Select Sector SPDR ETF | Fund | Member | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Fund | Member | $15,001 - $50,000 |
| iShares US Medical Devices ETF | Fund | Member | $15,001 - $50,000 |
| Twitter, Inc. | Stock | Member | None (or less than $1,001) |
| MOAltria Group, Inc. | Stock | Member | None (or less than $1,001) |
| AKAMAkamai Technologies, Inc. | Stock | Member | None (or less than $1,001) |
| GILDGilead Sciences, Inc. | Stock | Member | None (or less than $1,001) |
| IFF.SG - Intl Flavors & Fragr (Stuttgart) | Stock | Member | None (or less than $1,001) |
| USBU.S. Bancorp | Stock | Member | $1,001 - $15,000 |
| Morgan Stanley | Other | Joint | $100,001 - $250,000 |
| AAPL-Apple Inc. (NASDAQ) | Stock | Joint | $100,001 - $250,000 |
| TAT&T, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| KOThe Coca-Cola Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| CAG-ConAgra Foods, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| GE-General Electric Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| HONHoneywell International Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| JPM-JPMorgan Chase & Co. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| MCHP-Microchip Technology Inc. (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| NSRGY-Nestl (OTC Markets) | Stock | Joint | $15,001 - $50,000 |
| VZVerizon Communications Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| AT&T Inc | Bond | Joint | $15,001 - $50,000 |
| COSTCostco Wholesale Corporation (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| CVSCVS Caremark Corporation (NYSE) | Stock | Joint | $15,001 - $50,000 |
| ESSEssex Property Trust Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PGThe Procter & Gamble Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| SBUXStarbucks Corporation (NASDAQ) | Stock | Joint | $15,001 - $50,000 |
| ULUnilever plc (NYSE) | Stock | Joint | $15,001 - $50,000 |
| RTXUnited Technologies Corp. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| UNH-UnitedHealth Group Incorporated (NYSE) | Stock | Joint | $15,001 - $50,000 |
| F4W Inc Freedom 4 Wireless | Other | Joint | $1,001 - $15,000 |
| BMYBristol-Myers Squibb Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| PEPPepsico, Inc. (NYSE) | Stock | Joint | $15,001 - $50,000 |
| Raytheon Company (NYSE) | Stock | Joint | $15,001 - $50,000 |
| VVisa Inc. (NYSE) | Stock | Joint | $50,001 - $100,000 |
| JPMORGAN CHASE & CO 6.75% FXD to 2/01/24 | Bond | Joint | $15,001 - $50,000 |
| Morgan Stanley | Other | Joint | $15,001 - $50,000 |
| BIIB-Biogen Inc. | Stock | Joint | $1,001 - $15,000 |
| JNJJohnson & Johnson | Stock | Joint | $15,001 - $50,000 |
| LRCX-Lam Research Corporation | Stock | Joint | $15,001 - $50,000 |
| MSFT-Microsoft Corporation | Stock | Joint | $50,001 - $100,000 |
| GOOGL-Alphabet Inc. | Stock | Joint | $15,001 - $50,000 |
| AMGNAmgen Inc. | Stock | Joint | $15,001 - $50,000 |
| BAC-Bank of America Corporation | Stock | Joint | $15,001 - $50,000 |
| BAThe Boeing Company | Stock | Joint | $15,001 - $50,000 |
| CBChubb Limited | Stock | Joint | $1,001 - $15,000 |
| CMCSA-Comcast Corporation | Stock | Joint | $1,001 - $15,000 |
| DHR-Danaher Corporation | Stock | Joint | $1,001 - $15,000 |
| FB-Facebook, Inc. | Stock | Joint | $15,001 - $50,000 |
| GS-The Goldman Sachs Group, Inc. | Stock | Joint | $15,001 - $50,000 |
| HDThe Home Depot, Inc. | Stock | Joint | $1,001 - $15,000 |
| LMTLockheed Martin Corporation | Stock | Joint | $15,001 - $50,000 |
| MA-Mastercard Incorporated | Stock | Joint | $15,001 - $50,000 |
| METMetLife, Inc. | Stock | Joint | $15,001 - $50,000 |
| TEL-TE Connectivity Ltd. | Stock | Joint | $1,001 - $15,000 |
| DIS-The Walt Disney Company | Stock | Joint | $1,001 - $15,000 |
| IDV-iShares International Select Div ETF | Fund | Joint | $1,001 - $15,000 |
| PowerShares QQQ ETF | Fund | Joint | $1,001 - $15,000 |
| SPDR® S&P Biotech ETF | Fund | Joint | $1,001 - $15,000 |
| VIG-Vanguard Dividend Appreciation ETF | Fund | Joint | $1,001 - $15,000 |
| XEROX CORP | Bond | Joint | $1,001 - $15,000 |
| MACYS RETAIL HLDGS INC | Bond | Joint | $15,001 - $50,000 |
| American Funds AMCAP F2 | Fund | Joint | $1,001 - $15,000 |
| Goldman Sachs Strategic Growth Instl | Fund | Joint | $1,001 - $15,000 |
| Oakmark Investor | Fund | Joint | $1,001 - $15,000 |
| T. Rowe Price Blue Chip Growth | Fund | Joint | $1,001 - $15,000 |
| IBMInternational Business Machines Corporation | Stock | Joint | $15,001 - $50,000 |
| ADI-Analog Devices, Inc. | Stock | Joint | $1,001 - $15,000 |
| CCitigroup Inc. | Stock | Joint | $1,001 - $15,000 |
| IRIngersoll-Rand Plc | Stock | Joint | $15,001 - $50,000 |
| WPCW. P. Carey Inc. | Stock | Joint | $1,001 - $15,000 |
| Genl Motors Financial Co Inc | Bond | Joint | $15,001 - $50,000 |
| HLMIX-Harding Loevner International Eq Instl | Fund | Joint | $1,001 - $15,000 |
| RI INFRASTRUCTURE BK SAFE DRINKIN | Bond | Joint | $15,001 - $50,000 |
| ABT-Abbott Laboratories | Stock | Joint | None (or less than $1,001) |
| LW-Lamb Weston Holdings, Inc. | Stock | Joint | None (or less than $1,001) |
| MO-Altria Group, Inc. | Stock | Joint | None (or less than $1,001) |
| Lazard International Strategic Eq Instl | Fund | Joint | None (or less than $1,001) |
| TAB Prod Co LLC (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Canada( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod Europa (a holding of T Acq Ltd) | Other | Member | Unascertainable |
| TAB Prod PTY Ltd ( a holding of T Acq Ltd) | Other | Member | Unascertainable |
| Symco Group Inc (inv of Seaview Mezzanine, LP | Other | Member | $15,001 - $50,000 |
| Dodge & Cox Income (NASDAQ) | Fund | Member | $15,001 - $50,000 |
| Vanguard REIT Index ETF | Fund | Member | $1,001 - $15,000 |
| Artisan Mid Cap Institutional (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Harbor Capital Appreciation Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JPMorgan Mid Cap Value Instl (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Dodge & Cox International Stock (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Fidelity Advisor Emerging Markets Inc I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| JPMorgan High Yield Select (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| T. Rowe Price Instl Floating Rate (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| Oppenheimer Developing Markets I (NASDAQ) | Fund | Member | $1,001 - $15,000 |
| MWTIX-Metropolitan West Total Return Bond I | Fund | Member | $50,001 - $100,000 |
| American Century Small Cap Growth Instl | Fund | Member | $1,001 - $15,000 |
| Sterling Capital Stratton SmCp Val Instl | Fund | Member | $1,001 - $15,000 |
| BGCIX-BlackRock Global Long/Short Credit Instl | Fund | Member | $1,001 - $15,000 |
| TRREX-T. Rowe Price Real Estate | Fund | Member | $1,001 - $15,000 |
| Vanguard Inflation-Protected Secs Adm | Fund | Member | $1,001 - $15,000 |
| MFS Value I | Fund | Member | $15,001 - $50,000 |
| Neuberger Berman Long Short Instl | Fund | Member | $1,001 - $15,000 |
| White Ranch Minerals, Ltd. | Other | Member | $1,001 - $15,000 |
| T. Rowe Price Overseas Stock I | Fund | Member | $1,001 - $15,000 |
| GAFYX-Natixis ASG Global Alternatives Y | Fund | Member | $1,001 - $15,000 |
| Eaton Vance Glbl Macro Abs Ret Advtg I | Fund | Member | $1,001 - $15,000 |
| JHancock Absolute Return Currency I | Fund | Member | $1,001 - $15,000 |
| RWX-SPDR Dow Jones International RelEst ETF | Fund | Member | $1,001 - $15,000 |
| Artisan International Institutional | Fund | Member | None (or less than $1,001) |
| Wells Fargo Market Deposit AC | Other | Member | $1,001 - $15,000 |
| Rita D Sellar GST Exempt Trust | Other | Spouse | Unascertainable |
| H Yale TW Dolan Trust | Other | Spouse | Unascertainable |
| Sarah B TD Dolan Trust | Other | Spouse | Unascertainable |
| Thomas Dolan Trust | Other | Spouse | Unascertainable |
How reports are read: holdings methodology.