Congressional stock trades · Member
Thomas R. Carper
Former senator · DE · Democrat
924 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 9 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2025-01-02 | 2024-12-13 | 20 | Spouse | Atlantica Yield Plc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-09-03 | 2024-08-01 | 33 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-09-03 | 2024-08-01 | 33 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-09-03 | 2024-08-01 | 33 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-09-03 | 2024-08-01 | 33 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-08-02 | 2024-07-18 | 15 | Spouse | UBS CONTINGENT AUTOCALL MET Rate/Coupon: 10.5% Matures: 01/16/2026 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-07-01 | 2024-06-17 | 14 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-07-01 | 2024-06-13 | 18 | Spouse | US TREASURY BILL | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-07-01 | 2024-06-13 | 18 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-07-01 | 2024-06-13 | 18 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-07-01 | 2024-06-13 | 18 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-07-01 | 2024-06-12 | 19 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-07-01 | 2024-06-12 | 19 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-07-01 | 2024-06-12 | 19 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-06-03 | 2024-05-22 | 12 | Spouse | TGTTarget Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Pacer Developed Markets International Cash | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Vanguard FTSE Developed Markets ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Proshares MSCI EAFE Dividend Growers ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Proshares MSCI EAFE Dividend Growers ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Vanguard Div Appreciation ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Vanguard FTSE Developed Markets ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Fidelity Dividend ETF For Rising Rates | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Pacer US Cash Cows 100 Index | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-16 | 18 | Spouse | Invesco FTSE RAFI US 1000 ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-15 | 19 | Spouse | Pacer US Small Cap Cash Cows 100 ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-15 | 19 | Spouse | ProShares Russell 2000 Dividend Growers ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-14 | 20 | Spouse | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-14 | 20 | Spouse | VanEck Agribusiness ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-09 | 25 | Spouse | EMREmerson Electric Company | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-09 | 25 | Spouse | TTETotalEnergies SE | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-09 | 25 | Spouse | OXYOccidental Petroleum Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-09 | 25 | Spouse | ATKRAtkore Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-09 | 25 | Spouse | SBUXStarbucks Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-06-03 | 2024-05-02 | 32 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-06-03 | 2024-05-02 | 32 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-06-03 | 2024-05-02 | 32 | Spouse | US TREASURY BILL | Purchase | $100,001 - $250,000 | eFD → |
| 2024-06-03 | 2024-05-02 | 32 | Spouse | US TREASURY BILL | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-06-03 | 2024-05-02 | 32 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-06-03 | 2024-05-01 | 33 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-06-03 | 2024-05-01 | 33 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-06-03 | 2024-05-01 | 33 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-04-30 | 2024-04-11 | 19 | Spouse | VLOValero Energy Corp | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-04-30 | 2024-04-11 | 19 | Spouse | ENBEnbridge Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-04-30 | 2024-04-01 | 29 | Spouse | JPM CONTINGENT AUTOCALL C Rate/Coupon: 10% Matures: 04/01/2024 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-28 | 1 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-28 | 1 | Spouse | MOSMosaic Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-28 | 1 | Spouse | NTRNutrien Ltd | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-28 | 1 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-28 | 1 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-28 | 1 | Spouse | DDominion Energy Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-26 | 3 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-03-29 | 2024-03-26 | 3 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-26 | 3 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-26 | 3 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-03-29 | 2024-03-25 | 4 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-25 | 4 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-21 | 8 | Spouse | INODInnodata Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-21 | 8 | Spouse | SOFISofi Technologies Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-21 | 8 | Spouse | Arcadium Lithium Plc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-19 | 10 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-03-29 | 2024-03-19 | 10 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-03-29 | 2024-03-19 | 10 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-03-29 | 2024-03-18 | 11 | Spouse | RYDER SYSTEM INC Rate/Coupon: 3.65% Matures: 03/18/2024 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-18 | 11 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-03-29 | 2024-03-15 | 14 | Spouse | TAMPA ELECTRIC CO Rate/Coupon: 4.9% Matures: 03/01/2029 | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-13 | 16 | Spouse | CEFSprott Physical Gold & Silver Trust | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-13 | 16 | Spouse | CEFSprott Physical Gold & Silver Trust | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-13 | 16 | Spouse | CEFSprott Physical Gold & Silver Trust | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-13 | 16 | Spouse | Sociedad Quimica Y Minera S.A. ADR | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-13 | 16 | Spouse | GLDSPDR Gold Trust | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-11 | 18 | Spouse | Equitrans Midstream Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-07 | 22 | Spouse | NVDANvidia Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-07 | 22 | Spouse | AAPLApple Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-03-29 | 2024-03-05 | 24 | Member | Global Clean Energy Ishares ETF | Purchase | $50,001 - $100,000 | eFD → |
| 2024-03-04 | 2024-02-22 | 11 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-03-04 | 2024-02-16 | 17 | Spouse | EQNREquinor ASA | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-03-04 | 2024-02-16 | 17 | Spouse | TGTTarget Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-03-04 | 2024-02-08 | 25 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-03-04 | 2024-02-08 | 25 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-03-04 | 2024-02-08 | 25 | Spouse | US TREASURY BILL | Sale (full) | $100,001 - $250,000 | eFD → |
| 2024-03-04 | 2024-02-08 | 25 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2024-03-04 | 2024-02-07 | 26 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-02-02 | 2024-01-18 | 15 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-02-02 | 2024-01-18 | 15 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-02-02 | 2024-01-18 | 15 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | ABTAbbott Laboratories | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | TTETotalEnergies SE | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | Equitrans Midstream Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | SBUXStarbucks Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | AESThe Aes Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | CMECME Group Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | METMetlife Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-02-02 | 2024-01-17 | 16 | Spouse | VLOValero Energy Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-16 | 17 | Spouse | BROADCOMCORP Rate/Coupon: 3.625% Matures: 01/15/2024 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-02 | 31 | Spouse | SSentinelone Inc Cl A | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-02-02 | 2024-01-02 | 31 | Spouse | DELLDell Technologies Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-26 | 8 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-26 | 8 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-21 | 13 | Spouse | TRSWF - TransAlta Renewables Inc (Exchanged) Transalta Corp (Received) | Exchange | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-19 | 15 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-19 | 15 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-01-03 | 2023-12-19 | 15 | Spouse | US TREASURY BILL | Purchase | $100,001 - $250,000 | eFD → |
| 2024-01-03 | 2023-12-19 | 15 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2024-01-03 | 2023-12-19 | 15 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-18 | 16 | Spouse | Clearbridge Small Cap Growth Fd Cl I | Purchase | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-18 | 16 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-18 | 16 | Spouse | Columbia EM Core Ex-China ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-18 | 16 | Spouse | Columbia EM Core Ex-China ETF | Purchase | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-18 | 16 | Spouse | Fidelity Dividend ETF For Rising Rates | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-18 | 16 | Spouse | ProShares Russell 2000 Dividend Growers ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-14 | 20 | Spouse | Ranger Equity Bear Bear ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-14 | 20 | Spouse | Ranger Equity Bear Bear ETF | Sale (full) | $15,001 - $50,000 | eFD → |
| 2024-01-03 | 2023-12-14 | 20 | Spouse | Ranger Equity Bear Bear ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | AGXArgan Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | FMCFMC Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | IRMIron Mountain Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | TSMTaiwan Semiconductor Manufacturing Company Ltd. | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | MOSMosaic Company | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | GLPIGaming and Leisure Properties, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | SBUXStarbucks Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | FNFFidelity National Financial | Sale (full) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | VLOValero Energy Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | FLNGFlex Lng Ltd | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | KMBKimberly-Clark Corp | Purchase | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | Global X Uranium ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2024-01-03 | 2023-12-11 | 23 | Spouse | DGXQuest Diagnostics Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-20 | 13 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-20 | 13 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-20 | 13 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-20 | 13 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-20 | 13 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-20 | 13 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-19 | 14 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-11-02 | 2023-10-19 | 14 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-11-02 | 2023-10-19 | 14 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-11-02 | 2023-10-19 | 14 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2023-11-02 | 2023-10-19 | 14 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-11-02 | 2023-10-18 | 15 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-11-02 | 2023-10-18 | 15 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-11-02 | 2023-10-18 | 15 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2023-11-02 | 2023-10-04 | 29 | Spouse | GPCRStructure Therapeutics Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-11-02 | 2023-10-04 | 29 | Spouse | Revance Therapeutics, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-02 | 2023-09-26 | 6 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-26 | 6 | Spouse | US TREASURY BILL | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-10-02 | 2023-09-25 | 7 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-10-02 | 2023-09-25 | 7 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-21 | 11 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-21 | 11 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-10-02 | 2023-09-21 | 11 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-21 | 11 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-21 | 11 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-20 | 12 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2023-10-02 | 2023-09-20 | 12 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-10-02 | 2023-09-20 | 12 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-09-05 | 2023-08-29 | 7 | Spouse | INODInnodata Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-29 | 7 | Spouse | RMDResmed Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-29 | 7 | Spouse | NEENextera Energy | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-29 | 7 | Spouse | AQNAlgonquin Power and Utilities Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-29 | 7 | Spouse | SWKSSkyworks Solutions | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-29 | 7 | Spouse | CRWDCrowdstrike Holdings Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-25 | 11 | Spouse | NTLAIntellia Therapeutics, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-23 | 13 | Spouse | ProShares Short QQQ | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-23 | 13 | Spouse | ProShares Short QQQ | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-23 | 13 | Spouse | ProShares Short QQQ | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-22 | 14 | Spouse | MPTMedical Properties Trust | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-22 | 14 | Spouse | ROKRockwell Automation Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-18 | 18 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-18 | 18 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-16 | 20 | Spouse | John Hancock Multifactor Emerging Markets ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-16 | 20 | Spouse | John Hancock Multifactor Emerging Markets ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-16 | 20 | Spouse | Columbia EM Core Ex-China ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-15 | 21 | Spouse | BAHBooz Allen Hamilton Holding Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-10 | 26 | Spouse | SOFISofi Technologies Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-10 | 26 | Spouse | RMBSRambus Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-04 | 32 | Spouse | FTNTFortinet Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-09-05 | 2023-08-02 | 34 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-28 | 5 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-28 | 5 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2023-08-02 | 2023-07-28 | 5 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-27 | 6 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-27 | 6 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | Ranger Equity Bear Bear ETF | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | Ranger Equity Bear Bear ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | ProShares Short QQQ | Purchase | $1,001 - $15,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-13 | 20 | Spouse | ProShares Short QQQ | Purchase | $1,001 - $15,000 | eFD → |
| 2023-08-02 | 2023-07-10 | 23 | Spouse | FNFFidelity National Financial | Purchase | $1,001 - $15,000 | eFD → |
| 2023-08-02 | 2023-07-10 | 23 | Spouse | VZVerizon Communications Inc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-08-02 | 2023-07-06 | 27 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-08-02 | 2023-07-06 | 27 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-06-30 | 2023-06-20 | 10 | Spouse | TTTrane Technologies plc | Purchase | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-06-20 | 10 | Spouse | US TREASURY BILL | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-06-20 | 10 | Spouse | ETNEaton Corporation, PLC Ordinary Shares | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-06-20 | 10 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2016 report.
149 assets with a value on the amended report filed 2020-08-13, 47 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Morgan Stanley Bank NA | Other | Member | $15,001 - $50,000 |
| DUKDuke Energy Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| LNCLincoln National Corporation (NYSE) | Stock | Member | $100,001 - $250,000 |
| Spectra Energy Corp. (NYSE) | Stock | Member | $15,001 - $50,000 |
| SPDR S&P 500 ETF Trust | Fund | Member | $15,001 - $50,000 |
| MDYSPDR S&P MidCap 400 | Fund | Member | $15,001 - $50,000 |
| Invesco Pacific Growth Fund | Fund | Member | $1,001 - $15,000 |
| DDDupont | Stock | Member | $50,001 - $100,000 |
| Invesco Pacific Growth Fund | Fund | Member | $1,001 - $15,000 |
| Morgan Stanley Global Infrastructure Fund | Fund | Member | $15,001 - $50,000 |
| Morgan Stanley Bank NA | Other | Spouse | $100,001 - $250,000 |
| AAPLApple Inc. (NASDAQ) | Stock | Spouse | $50,001 - $100,000 |
| CVXChevron Corporation (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| JPMJP Morgan Chase | Stock | Spouse | $1,001 - $15,000 |
| EMD - Western Asset Emerging Markets Debt Fund Inc. | Stock | Spouse | $1,001 - $15,000 |
| Neuberger Berman MLP | Stock | Spouse | $1,001 - $15,000 |
| First Trust Energy Infrastructure | Stock | Spouse | $15,001 - $50,000 |
| MS CPI and SPX Floating Rate Principal Protection Note | Bond | Spouse | $15,001 - $50,000 |
| HALHalliburton Company (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| Intl Lease Finance Bond | Bond | Spouse | $15,001 - $50,000 |
| Citigroup Fixed to Floater Bond | Bond | Spouse | $15,001 - $50,000 |
| Vodafone GP PLC ADS New | Stock | Spouse | $1,001 - $15,000 |
| MS FLT Rate CMS | Bond | Spouse | $15,001 - $50,000 |
| MS Private Bank NA | Other | Spouse | $50,001 - $100,000 |
| Algonquin Power | Stock | Spouse | $1,001 - $15,000 |
| ALLAllstate Corp | Stock | Spouse | $1,001 - $15,000 |
| MOAltria Group Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| BACBank of America | Stock | Spouse | $1,001 - $15,000 |
| ABB Ltd. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| Abbott Labs | Stock | Spouse | $1,001 - $15,000 |
| ABBVAbbVie Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| CCJCameco Corporation (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| PSXPhillips 66 (NYSE) | Stock | Spouse | None (or less than $1,001) |
| GEGeneral Electric | Stock | Spouse | $15,001 - $50,000 |
| Google Inc. (NASDAQ) | Stock | Spouse | $15,001 - $50,000 |
| Honeywell | Stock | Spouse | $15,001 - $50,000 |
| INTCIntel Corporation (NASDAQ) | Stock | Spouse | $1,001 - $15,000 |
| JNJJohnson & Johnson (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| MSFTMicrosoft Corporation (NASDAQ) | Stock | Spouse | $1,001 - $15,000 |
| PDL BioPharma, Inc. (NASDAQ) | Stock | Spouse | $1,001 - $15,000 |
| Royal Dutch Petroleum Class B | Stock | Spouse | $1,001 - $15,000 |
| Proctor & Gamble | Stock | Spouse | $1,001 - $15,000 |
| SOSouthern Company (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| VZVerizon Communications | Stock | Spouse | $15,001 - $50,000 |
| WFCWells Fargo & Company | Stock | Spouse | $1,001 - $15,000 |
| iShares S&P 500 Growth (NYSEArca) | Fund | Spouse | $1,001 - $15,000 |
| iShares MSCI EAFE | Fund | Spouse | $1,001 - $15,000 |
| iShares Russell 1000 Value | Fund | Spouse | $1,001 - $15,000 |
| IJK - iShares S&P Mid-Cap 400 Growth | Fund | Spouse | $15,001 - $50,000 |
| iShares Russell 2000 Value | Fund | Spouse | $1,001 - $15,000 |
| ARCCAres Capital | Stock | Spouse | $1,001 - $15,000 |
| Prospect Capital Group | Stock | Spouse | $1,001 - $15,000 |
| SPDR Trust Series 1 | Fund | Spouse | $50,001 - $100,000 |
| Western Asset Claymore Inflation Protected | Stock | Spouse | $1,001 - $15,000 |
| KKR & Co LP | Stock | Spouse | $1,001 - $15,000 |
| Harmony Gold MNG LTD ADR New | Stock | Spouse | None (or less than $1,001) |
| Goldman Sachs GRP Inc FLTG RT | Stock | Spouse | $1,001 - $15,000 |
| OHIOmega Healthcare Investors Inc. (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| CSCOCisco Systems, Inc. (NASDAQ) | Stock | Spouse | $1,001 - $15,000 |
| VFCV.F. Corporation (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| DDominion Resources, Inc. (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| HSBC Contingent Autocall on Anadarko Petroleum | Bond | Spouse | $1,001 - $15,000 |
| JPM Contingent Autocall on STX | Bond | Spouse | $1,001 - $15,000 |
| RIGTransocean Ltd. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| UBS Contingent Autocall on Metlife Inc | Bond | Spouse | $1,001 - $15,000 |
| Icahn Enterprises | Bond | Spouse | $15,001 - $50,000 |
| FS Investment Corp | Bond | Spouse | $1,001 - $15,000 |
| Energen Corp | Bond | Spouse | $15,001 - $50,000 |
| MPTMedical Properties Trust Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| NKENike, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| Shaw Communications, Inc. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| PowerShares NASDAQ Internet ETF (NASDAQ GIDS) | Stock | Spouse | $1,001 - $15,000 |
| DISThe Walt Disney Company | Stock | Spouse | $1,001 - $15,000 |
| Vanguard Consumer Discretionary ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Health Care ETF | Fund | Spouse | $1,001 - $15,000 |
| PRJAX - Prudential Jennison Global Opps A | Fund | Spouse | $1,001 - $15,000 |
| BARCLAYS CONTINGENT AUTOCALL ON APPLE INC | Bond | Spouse | $1,001 - $15,000 |
| HSBC CONTINGENT AUTOCALL ON THE BLACKSTONE GROUP LP | Bond | Spouse | $1,001 - $15,000 |
| UBS CONTINGENT AUTOCALL ON MARATHON PETROLEUM CORP | Bond | Spouse | $15,001 - $50,000 |
| Hanesbrands Inc. | Stock | Spouse | $1,001 - $15,000 |
| TSNTyson Foods, Inc. | Stock | Spouse | $1,001 - $15,000 |
| UAUnder Armour, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Weight Watchers International, Inc. | Stock | Spouse | $1,001 - $15,000 |
| SPDR EURO STOXX 50 ETF | Fund | Spouse | $1,001 - $15,000 |
| CCThe Chemours Company | Stock | Spouse | $15,001 - $50,000 |
| DGRS - WisdomTree US SmallCap Qual Div Gr ETF | Fund | Spouse | $1,001 - $15,000 |
| ALPS Medical Breakthroughs ETF | Fund | Spouse | $1,001 - $15,000 |
| SPYSPDR S&P 500 ETF | Fund | Spouse | $15,001 - $50,000 |
| iShares Core S&P Small-Cap | Fund | Spouse | $1,001 - $15,000 |
| Lazard World Dividend & Income Fund Inc. | Fund | Spouse | $1,001 - $15,000 |
| GLDSPDR Gold Shares | Fund | Spouse | $1,001 - $15,000 |
| PowerShares Aerospace & Defense ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard S&P Mid-Cap 400 ETF | Fund | Spouse | $1,001 - $15,000 |
| First Trust Dow Jones Internet ETF | Fund | Spouse | $1,001 - $15,000 |
| First Trust Emerg Mkts SC AlphaDEX ETF | Fund | Spouse | $1,001 - $15,000 |
| PowerShares Buyback Achievers ETF | Fund | Spouse | $1,001 - $15,000 |
| VanEck Vectors Junior Gold Miners ETF | Fund | Spouse | $1,001 - $15,000 |
| WIWWestern Asset/Claymore Inflation-Linked Opportunit | Fund | Spouse | $1,001 - $15,000 |
| iShares iBonds Dec 2018 Term Corporate | Fund | Spouse | $1,001 - $15,000 |
| Alpine Ultra Short Municipal Inc Instl | Fund | Spouse | $15,001 - $50,000 |
| AQR Long-Short Equity I | Fund | Spouse | $1,001 - $15,000 |
| MFTFX - Arrow Managed Futures Strategy A | Fund | Spouse | $1,001 - $15,000 |
| FIMKX - Fidelity Advisor Emerging Markets I | Fund | Spouse | $1,001 - $15,000 |
| FCPIX - Fidelity Advisor Intl Capital App I | Fund | Spouse | $1,001 - $15,000 |
| iShares MSCI Emerging Markets | Fund | Spouse | $1,001 - $15,000 |
| NUVEEN JFR TERM PREFERRED STEP-UP CALLABLE NOTES | Bond | Spouse | $1,001 - $15,000 |
| WILLIAMS PARTNERS LP | Bond | Spouse | $1,001 - $15,000 |
| DDE. I. du Pont de Nemours and Company | Stock | Spouse | $1,001 - $15,000 |
| HASIHannon Armstrong Sustainable Infrastructure Capita | Stock | Spouse | $1,001 - $15,000 |
| Owens & Minor, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Reynolds American Inc. | Stock | Spouse | $1,001 - $15,000 |
| UAAUnder Armour, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Central Fund of Canada Limited | Stock | Spouse | $1,001 - $15,000 |
| COMPASS BANK | Bond | Spouse | $1,001 - $15,000 |
| Fidelity Advisor Emerging Markets I | Fund | Spouse | $15,001 - $50,000 |
| Rental Property | Other | Joint | $250,001 - $500,000 |
| Unimproved Land | Other | Joint | $500,001 - $1,000,000 |
| Unimproved land | Other | Joint | $250,001 - $500,000 |
| DE Portfilio 2018 | Fund | Spouse | $1,001 - $15,000 |
| TIAA-CREF | Other | Spouse | $1,001 - $15,000 |
| T-C Lifecycle 2020 Inst | Fund | Spouse | $100,001 - $250,000 |
| T-C Lifecycle 2015-Inst | Fund | Spouse | $15,001 - $50,000 |
| Citizens Bank | Other | Joint | $15,001 - $50,000 |
| M & T Bank | Other | Joint | $15,001 - $50,000 |
| Capital One | Other | Spouse | $15,001 - $50,000 |
| Morgan Stanley Bank NA | Other | Spouse | $250,001 - $500,000 |
| Acadian Timber Corp. (OTC Markets) | Stock | Spouse | $1,001 - $15,000 |
| BPBP p.l.c. (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| CSCOCisco Systems, Inc. (NASDAQ) | Stock | Spouse | $1,001 - $15,000 |
| DDE. I. du Pont de Nemours and Company (NYSE) | Stock | Spouse | $250,001 - $500,000 |
| HCN - Welltower Inc. | Stock | Spouse | $1,001 - $15,000 |
| JNJJohnson & Johnson (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| LNCLincoln National Corporation (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| TransAlta Renewables Inc. (OTC Markets) | Stock | Spouse | $1,001 - $15,000 |
| Nuveen Intermediate Duration Mu (NYSE) | Stock | Spouse | $15,001 - $50,000 |
| PGThe Procter & Gamble Company | Stock | Spouse | $1,001 - $15,000 |
| UAUnder Armour, Inc. | Stock | Spouse | $1,001 - $15,000 |
| JPM CONTINGENT AUTOCALL ON APPLE INC | Bond | Spouse | $1,001 - $15,000 |
| MS CONTINGENT AUTOCALL ON MPC | Bond | Spouse | $1,001 - $15,000 |
| GOLDMAN SACHS GROUP | Bond | Spouse | $50,001 - $100,000 |
| BAThe Boeing Company | Stock | Spouse | $1,001 - $15,000 |
| METMetLife, Inc. | Stock | Spouse | $15,001 - $50,000 |
| PBAPembina Pipeline Corporation | Stock | Spouse | $1,001 - $15,000 |
| UAAUnder Armour, Inc. | Stock | Spouse | $1,001 - $15,000 |
| DISThe Walt Disney Company | Stock | Spouse | $1,001 - $15,000 |
| ClearBridge Energy MLP Fund Inc. | Stock | Spouse | $1,001 - $15,000 |
| First Trust Dow Jones Internet ETF | Fund | Spouse | $15,001 - $50,000 |
| NUVEEN JFR TERM PREFERRED STEP-UP CALLABLE NOTES | Bond | Spouse | $1,001 - $15,000 |
| CC-The Chemours Company | Stock | Member | $1,001 - $15,000 |
How reports are read: holdings methodology.