Congressional stock trades · Member
Thomas R. Carper
Former senator · DE · Democrat
924 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 9 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2020-08-04 | 2020-07-07 | 28 | Spouse | First Trust Emerging Markets Small Cap AlphaDEX Fu | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-08-04 | 2020-07-07 | 28 | Spouse | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-08-04 | 2020-07-07 | 28 | Spouse | iShares Trust - iShares China Large-Cap ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-08-04 | 2020-07-07 | 28 | Spouse | VanEck Vectors Junior Gold Miners ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-08-04 | 2020-07-07 | 28 | Spouse | Lord Abbett Ultra Short Bond Fund Class F | Purchase | $1,001 - $15,000 | eFD → |
| 2020-08-04 | 2020-07-01 | 34 | Spouse | Dominion Energy Rate/Coupon: 2.579% Matures: 07/01/2020 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-07-01 | 2020-06-19 | 12 | Spouse | BCS Contingent Autocall INTC Rate/Coupon: 10.15% Matures: 6/22/23 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-07-01 | 2020-06-19 | 12 | Spouse | BCS Contingent Autocall INTC Rate/Coupon: 10.15% Matures: 06/22/23 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-07-01 | 2020-06-11 | 20 | Spouse | MS Contingent Autocall INTC Rate/Coupon: 8.2% Matures: 12/9/22 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-07-01 | 2020-06-11 | 20 | Spouse | MS Contingent Autocall INTC Rate/Coupon: 8.2% Matures: 12/9/22 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-06-01 | 2020-05-28 | 4 | Spouse | ACAP Strategic Fund | Purchase | $15,001 - $50,000 | eFD → |
| 2020-06-01 | 2020-05-21 | 11 | Spouse | PGIM Jennison Global Opportunities Fund-Class A | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2019-04-18 | 405 ·>45 | Spouse | UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2019-04-18 | 405 ·>45 | Spouse | UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-05-27 | 2019-04-17 | 406 ·>45 | Spouse | QCOMQUALCOMM Incorporated | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-27 | 2019-04-17 | 406 ·>45 | Spouse | SWKSSkyworks Solutions, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-25 | 2019-06-26 | 334 ·>45 | Spouse | BSTZBlackRock Science and Technology Trust II | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-25 | 2019-06-26 | 334 ·>45 | Spouse | BSTZBlackRock Science and Technology Trust II | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-25 | 2019-06-21 | 339 ·>45 | Spouse | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-05-25 | 2019-06-21 | 339 ·>45 | Spouse | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-05-25 | 2019-06-14 | 346 ·>45 | Spouse | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-05-25 | 2019-06-14 | 346 ·>45 | Spouse | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-05-06 | 2019-12-17 | 141 ·>45 | Spouse | UAUnder Armour, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-23 | 11 | Spouse | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-23 | 11 | Spouse | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-14 | 20 | Spouse | CVSCVS Health Corporation | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-14 | 20 | Spouse | Invesco NASDAQ Internet ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-14 | 20 | Spouse | SWKSSkyworks Solutions, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-14 | 20 | Spouse | CEFSprott Physical Gold and Silver Trust | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-14 | 20 | Spouse | DISThe Walt Disney Company | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-14 | 20 | Spouse | PYPLPayPal Holdings, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | iShares Russell 1000 Value ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Goldman Sachs ActiveBeta Emerging Markets Equity E | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | TSNTyson Foods, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | AQR Long-Short Equity Fund Class I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | AQR Long-Short Equity Fund Class I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Global X FinTech ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Oakmark International Fund Class Advisor | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | DRIDarden Restaurants, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | iShares Russell 2000 Value ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | NVONovo Nordisk A/S | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | First Trust NASDAQ Cybersecurity ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Global X Robotics & Artificial Intelligence ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Lord Abbett Ultra Short Bond Fund Class F | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Hartford Multifactor Developed Markets (ex-US) ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | CEFSprott Physical Gold and Silver Trust | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | GLADGladstone Capital Corporation | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | First Trust NASDAQ-100-Technology Sector Index Fun | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | AREAlexandria Real Estate Equities, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | FITBFifth Third Bancorp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | GLDSPDR Gold Shares | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | iShares MSCI Emerging Markets ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | APOApollo Global Management, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | SWKSSkyworks Solutions, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | iShares U.S. Regional Banks ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | KNXKnight-Swift Transportation Holdings Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | QCOMQUALCOMM Incorporated | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | First Trust Dow Jones Internet Index Fund | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | MPCMarathon Petroleum Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | SBUXStarbucks Corporation | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | ALPS Medical Breakthroughs ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | LHXL3Harris Technologies, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Pacer Trendpilot 100 ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | CFGCitizens Financial Group, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | LGILazard Global Total Return and Income Fund, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Raytheon Company | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | GLWCorning Incorporated | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | ARCCAres Capital Corporation | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | CVSCVS Health Corporation | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | GLDSPDR Gold Shares | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | VictoryShares US 500 Volatility Wtd ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | First Trust New Opportunities MLP & Energy Fund | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | CAGConagra Brands, Inc. | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | HPQHP Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | PEPPepsiCo, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | MSFTMicrosoft Corporation | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | RMDResMed Inc. | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | CBChubb Limited | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Tencent Holdings Limited | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | IRMIron Mountain Incorporated | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | METMetLife, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | PKGPackaging Corporation of America | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | KraneShares CSI China Internet ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | DGXQuest Diagnostics Incorporated | Purchase | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | iShares Core S&P 500 ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2020-05-04 | 2020-04-02 | 32 | Spouse | CEFSprott Physical Gold and Silver Trust | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-27 | 5 | Spouse | PYPLPayPal Holdings, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-27 | 5 | Spouse | SWKSSkyworks Solutions, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-27 | 5 | Spouse | CVSCVS Health Corporation | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-27 | 5 | Spouse | DISThe Walt Disney Company | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | VZVerizon Communications Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | ABBVAbbVie Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | WFCWells Fargo & Company | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | VODVodafone Group Plc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | AQR Long-Short Equity | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | CSCOCisco Systems, Inc. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | JPMJPMorgan Chase & Co. | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-24 | 8 | Spouse | MPCMarathon Petroleum Corporation | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-23 | 9 | Spouse | CEFSprott Physical Gold and Silver Trust | Purchase | $1,001 - $15,000 | eFD → |
| 2020-04-01 | 2020-03-23 | 9 | Spouse | SPYSPDR S&P 500 ETF Trust | Purchase | $1,001 - $15,000 | eFD → |
| 2020-03-03 | 2020-02-22 | 10 | Spouse | HQLTekla Life Sciences Investors | Purchase | $1,001 - $15,000 | eFD → |
| 2020-03-03 | 2020-02-22 | 10 | Spouse | BSTZBlackRock Science and Technology Trust II | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-03-03 | 2020-02-22 | 10 | Spouse | HQLTekla Life Sciences Investors | Purchase | $1,001 - $15,000 | eFD → |
| 2020-03-03 | 2020-02-22 | 10 | Spouse | BSTZBlackRock Science and Technology Trust II | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-03-03 | 2020-02-21 | 11 | Spouse | HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-03 | 2020-02-21 | 11 | Spouse | HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-03-03 | 2020-02-13 | 19 | Spouse | BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-03-03 | 2020-02-13 | 19 | Spouse | BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-30 | 2020-01-24 | 6 | Spouse | BCS Contingent Autocall CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-01-30 | 2020-01-02 | 28 | Spouse | CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-30 | 2020-01-02 | 28 | Spouse | CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-27 | 12 | Spouse | UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-27 | 12 | Spouse | UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-17 | 22 | Spouse | UAAUnder Armour, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-01-08 | 2019-12-17 | 22 | Spouse | UAAUnder Armour, Inc. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-01-08 | 2019-12-17 | 22 | Spouse | BPBP p.l.c. | Sale (full) | $1,001 - $15,000 | eFD → |
| 2020-01-08 | 2019-12-16 | 23 | Member | Invesco Pacific Growth A | Purchase | $1,001 - $15,000 | eFD → |
| 2020-01-08 | 2019-12-06 | 33 | Spouse | MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 | Purchase | $15,001 - $50,000 | eFD → |
| 2020-01-08 | 2019-12-06 | 33 | Spouse | MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 | Purchase | $15,001 - $50,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2025 report.
203 assets with a value on the report filed 2025-01-16, 116 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Morgan Stanley Bank NA | Other | Member | $1,001 - $15,000 |
| DUKDuke Energy Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| LNCLincoln National Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| ENB-Enbridge Inc. | Stock | Member | $15,001 - $50,000 |
| SPDR S&P 500 ETF Trust | Fund | Member | $50,001 - $100,000 |
| MDY-SPDR S&P MidCap 400 | Fund | Member | $50,001 - $100,000 |
| Invesco Greater China Fund Cl A | Fund | Member | $15,001 - $50,000 |
| DOWDow Inc. | Stock | Member | $15,001 - $50,000 |
| CTVACorteva, Inc. | Stock | Member | $15,001 - $50,000 |
| DDDuPont de Nemours, Inc. | Stock | Member | $15,001 - $50,000 |
| CC-The Chemours Company | Stock | Member | $1,001 - $15,000 |
| Citizens Bank | Other | Joint | $100,001 - $250,000 |
| M & T Bank | Other | Joint | $15,001 - $50,000 |
| Rental Property | Other | Joint | $500,001 - $1,000,000 |
| Rental Property | Other | Joint | $1,000,001 - $5,000,000 |
| Unimproved Land | Other | Joint | $500,001 - $1,000,000 |
| Capital One | Other | Spouse | $15,001 - $50,000 |
| Morgan Stanley Bank N.A. | Other | Spouse | $15,001 - $50,000 |
| LGILazard Global Total Return and Income Fund, Inc. | Stock | Spouse | $1,001 - $15,000 |
| First Trust NASDAQ Cybersecurity ETF | Fund | Spouse | $1,001 - $15,000 |
| VictoryShares US 500 Volatility Wtd ETF | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF | Fund | Spouse | $15,001 - $50,000 |
| CEFSprott Physical Gold and Silver Trust | Stock | Spouse | $1,001 - $15,000 |
| Pacer Benchmark Data & Infrastructure Real Estate | Fund | Spouse | $1,001 - $15,000 |
| Abbey Capital Futures Strategy Fund- Class I Sha | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Dividend ETF For Rising Rates | Fund | Spouse | $1,001 - $15,000 |
| GS Activebeta U.S. Small Cap Equity ETF | Fund | Spouse | $1,001 - $15,000 |
| Invesco S&P 500 GARP ETF | Fund | Spouse | $1,001 - $15,000 |
| Invesco S&P Emerging Markets Low Volatility ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares U.S. Aerospace & Defense ETF | Fund | Spouse | $1,001 - $15,000 |
| John Hancock Multifactor Mid Cap ETF | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Global Natural Resources ETF | Fund | Spouse | $1,001 - $15,000 |
| Catalyst/Millburn Hedge Strategy Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Gqg Partners International Opportu | Fund | Spouse | $1,001 - $15,000 |
| Columbia EM Core Ex-China ETF | Fund | Spouse | $1,001 - $15,000 |
| Nasdaq 100 Technology Index Fund | Fund | Spouse | $1,001 - $15,000 |
| Global X Uranium ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares Core S&P 500 | Fund | Spouse | $1,001 - $15,000 |
| iShares Core S&P Small-Cap | Fund | Spouse | $1,001 - $15,000 |
| iShares Russell 1000 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| ProShares Investment Grade-Interest Rate Hedged | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Health Care ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Div Appreciation ETF | Fund | Spouse | $1,001 - $15,000 |
| Pacer Developed Markets International Cash Cows 10 | Fund | Spouse | $1,001 - $15,000 |
| Pacer US Cash Cows 100 ETF | Fund | Spouse | $1,001 - $15,000 |
| Pacer US Small Cap Cash Cows 100 ETF | Fund | Spouse | $1,001 - $15,000 |
| Morgan Stanley Private Bank NA | Other | Spouse | None (or less than $1,001) |
| AAPL-Apple Inc. (NASDAQ) | Stock | Spouse | $500,001 - $1,000,000 |
| CVXChevron Corporation (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| MS CPI and SPX Floating Rate Principal Protection Note | Bond | Spouse | $15,001 - $50,000 |
| ALLAllstate Corp | Stock | Spouse | $15,001 - $50,000 |
| BACBank of America | Stock | Spouse | $1,001 - $15,000 |
| GE Aerospace Common Stock | Stock | Spouse | $1,001 - $15,000 |
| GOOGAlphabet Inc. | Stock | Spouse | $100,001 - $250,000 |
| VZVerizon Communications | Stock | Spouse | $1,001 - $15,000 |
| iShares MSCI Emerging Markets | Fund | Spouse | $1,001 - $15,000 |
| HQLAbrdn Life Sciences Investors Fund | Stock | Spouse | $1,001 - $15,000 |
| ACAP Strategic Fund | Fund | Spouse | $50,001 - $100,000 |
| SNOWSnowflake Inc. Class A Common Stock | Stock | Spouse | $1,001 - $15,000 |
| TSLATesla, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| VFCV.F. Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| WWWW International, Inc. - Common Stock | Stock | Spouse | None (or less than $1,001) |
| NVDANVIDIA Corporation - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| GEHCGE Healthcare Technologies Inc | Stock | Spouse | None (or less than $1,001) |
| GEVGE Vernova Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Morgan Stanley Bank NA | Other | Spouse | $50,001 - $100,000 |
| ABBVAbbVie Inc. | Stock | Spouse | $15,001 - $50,000 |
| HONHoneywell International Inc. | Stock | Spouse | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Spouse | $1,001 - $15,000 |
| JPMJPMorgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| NKENIKE, Inc. | Stock | Spouse | $15,001 - $50,000 |
| SHELRoyal Dutch Shell PLC American Depositary Shares ( | Stock | Spouse | $1,001 - $15,000 |
| VZVerizon Communications Inc. | Stock | Spouse | $1,001 - $15,000 |
| Goldman Sachs Group Inc Floating Rt A | Stock | Spouse | $1,001 - $15,000 |
| FT Energy Income Partners Enhanced ETF | Stock | Spouse | $15,001 - $50,000 |
| NMLNeuberger Berman MLP Income Fund Inc. | Stock | Spouse | $1,001 - $15,000 |
| Invesco NASDAQ Internet ETF | Fund | Spouse | $15,001 - $50,000 |
| SPY-SPDR S&P 500 ETF | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Health Care ETF | Fund | Spouse | $15,001 - $50,000 |
| CEFSprott Physical Gold and Silver Trust | Stock | Spouse | $1,001 - $15,000 |
| AMZNAmazon.com, Inc. | Stock | Spouse | $15,001 - $50,000 |
| LDPCohen & Steers Limited Duration Preferred and Inco | Stock | Spouse | $1,001 - $15,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF | Fund | Spouse | $1,001 - $15,000 |
| AAgilent Technologies, Inc. Common Stock | Stock | Spouse | None (or less than $1,001) |
| ACGLArch Capital Group Ltd. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| INTAIntapp, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| MGMMGM Resorts International Common Stock | Stock | Spouse | $1,001 - $15,000 |
| NEENextEra Energy, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| PAASPan American Silver Corp. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| RMDResMed Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| SFMSprouts Farmers Market, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| SNPSSynopsys, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| VanEck Vectors Gold Miners ETF | Fund | Spouse | $1,001 - $15,000 |
| Arcadium Lithium Plc | Stock | Spouse | $1,001 - $15,000 |
| DELLDell Technologies Inc | Stock | Spouse | $1,001 - $15,000 |
| Morgan Stanley Bank N.A. | Other | Spouse | $50,001 - $100,000 |
| ABTAbbott Laboratories | Stock | Spouse | $1,001 - $15,000 |
| AREAlexandria Real Estate Equities, Inc. | Stock | Spouse | $1,001 - $15,000 |
| AAPLApple Inc. | Stock | Spouse | $1,001 - $15,000 |
| BMYBristol-Myers Squibb Company | Stock | Spouse | $1,001 - $15,000 |
| CSCOCisco Systems, Inc. | Stock | Spouse | $1,001 - $15,000 |
| GLWCorning Incorporated | Stock | Spouse | $1,001 - $15,000 |
| DEODiageo plc | Stock | Spouse | $1,001 - $15,000 |
| HASIHannon Armstrong Sustainable Infrastructure Capita | Stock | Spouse | $1,001 - $15,000 |
| LHXL3Harris Technologies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| HONHoneywell International Inc. | Stock | Spouse | $1,001 - $15,000 |
| IRMIron Mountain Incorporated | Stock | Spouse | $1,001 - $15,000 |
| JNJJohnson & Johnson | Stock | Spouse | $1,001 - $15,000 |
| METMetLife, Inc. | Stock | Spouse | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $1,001 - $15,000 |
| NVDANVIDIA Corporation | Stock | Spouse | $15,001 - $50,000 |
| PGThe Procter & Gamble Company | Stock | Spouse | $1,001 - $15,000 |
| QCOMQUALCOMM Incorporated | Stock | Spouse | $1,001 - $15,000 |
| TMOThermo Fisher Scientific Inc. | Stock | Spouse | $1,001 - $15,000 |
| VVisa Inc. | Stock | Spouse | $1,001 - $15,000 |
| ARCCAres Capital Corporation | Stock | Spouse | $1,001 - $15,000 |
| CEFSprott Physical Gold and Silver Trust | Stock | Spouse | $1,001 - $15,000 |
| GLADGladstone Capital Corporation | Stock | Spouse | $15,001 - $50,000 |
| iShares Russell 1000 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares Russell 2000 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| Pacer Trendpilot US Mid Cap ETF | Fund | Spouse | $1,001 - $15,000 |
| PTLC-Pacer Trendpilot US Large Cap ETF | Fund | Spouse | $15,001 - $50,000 |
| GLDSPDR Gold Shares | Fund | Spouse | $1,001 - $15,000 |
| ABBVAbbVie Inc. | Stock | Spouse | $1,001 - $15,000 |
| CVSCVS Health Corporation | Stock | Spouse | $1,001 - $15,000 |
| RTXRaytheon Technologies Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Pacer Trendpilot 100 ETF | Fund | Spouse | $15,001 - $50,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF | Fund | Spouse | $50,001 - $100,000 |
| DGXQuest Diagnostics Incorporated | Stock | Spouse | $1,001 - $15,000 |
| SWKSSkyworks Solutions, Inc. | Stock | Spouse | $1,001 - $15,000 |
| TSMTaiwan Semiconductor Manufacturing Company Limited | Stock | Spouse | $1,001 - $15,000 |
| APOApollo Global Management, Inc. | Stock | Spouse | $1,001 - $15,000 |
| NVONovo Nordisk A/S | Stock | Spouse | $1,001 - $15,000 |
| PEPPepsiCo, Inc. | Stock | Spouse | $1,001 - $15,000 |
| PFEPfizer Inc. | Stock | Spouse | $1,001 - $15,000 |
| CWENClearway Energy, Inc. Class C Common Stock | Stock | Spouse | $1,001 - $15,000 |
| GLPIGaming and Leisure Properties, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| AMTAmerican Tower Corporation (REIT) Common Stock | Stock | Spouse | $1,001 - $15,000 |
| iShares U.S. Aerospace & Defense ETF | Fund | Spouse | $15,001 - $50,000 |
| ProShares Investment Grade-Interest Rate Hedged | Fund | Spouse | $15,001 - $50,000 |
| Abbey Capital Futures Strategy Fund- Class I Sha | Fund | Spouse | $15,001 - $50,000 |
| Catalyst/Millburn Hedge Strategy Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Clearbridge Small Cap Growth Fd Cl I | Fund | Spouse | $15,001 - $50,000 |
| BHPBHP Group Limited American Depositary Shares (Each | Stock | Spouse | $1,001 - $15,000 |
| BSMBlack Stone Minerals LP | Stock | Spouse | $1,001 - $15,000 |
| CMECME Group Inc. - Class A Common Stock | Stock | Spouse | $1,001 - $15,000 |
| DHRDanaher Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| DLRDigital Realty Trust, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| FPIFarmland Partners Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| FLNGFLEX LNG Ltd. Ordinary Shares | Stock | Spouse | $1,001 - $15,000 |
| FMCFMC Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| KMBKimberly-Clark Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| NVSNovartis Ag ADR | Stock | Spouse | $1,001 - $15,000 |
| ROKRockwell Automation, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Sandstorm Gold Ltd. Ordinary Shares (Canada) | Stock | Spouse | $1,001 - $15,000 |
| Sociedad Quimica y Minera S.A. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| TTTrane Technologies Plc | Stock | Spouse | $1,001 - $15,000 |
| VLOValero Energy Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| VZVerizon Communications Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| WMWaste Management, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Columbia EM Core Ex-China ETF | Fund | Spouse | $15,001 - $50,000 |
| Global X Uranium ETF | Fund | Spouse | $1,001 - $15,000 |
| S&P Global Natural Resources SPDR | Fund | Spouse | $1,001 - $15,000 |
| Tampa Electric Co cusip 875127bm3 | Bond | Spouse | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| TGTTarget Corp | Stock | Spouse | $1,001 - $15,000 |
| OXYOccidental Petroleum Corp | Stock | Spouse | $1,001 - $15,000 |
| NTRNutrien Ltd | Stock | Spouse | $1,001 - $15,000 |
| ENBEnbridge Inc | Stock | Spouse | $1,001 - $15,000 |
| EMREmerson Electric Company | Stock | Spouse | $1,001 - $15,000 |
| DDominion Energy Inc | Stock | Spouse | $1,001 - $15,000 |
| AESThe Aes Corp | Stock | Spouse | $1,001 - $15,000 |
| Morgan Stanley Private Bank NA | Other | Spouse | $100,001 - $250,000 |
| BAThe Boeing Company | Stock | Spouse | $1,001 - $15,000 |
| CCThe Chemours Company | Stock | Spouse | $15,001 - $50,000 |
| CSCOCisco Systems, Inc. | Stock | Spouse | $15,001 - $50,000 |
| DOWDow Inc. | Stock | Spouse | $50,001 - $100,000 |
| JNJJohnson & Johnson | Stock | Spouse | $15,001 - $50,000 |
| LNCLincoln National Corporation | Stock | Spouse | $15,001 - $50,000 |
| METMetLife, Inc. | Stock | Spouse | $50,001 - $100,000 |
| PFEPfizer Inc. | Stock | Spouse | $1,001 - $15,000 |
| PGThe Procter & Gamble Company | Stock | Spouse | $15,001 - $50,000 |
| TACTransalta Corp | Stock | Spouse | $1,001 - $15,000 |
| DISThe Walt Disney Company | Stock | Spouse | $1,001 - $15,000 |
| WELLWelltower Inc | Stock | Spouse | $15,001 - $50,000 |
| First Trust Dow Jones Internet ETF | Fund | Spouse | $15,001 - $50,000 |
| CTVACorteva, Inc. | Stock | Spouse | $50,001 - $100,000 |
| DDDuPont de Nemours, Inc. | Stock | Spouse | $50,001 - $100,000 |
| BMYBristol-Myers Squibb Company | Stock | Spouse | $15,001 - $50,000 |
| NTAPNetApp, Inc. | Stock | Spouse | $15,001 - $50,000 |
| Aberdeen Ultra Short Municipal Income Fund Class A | Fund | Spouse | $50,001 - $100,000 |
| IFFInternationa Flavors & Fragrances, Inc. Common Sto | Stock | Spouse | $1,001 - $15,000 |
| BMNBlackRock 2037 Municipal Target Term Trust Common | Stock | Spouse | $15,001 - $50,000 |
| Morgan Stanley Bank N.A. | Other | Spouse | $1,001 - $15,000 |
| TIAA-CREF | Other | Spouse | $15,001 - $50,000 |
| Vanguard Target Retirement Income Fund | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Target Retirement 2030 Fund | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Target Retirement 2060 Fund | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Emerging Markets Stock Index Fund Institu | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Extended Market Index Fund Institutional | Fund | Spouse | $15,001 - $50,000 |
| Vanguard Developed Markets Index Fund Institutiona | Fund | Spouse | $1,001 - $15,000 |
| Global Clean Energy Ishares ETF | Fund | Member | $15,001 - $50,000 |
How reports are read: holdings methodology.