Congressional stock trades · Member
Thomas MacArthur
Former representative · NJ-3 · Republican
No published transactions from periodic transaction reports since 2020. Holdings from 2 annual reports are below.
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2017 report.
543 assets with a value on the report filed 2018-05-14, 157 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| PowerShares S&P 500 Equal Weight Portfolio | Stock | Dependent | $15,001 - $50,000 |
| UBS Bank USA Dep Acct | Other | Dependent | $1,001 - $15,000 |
| ACNAccenture plc Class A Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| Allergan plc Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| AMCXAMC Networks Inc. - Class A | Stock | Dependent | $1,001 - $15,000 |
| APCAnadarko Petroleum Corporation | Stock | Dependent | $1,001 - $15,000 |
| ADSKAutodesk, Inc. | Stock | Dependent | $1,001 - $15,000 |
| BIIBBiogen Inc. | Stock | Dependent | $1,001 - $15,000 |
| Bioverativ Inc. | Stock | Dependent | $1,001 - $15,000 |
| BLACKROCK HIGH YIELD BOND | Fund | Dependent | $15,001 - $50,000 |
| BLACKROCK STRATEGIC MUNICIPAL OPPORTUNITIES | Fund | Dependent | $15,001 - $50,000 |
| BLKBlackRock, Inc. | Stock | Dependent | $1,001 - $15,000 |
| AVGOBroadcom Inc. | Stock | Dependent | $15,001 - $50,000 |
| CVXChevron Corporation | Stock | Dependent | $1,001 - $15,000 |
| CBChubb Limited | Stock | Dependent | $1,001 - $15,000 |
| Citrix Systems, Inc. | Stock | Dependent | $1,001 - $15,000 |
| CLColgate-Palmolive Company | Stock | Dependent | $1,001 - $15,000 |
| CRCrane Company | Stock | Dependent | $1,001 - $15,000 |
| Cree, Inc. | Stock | Dependent | $1,001 - $15,000 |
| CVSCVS Health Corporation | Stock | Dependent | None |
| Discovery, Inc. - Series A | Stock | Dependent | $1,001 - $15,000 |
| DLBDolby Laboratories | Stock | Dependent | $1,001 - $15,000 |
| DOUBLE LINE TOTAL RETURN FUND | Fund | Dependent | None |
| FEDERATED FLOATING RATE STRATEGIC INCOME | Fund | Dependent | $15,001 - $50,000 |
| FLRFluor Corporation | Stock | Dependent | $1,001 - $15,000 |
| FCXFreeport-McMoRan, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Global X MLP ETF | Stock | Dependent | None |
| HDHome Depot, Inc. | Stock | Dependent | $15,001 - $50,000 |
| ImmunoGen, Inc. | Stock | Dependent | $1,001 - $15,000 |
| INTCIntel Corporation | Stock | Dependent | $1,001 - $15,000 |
| IVZInvesco Ltd | Stock | Dependent | $1,001 - $15,000 |
| IONSIonis Pharmaceuticals, Inc. | Stock | Dependent | $1,001 - $15,000 |
| iShares 7-10 Year Treasury Bond ETF | Stock | Dependent | None |
| iShares Core MSCI Emerging Markets ETF | Stock | Dependent | $15,001 - $50,000 |
| iShares iBoxx $ Investment Grade Corporate Bond ETF | Stock | Dependent | $15,001 - $50,000 |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND | Fund | Dependent | $15,001 - $50,000 |
| iShares Russell 1000 Growth ETF | Stock | Dependent | $15,001 - $50,000 |
| iShares Russell 1000 Value ETF | Stock | Dependent | $15,001 - $50,000 |
| iShares U.S. Preferred Stock ETF | Stock | Dependent | None |
| JNJJohnson & Johnson | Stock | Dependent | $1,001 - $15,000 |
| JCIJohnson Controls International plc Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| LBRDKLiberty Broadband Corporation - Class C | Stock | Dependent | $1,001 - $15,000 |
| Liberty Interactive Corporation - Series A QVC Group | Stock | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Stock | Dependent | None |
| Liberty Media Corporation - Series C Liberty SiriusXM | Stock | Dependent | None |
| LMTLockheed Martin Corporation | Stock | Dependent | $1,001 - $15,000 |
| LogMein, Inc. | Stock | Dependent | $1,001 - $15,000 |
| MRSHMarsh & McLennan Companies, Inc. | Stock | Dependent | $1,001 - $15,000 |
| MCDMcDonald's Corporation | Stock | Dependent | $1,001 - $15,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Dependent | $15,001 - $50,000 |
| National Oilwell Varco, Inc. | Stock | Dependent | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Nordstrom, Inc. | Stock | Dependent | None |
| NVSNovartis AG | Stock | Dependent | $1,001 - $15,000 |
| Nuance Communications, Inc. | Stock | Dependent | $1,001 - $15,000 |
| NUENucor Corporation | Stock | Dependent | $1,001 - $15,000 |
| NUVEEN HIGH YIELD MUNICIPAL BOND FUND | Fund | Dependent | $15,001 - $50,000 |
| PNRPentair plc. Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| PEPPepsico, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Praxair, Inc. | Stock | Dependent | $1,001 - $15,000 |
| RMA GOVT MONEY MARKET FD | Other | Dependent | $1,001 - $15,000 |
| ROKRockwell Automation, Inc. | Stock | Dependent | $1,001 - $15,000 |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| SEMPER MBS TOTAL RETURN FUND | Fund | Dependent | $50,001 - $100,000 |
| SPDR DoubleLine Total Return Tactical ETF | Stock | Dependent | $15,001 - $50,000 |
| SPDR Select Sector Fund - Industrial | Stock | Dependent | None |
| SUSuncor Energy Inc. | Stock | Dependent | $1,001 - $15,000 |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Dependent | $15,001 - $50,000 |
| TXNTexas Instruments Incorporated | Stock | Dependent | $1,001 - $15,000 |
| Twitter, Inc. | Stock | Dependent | $1,001 - $15,000 |
| UBS SELECT GOVT CAPITAL FUND | Other | Dependent | $50,001 - $100,000 |
| UNPUnion Pacific Corporation | Stock | Dependent | $1,001 - $15,000 |
| RTXUnited Technologies Corporation | Stock | Dependent | $1,001 - $15,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Dependent | $1,001 - $15,000 |
| VFCV.F. Corporation | Stock | Dependent | $1,001 - $15,000 |
| VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | Stock | Dependent | $15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF | Stock | Dependent | $50,001 - $100,000 |
| Vanguard Mid-Cap Growth ETF | Stock | Dependent | $1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF | Stock | Dependent | $1,001 - $15,000 |
| Vanguard Real Estate ETF | Stock | Dependent | None |
| Vanguard Small-Cap ETF | Stock | Dependent | $1,001 - $15,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Dependent | $1,001 - $15,000 |
| VIRTUS SEIX FLOATING RATE HIGH INCOME | Fund | Dependent | None |
| WFRDWeatherford International plc | Stock | Dependent | $1,001 - $15,000 |
| WDCWestern Digital Corporation | Stock | Dependent | $1,001 - $15,000 |
| ACNAccenture plc Class A Ordinary Shares | Stock | Dependent | $15,001 - $50,000 |
| Allergan plc Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| AMCXAMC Networks Inc. - Class A | Stock | Dependent | $1,001 - $15,000 |
| APCAnadarko Petroleum Corporation | Stock | Dependent | $15,001 - $50,000 |
| ADSKAutodesk, Inc. | Stock | Dependent | $15,001 - $50,000 |
| BIIBBiogen Inc. | Stock | Dependent | $15,001 - $50,000 |
| Bioverativ Inc. | Stock | Dependent | $1,001 - $15,000 |
| BLACKROCK HIGH YIELD BOND I | Fund | Dependent | $50,001 - $100,000 |
| BLACKROCK STRATEGIC MUNICIPAL OPPORTUNITIES | Fund | Dependent | $15,001 - $50,000 |
| BLKBlackRock, Inc. | Stock | Dependent | $15,001 - $50,000 |
| AVGOBroadcom Inc. | Stock | Dependent | $15,001 - $50,000 |
| CVXChevron Corporation | Stock | Dependent | $15,001 - $50,000 |
| CBChubb Limited | Stock | Dependent | $1,001 - $15,000 |
| Citrix Systems, Inc. | Stock | Dependent | $1,001 - $15,000 |
| CLColgate-Palmolive Company | Stock | Dependent | $1,001 - $15,000 |
| Cree, Inc. | Stock | Dependent | $1,001 - $15,000 |
| CVSCVS Health Corporation | Stock | Dependent | None |
| Discovery, Inc. - Series A | Stock | Dependent | $1,001 - $15,000 |
| DLBDolby Laboratories | Stock | Dependent | $1,001 - $15,000 |
| DOUBLELINE TOTAL RETURN | Fund | Dependent | None |
| FEDERATED FLOATING RATE STRATEGIC INCOME | Fund | Dependent | $15,001 - $50,000 |
| FLRFluor Corporation | Stock | Dependent | $1,001 - $15,000 |
| FCXFreeport-McMoRan, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Global X MLP ETF | Stock | Dependent | None |
| HDHome Depot, Inc. | Stock | Dependent | $15,001 - $50,000 |
| ImmunoGen, Inc. | Stock | Dependent | $1,001 - $15,000 |
| INTCIntel Corporation | Stock | Dependent | $15,001 - $50,000 |
| IVZInvesco Ltd | Stock | Dependent | $1,001 - $15,000 |
| IONSIonis Pharmaceuticals, Inc. | Stock | Dependent | $1,001 - $15,000 |
| iShares 7-10 Year Treasury Bond ETF | Stock | Dependent | None |
| iShares Core MSCI Emerging Markets ETF | Stock | Dependent | $15,001 - $50,000 |
| ISHARES IBOXX $ INVT GRADE CORPORATE BOND | Fund | Dependent | $50,001 - $100,000 |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND | Fund | Dependent | $15,001 - $50,000 |
| iShares Russell 1000 Growth ETF | Stock | Dependent | $50,001 - $100,000 |
| iShares Russell 1000 Value ETF | Stock | Dependent | $15,001 - $50,000 |
| iShares U.S. Preferred Stock ETF | Stock | Dependent | None |
| JNJJohnson & Johnson | Stock | Dependent | $15,001 - $50,000 |
| JCIJohnson Controls International plc Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| LBRDALiberty Broadband Corporation - Class A | Stock | Dependent | $1 - $1,000 |
| LBRDKLiberty Broadband Corporation - Class C | Stock | Dependent | $1,001 - $15,000 |
| Liberty Interactive Corporation - Series A Liberty Ventures | Stock | Dependent | $1 - $1,000 |
| Liberty Interactive Corporation - Series A QVC Group | Stock | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Stock | Dependent | None |
| Liberty Media Corporation - Series C Liberty SiriusXM | Stock | Dependent | None |
| Lions Gate Entertainment Corporation Class B Non- Voting Shares | Stock | Dependent | $1 - $1,000 |
| LogMein, Inc. | Stock | Dependent | $1,001 - $15,000 |
| MRSHMarsh & McLennan Companies, Inc. | Stock | Dependent | $1,001 - $15,000 |
| MCDMcDonald's Corporation | Stock | Dependent | $15,001 - $50,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $15,001 - $50,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Dependent | $15,001 - $50,000 |
| National Oilwell Varco, Inc. | Stock | Dependent | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Nordstrom, Inc. | Stock | Dependent | None |
| NVSNovartis AG | Stock | Dependent | $15,001 - $50,000 |
| NOW Inc. | Stock | Dependent | $1,001 - $15,000 |
| Nuance Communications, Inc. | Stock | Dependent | $1,001 - $15,000 |
| NUENucor Corporation | Stock | Dependent | $1,001 - $15,000 |
| NUVEEN HIGH YIELD MUNICIPAL BOND FUND I | Fund | Dependent | $50,001 - $100,000 |
| PNRPentair plc. Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| PEPPepsico, Inc. | Stock | Dependent | $15,001 - $50,000 |
| Praxair, Inc. | Stock | Dependent | $15,001 - $50,000 |
| RMA Govt Money Market Fd | Other | Dependent | $15,001 - $50,000 |
| ROKRockwell Automation, Inc. | Stock | Dependent | $15,001 - $50,000 |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| SEMPER MBS TOTAL RETURN FUND | Fund | Dependent | $100,001 - $250,000 |
| SPDR DoubleLine Total Return Tactical ETF | Stock | Dependent | $50,001 - $100,000 |
| SPDR Select Sector Fund - Industrial | Stock | Dependent | None |
| SUSuncor Energy Inc. | Stock | Dependent | $15,001 - $50,000 |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Dependent | $15,001 - $50,000 |
| Texas Industries, Inc. | Stock | Dependent | $15,001 - $50,000 |
| Twitter, Inc. | Stock | Dependent | $1,001 - $15,000 |
| UBS SELECT GOVT CAPITAL | Other | Dependent | $100,001 - $250,000 |
| UNPUnion Pacific Corporation | Stock | Dependent | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Dependent | $15,001 - $50,000 |
| VFCV.F. Corporation | Stock | Dependent | $1,001 - $15,000 |
| VANECK VECTORS JP MORGAN EM LOCAL CURRENCY | Fund | Dependent | $15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF | Stock | Dependent | $50,001 - $100,000 |
| Vanguard Mid-Cap Growth ETF | Stock | Dependent | $1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF | Stock | Dependent | $1,001 - $15,000 |
| Vanguard Real Estate ETF | Stock | Dependent | None |
| Vanguard Small-Cap ETF | Stock | Dependent | $15,001 - $50,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Dependent | $1,001 - $15,000 |
| VIRTUS SEIX FLOATING RATE HIGH INCOME | Fund | Dependent | None |
| WFRDWeatherford International plc | Stock | Dependent | $1,001 - $15,000 |
| WDCWestern Digital Corporation | Stock | Dependent | $1,001 - $15,000 |
| Odyssey Investment Partners Fund IV (Parallel) LP | Other | Member | $250,001 - $500,000 |
| Odyssey Investment Partners Fund V (F&F) LP | Other | Member | $500,001 - $1,000,000 |
| A&Q Masters Fund LLC | Other | Joint | $1,000,001 - $5,000,000 |
| ACNAccenture plc Class A Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| ACCESS MIDSTREAM 04.875% Due 05-15-23 | Bond | Joint | None |
| ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | Stock | Joint | $15,001 - $50,000 |
| Adecco SA Unsponsored ADR | Stock | Joint | None |
| ADT CORP NTS B/E 6.250% Due 10-15-21 | Bond | Joint | $15,001 - $50,000 |
| AECOM TECHNOLOGY C NTS 5.875% Due 10-15-24 | Bond | Joint | $15,001 - $50,000 |
| AEGAEGON N.V. | Stock | Joint | None |
| AERAercap Holdings N.V. Ordinary Shares | Stock | Joint | $50,001 - $100,000 |
| AES CORP B/E 5.500% Due 04-15-25 | Bond | Joint | $15,001 - $50,000 |
| AES CORP NTS B/E 8.000% Due 06-01-20 | Bond | Joint | $1,001 - $15,000 |
| Airbus Group Unsponsored ADR | Stock | Joint | $15,001 - $50,000 |
| ALASKA ST SR A BE/R/ 5.000 080128 | Bond | Joint | None |
| ALBERTSONS INC 8.000% DUE 05/01/031 | Bond | Joint | None |
| Allergan plc Ordinary Shares | Stock | Joint | $50,001 - $100,000 |
| Alliance Holdings GP, L.P. - Common Units Representing Limited Partner Interests | Stock | Joint | $50,001 - $100,000 |
| ALLY FINANCIAL INC 5.125% Due 09-30-24 | Bond | Joint | None |
| ALLY FINANCIAL INC NTS 8.000% Due 03-15-20 | Bond | Joint | $15,001 - $50,000 |
| AlphaKeys Renaissance Institutional Equity Fund II LLC Series B | Other | Joint | $500,001 - $1,000,000 |
| ABEVAmbev S.A. American Depositary Shares | Stock | Joint | $15,001 - $50,000 |
| AMC NETWORKS INC NTS B/E 4.750% Due 08-01-25 | Bond | Joint | $15,001 - $50,000 |
| AMCXAMC Networks Inc. - Class A | Stock | Joint | $15,001 - $50,000 |
| AMER AXLE & MANF INC NTS 6.625% Due 10-15-22 | Bond | Joint | $15,001 - $50,000 |
| AMERIGAS PARTNER B/E 5.875% Due 08-20-26 | Bond | Joint | $15,001 - $50,000 |
| AMSURG CORP NTS B/E 5.625% Due 07-15-22 | Bond | Joint | $15,001 - $50,000 |
| APCAnadarko Petroleum Corporation | Stock | Joint | $100,001 - $250,000 |
| AMAntero Midstream Partners LP Common Units representing limited partner interests | Stock | Joint | $50,001 - $100,000 |
| ANTERO RESOURCES CORP 5.625% Due 06-01-23 | Bond | Joint | $15,001 - $50,000 |
| ANTERO RESOURCES FIN 5.375% Due 11-01-21 | Bond | Joint | $15,001 - $50,000 |
| ARAMARK SVCS INC NTS B/E 5.125% Due 01-15-24 | Bond | Joint | $15,001 - $50,000 |
| MTArcelor Mittal NY Registry Shares NEW | Stock | Joint | $50,001 - $100,000 |
| ARIZONA BRD REGT UNIV AZ 5.000% Due 06-01-26 | Bond | Joint | $50,001 - $100,000 |
| Astellas Pharma Inc Unsponsored ADR | Stock | Joint | None |
| ADSKAutodesk, Inc. | Stock | Joint | $100,001 - $250,000 |
| AUTONATION 5.500% DUE 02-02-20 | Bond | Joint | None |
| BAESYBAE SYSTEMS plc Sponsored ADR | Stock | Joint | None |
| BIDUBaidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | Stock | Joint | $50,001 - $100,000 |
| BALL CORP NTS B/E 4.375% Due 12-15-20 | Bond | Joint | $15,001 - $50,000 |
| BBVABanco Bilbao Vizcaya Argentaria S.A. | Stock | Joint | None |
| Barnegat Light Investment Property | Other | Joint | $1,000,001 - $5,000,000 |
| Barnegat Light Investment Property B | Other | Joint | $5,000,001 - $25,000,000 |
| BERRY PLASTICS CORP NTS 5.125% Due 07-15-23 | Bond | Joint | $15,001 - $50,000 |
| BHP Billiton plc Sponsored ADR | Stock | Joint | $50,001 - $100,000 |
| BIIBBiogen Inc. | Stock | Joint | $100,001 - $250,000 |
| Bioverativ Inc. | Stock | Joint | $1,001 - $15,000 |
| BIRMINGHAM AL COML DEV A 5.500% Due 04-01-41 | Bond | Joint | $100,001 - $250,000 |
| Blackstone / GSO Secured Trust Ltd | Other | Joint | $1,000,001 - $5,000,000 |
| BLUE CUBE SPINCO INC NTS 10.000% Due 10-15-25 | Bond | Joint | $15,001 - $50,000 |
| BOYD GAMING CORP NTS B/E 6.875% Due 05-15-23 | Bond | Joint | $15,001 - $50,000 |
| BTIBritish American Tobacco Industries, p.l.c. Common Stock ADR | Stock | Joint | $50,001 - $100,000 |
| AVGOBroadcom Inc. | Stock | Joint | $100,001 - $250,000 |
| CALIFORNIA ST PUB WKS BR 5.500% Due 11-01-30 | Bond | Joint | $100,001 - $250,000 |
| CALPINE CORP NTS 5.750% Due 0-15-25 | Bond | Joint | None |
| CAMDEN CNTY N J IMPT 5.000% Due 01-15-30 | Bond | Joint | $250,001 - $500,000 |
| CAMDEN CO NJ IMPT AUTH 5.000% Due 01-15-40 | Bond | Joint | $100,001 - $250,000 |
| CNQCanadian Natural Resources Limited | Stock | Joint | $15,001 - $50,000 |
| Carlsberg AS Sponsored ADR Representing Class B Shares | Stock | Joint | $15,001 - $50,000 |
| Carrefour S A | Stock | Joint | None |
| CBRE SERVICES INC 5.000% Due 03-15-23 | Bond | Joint | None |
| CBS OUTDOOR AMERICAS 5.625% Due 02-15-24 | Bond | Joint | $15,001 - $50,000 |
| CCO HLDGS LLC/CAP CORP 5.750% Due 01-15-24 | Bond | Joint | $15,001 - $50,000 |
| CDW LLC / CDW FIN CORP 5.500% Due 12-01-24 | Bond | Joint | $15,001 - $50,000 |
| CDW LLC / CDW FIN CORP 6.0000% Due 08-15-22 | Bond | Joint | None |
| Cedar Fair, L.P. | Stock | Joint | $100,001 - $250,000 |
| CENTENE CORP NTS B/E 4.750% Due 05-15-22 | Bond | Joint | $15,001 - $50,000 |
| CENTURYLINK INC NTS B/E 7.500% Due 04-01-24 | Bond | Joint | $15,001 - $50,000 |
| CF INDUSTRIES INC NTS 3.450% Due 06-01-23 | Bond | Joint | $15,001 - $50,000 |
| Chase Bank Checking Account | Other | Joint | $1,000,001 - $5,000,000 |
| Chase Bank Savings Account | Other | Joint | $500,001 - $1,000,000 |
| CHEMOURS CO LLC NTS B/E 6.625% Due 05-15-23 | Bond | Joint | $15,001 - $50,000 |
| CHESAPEAKE ENERGY CORP 6.625% Due 08-15-20 | Bond | Joint | None |
| CVXChevron Corporation | Stock | Joint | $100,001 - $250,000 |
| CHICAGO IL O HARE INTL A AGC SR C BE/R/ 5.250 010123 | Bond | Joint | None |
| China Mobile Limited | Stock | Joint | None |
| CBChubb Limited | Stock | Joint | None |
| Citrix Systems, Inc. | Stock | Joint | $50,001 - $100,000 |
| CK Hutchinson Hldgs Ltd - CKHUY | Other | Joint | $15,001 - $50,000 |
| CLEAN HARBORS INC 5.250% Due 08-01-20 | Bond | Joint | None |
| CLEAR CHANNEL WW HLDGS 6.500% Due 11-15-22 | Bond | Joint | $15,001 - $50,000 |
| CLColgate-Palmolive Company | Stock | Joint | $100,001 - $250,000 |
| COLUMBIA SC WTRWKS SWR 5.000% Due 02-01-33 | Bond | Joint | $100,001 - $250,000 |
| CMCSAComcast Corporation - Class A | Stock | Joint | $100,001 - $250,000 |
| COMMUNITY HEALTH SYSTEMS INC 5.125% 08-01-21 | Bond | Joint | None |
| COMMUNITY HEALTH SYSTEMS INC 5.125% 08-01-21 | Bond | Joint | None |
| COMMUNITY HEALTH SYSTEMS INC 5.125% 08-01-21 | Bond | Joint | $15,001 - $50,000 |
| CONCHO RESOURCES INC NTS 4.375% Due 01-15-25 | Bond | Joint | $15,001 - $50,000 |
| CONCHO RESOURCES INC NTS 5.500% Due 04-01-23 | Bond | Joint | None |
| Congressional Federal Bank Account | Other | Joint | $1,001 - $15,000 |
| CONNECTICUT ST 5.000% Due 01-01-20 | Bond | Joint | $250,001 - $500,000 |
| CONNECTICUT ST SP TAX OB 5.000% Due 10-01-33 | Bond | Joint | $250,001 - $500,000 |
| CONSOL ENERGY INC 5.875% Due 04-15-22 | Bond | Joint | $15,001 - $50,000 |
| CONSTELLATION BRANDS INC 6.000% Due 05-01-22 | Bond | Joint | None |
| CRCrane Company | Stock | Joint | $100,001 - $250,000 |
| Cree, Inc. | Stock | Joint | $15,001 - $50,000 |
| CROWN AMER CAP CORP NTS 4.500% Due 01-15-23 | Bond | Joint | $15,001 - $50,000 |
| CSC HLDGS INC 7.625% Due 07-15-18 | Bond | Joint | $15,001 - $50,000 |
| CSC HLDGS INC NTS 6.750% Due 11-15-21 | Bond | Joint | $15,001 - $50,000 |
| CUYAHOGA CNTY OH SALES T 5.000% Due 12-01-27 | Bond | Joint | $250,001 - $500,000 |
| CVSCVS Health Corporation | Stock | Joint | None |
| D R HORTON INC 4.000% Due 02-15-20 | Bond | Joint | $1,001 - $15,000 |
| DAVITA HEALTHCARE PARTNE 5.125% Due 07-15-24 | Bond | Joint | $15,001 - $50,000 |
| DAVITA INC NTS B/E 5.750% Due 08-15-22 | Bond | Joint | $15,001 - $50,000 |
| Dbs Group Holdings Ltd Ord American Depositary Shares | Stock | Joint | None |
| DCP Midstream, LP Common Units | Stock | Joint | None |
| Deutsche Post AG Sponsored ADR | Stock | Joint | None |
| Deutsche Post AG Sponsored ADR | Stock | Joint | $50,001 - $100,000 |
| DIAMOND OFFSHORE DRILL 7.875% Due 08-15-25 | Bond | Joint | $15,001 - $50,000 |
| DIAMONDBACK ENERGY INC 5.375% Due 05-31-25 | Bond | Joint | $15,001 - $50,000 |
| Discovery, Inc. - Series A | Stock | Joint | $15,001 - $50,000 |
| DISH DBS CORP NTS B/E 5.875% Due 07-15-22 | Bond | Joint | None |
| DISH DBS CORP NTS B/E 7.875% Due 09-01-19 | Bond | Joint | $15,001 - $50,000 |
| DNB ASA SPONSORED ADR Representing 10 | Stock | Joint | None |
| DLBDolby Laboratories | Stock | Joint | $15,001 - $50,000 |
| Dominion Energy Midstream Partners, LP Common Units representing Limited Partner Interests | Stock | Joint | $50,001 - $100,000 |
| EONGYE.ON SE Sponsored ADR | Stock | Joint | $1,001 - $15,000 |
| EGG HARBOR TWP NJ BRD ED 5.500% Due 07-15-22 | Bond | Joint | $100,001 - $250,000 |
| EL PASO CORP 7.000% Due 06-15-17 | Bond | Joint | None |
| EL PASO PIPELINE 5.000% Due 10-01-21 | Bond | Joint | None |
| EMC CORP B/E 3.375% Due 06-01-23 | Bond | Joint | $15,001 - $50,000 |
| Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partners | Stock | Joint | $100,001 - $250,000 |
| Energy Transfer Partners, L.P. Common Units representing limited partner interests | Stock | Joint | $100,001 - $250,000 |
| ENGIE SPON ADR - ENGIY | Other | Joint | $50,001 - $100,000 |
| ENSCO PLC NTS B/E 5.750% Due 10-01-44 | Bond | Joint | $15,001 - $50,000 |
| EPDEnterprise Products Partners L.P. | Stock | Joint | $100,001 - $250,000 |
| EQT GP Holdings, LP Common Units representing limited partner interests | Stock | Joint | $50,001 - $100,000 |
| EQT Midstream Partners, LP Common Units representing Limited Partner Interests | Stock | Joint | $50,001 - $100,000 |
| EQUINIX INC B/E 5.750% Due 01-01-25 | Bond | Joint | $1,001 - $15,000 |
| Essilor International SA ADR | Stock | Joint | $15,001 - $50,000 |
| Fast Retailing Co Ltd Unsponsored ADR | Stock | Joint | $50,001 - $100,000 |
| FCXFreeport-McMoRan, Inc. | Stock | Joint | $50,001 - $100,000 |
| FMSFresenius Medical Care AG | Stock | Joint | None |
| Gemalto NV Sponsored ADR | Stock | Joint | None |
| Global X MLP & Energy Infrastructure ETF | Stock | Joint | None |
| GOODYEAR TIRE & RUBBER 4.875% Due 03-15-27 | Bond | Joint | $15,001 - $50,000 |
| GOODYEAR TIRE & RUBBER 7.000% Due 05-15-22 | Bond | Joint | None |
| GRAPHIC PACKAGING INTL 4.750% Due 04-15-21 | Bond | Joint | $15,001 - $50,000 |
| HARRIS CNTY TX 5.000% Due 10-01-25 | Bond | Joint | $100,001 - $250,000 |
| HARRIS CNTY TX 5.000% Due 10-01-26 | Bond | Joint | $100,001 - $250,000 |
| HCA INC 5.875% Due 02-15-26 | Bond | Joint | None |
| HCA INC B/E 5.875% Due 05-01-23 | Bond | Joint | $15,001 - $50,000 |
| HCA INC NTS B/E 3.750% Due 03-15-19 | Bond | Joint | $15,001 - $50,000 |
| HERTZ CORP NTS B/E 06.750% Due 04-15-19 | Bond | Joint | None |
| HDHome Depot, Inc. | Stock | Joint | $100,001 - $250,000 |
| HSBCHSBC Holdings, plc. | Stock | Joint | None |
| HUDSON CNTY NJ CNTY 5.000% Due 09-01-21 | Bond | Joint | $100,001 - $250,000 |
| ICAHN ENTERPRISES/FIN 6.000% Due 08-01-20 | Bond | Joint | $15,001 - $50,000 |
| ImmunoGen, Inc. | Stock | Joint | $15,001 - $50,000 |
| INDIANA ST FIN AUTH 5.000% Due 07-01-19 | Bond | Joint | $100,001 - $250,000 |
| INTCIntel Corporation | Stock | Joint | $100,001 - $250,000 |
| Intesa Sanpaolo S.P.A. Sponsored ADR | Stock | Joint | None |
| INTL LEASE FIN CORP NTS 8.250% Due 12-15-20 | Bond | Joint | $15,001 - $50,000 |
| IVZInvesco Ltd | Stock | Joint | None |
| IONSIonis Pharmaceuticals, Inc. | Stock | Joint | $50,001 - $100,000 |
| IRON MTN INC B/E 5.750% Due 08-15-24 | Bond | Joint | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Stock | Joint | $250,001 - $500,000 |
| iShares MSCI EAFE ETF | Stock | Joint | $250,001 - $500,000 |
| iShares Russell 1000 Growth ETF | Stock | Joint | $500,001 - $1,000,000 |
| iShares Russell 1000 Value ETF | Stock | Joint | $500,001 - $1,000,000 |
| ISTAR FINANCIAL INC NTS 4.000% Due 11-01-17 | Bond | Joint | None |
| ISTAR FINANCIAL INC NTS 5.000% Due 07-01-19 | Bond | Joint | $15,001 - $50,000 |
| ISTAR INC NTS B/E 5.250% Due 09-15-22 | Bond | Joint | $15,001 - $50,000 |
| ISTAR INC NTS B/E 6.500% Due 07-01-21 | Bond | Joint | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Joint | $100,001 - $250,000 |
| JCIJohnson Controls International plc Ordinary Share | Stock | Joint | None |
| JCIJohnson Controls International plc Ordinary Share | Stock | Joint | $50,001 - $100,000 |
| Julius Baer Group Ltd Unsponsored ADR | Stock | Joint | None |
| KENNEDY-WILSON INC MTN 5.875% Due 04-01-24 | Bond | Joint | $15,001 - $50,000 |
| KINDRED HEALTHCARE INC NOTE 8.750% Due 01-15- 23 | Bond | Joint | None |
| Komatsu Ltd Ord American Depositary Shares | Stock | Joint | $50,001 - $100,000 |
| PHGKoninklijke Philips N.V. NY Registry Shares | Stock | Joint | None |
| L3 Technologies, Inc. | Stock | Joint | $100,001 - $250,000 |
| LAMAR MEDIA CORP NTS B/E 5.000% Due 05-01-23 | Bond | Joint | $15,001 - $50,000 |
| LENNAR CORP 4.500% Due 06-15-19 | Bond | Joint | $15,001 - $50,000 |
| LENNAR CORP B/E 4.750% Due 05-30-25 | Bond | Joint | $15,001 - $50,000 |
| LEUCADIA NATL CORP B/E 5.500% Due 10-18-23 | Bond | Joint | $15,001 - $50,000 |
| LEVEL 3 COMM INC NTS B/E 5.750% Due 12-01-22 | Bond | Joint | $1,001 - $15,000 |
| LEVEL 3 FING INC NTS B/E 5.375% Due 05-01-25 | Bond | Joint | $15,001 - $50,000 |
| LBRDALiberty Broadband Corporation - Class A | Stock | Joint | $1,001 - $15,000 |
| LBRDKLiberty Broadband Corporation - Class C | Stock | Joint | $15,001 - $50,000 |
| Liberty Interactive Corporation - Series A Liberty Ventures | Stock | Joint | $1,001 - $15,000 |
| Liberty Interactive Corporation - Series A QVC Group | Stock | Joint | $15,001 - $50,000 |
| BATRALiberty Media Corporation - Series A Liberty Braves | Stock | Joint | None |
| FWONALiberty Media Corporation - Series A Liberty Formula One | Stock | Joint | $1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Stock | Joint | $15,001 - $50,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Stock | Joint | $15,001 - $50,000 |
| BATRKLiberty Media Corporation - Series C Liberty Braves | Stock | Joint | None |
| FWONKLiberty Media Corporation - Series C Liberty Formula One | Stock | Joint | $1,001 - $15,000 |
| Lions Gate Entertainment Corporation Class B Non- Voting Shares | Stock | Joint | $1,001 - $15,000 |
| LKQ CORP NTS B/E 4.750% Due 05-15-23 | Bond | Joint | $15,001 - $50,000 |
| LMTLockheed Martin Corporation | Stock | Joint | $100,001 - $250,000 |
| LogMein, Inc. | Stock | Joint | $1,001 - $15,000 |
| Long Beach Investment Property | Other | Joint | $50,001 - $100,000 |
| Long Beach Investment Property | Other | Joint | $100,001 - $250,000 |
| LOS ANGELES CA CMNTY COL 5.250% Due 08-01-39 | Bond | Joint | $100,001 - $250,000 |
| LUBBOCK COUNTY TX GO REF FSA B/E /R/ 5.000 021521 | Bond | Joint | None |
| MRSHMarsh & McLennan Companies, Inc. | Stock | Joint | None |
| MARYLAND ST HEALTH & HIG 5.000% Due 07-01-29 | Bond | Joint | $100,001 - $250,000 |
| MASCO CORP B/E 5.950% Due 03-15-22 | Bond | Joint | $15,001 - $50,000 |
| MASS ST GO CONSOL LN 5.000% Due 07-01-25 | Bond | Joint | $100,001 - $250,000 |
| Mazda Motor Corp Unsponsored ADR | Stock | Joint | None |
| MCDMcDonald's Corporation | Stock | Joint | $100,001 - $250,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Joint | $15,001 - $50,000 |
| MGIC INVMT CORP NTS B/E 5.750% Due 08-15-23 | Bond | Joint | $15,001 - $50,000 |
| MGM RESORTS INTL NTS B/E 6.750% Due 10-01-20 | Bond | Joint | $15,001 - $50,000 |
| MIAMI-DADE CNTY FL AVIA 5.500% Due 10-01-18 | Bond | Joint | $50,001 - $100,000 |
| MSFTMicrosoft Corporation | Stock | Joint | $250,001 - $500,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares | Stock | Joint | None |
| MONTANA ST DEPT TRANSN R 5.000% Due 06-01-20 | Bond | Joint | $100,001 - $250,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR | Stock | Joint | None |
| MURPHY OIL CORP NTS B/E 6.875% Due 08-15-24 | Bond | Joint | $15,001 - $50,000 |
| National Oilwell Varco, Inc. | Stock | Joint | $15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 6.500% Due 07-01-21 | Bond | Joint | $15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 6.500% Due 08-01-18 | Bond | Joint | $15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 9.625% Due 05-01-19 | Bond | Joint | $15,001 - $50,000 |
| NB Crossroads 2010 Fund - A Asset Allocation LP | Other | Joint | $250,001 - $500,000 |
| NB Diversified Arbitrage Fund II LP | Other | Joint | None |
| NB Diversified Arbitrage Fund SPV LLC | Other | Joint | $1,001 - $15,000 |
| NB Strategic Co-Investment Partners II-B LP & Cayman Partners AIV II-B LP | Other | Joint | $250,001 - $500,000 |
| NEW JERSEY ECON DEV AUTH 5.000% Due 06-15-20 | Bond | Joint | $250,001 - $500,000 |
| NEW JERSEY ECON DEV AUTH 5.000% Due 06-15-22 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY ENVIRONMENTAL 4.000% Due 09-01- 23 | Bond | Joint | $250,001 - $500,000 |
| NEW JERSEY HEALTH CARE F 5.000% Due 07-01-31 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY ST EDL FACS A 5.000% Due 07-01-18 | Bond | Joint | $250,001 - $500,000 |
| NEW JERSEY ST EDL FACS A 5.000% Due 07-01-31 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY ST TPK AUTH 5.000% Due 01-01-25 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY ST TPK AUTH 5.000% Due 01-01-28 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY ST TPK AUTH T 5.000% Due 01-01-33 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY STATE TAX & B/E /R/ 5.000 060120 | Bond | Joint | None |
| NEW JERSEY TRANS TRUST 5.000% Due 06-15-29 | Bond | Joint | $100,001 - $250,000 |
| NEW JERSEY TRANS TRUST 5.250% Due 12-15-23 | Bond | Joint | $50,001 - $100,000 |
| NEW YORK NY FOR PREVIOU 5.000% Due 08-01-24 | Bond | Joint | $100,001 - $250,000 |
| NEW YORK ST DORM AUTH RE 5.000% Due 10-01-24 | Bond | Joint | $100,001 - $250,000 |
| NEW YORK ST TWY AUTH ST 5.000% Due 03-15-26 | Bond | Joint | $100,001 - $250,000 |
| NEW YORK ST URBAN DEV 5.000% Due 03-15-20 | Bond | Joint | $250,001 - $500,000 |
| NextEra Energy Partners, LP Common Units representing limited partner interests | Stock | Joint | $100,001 - $250,000 |
| NEENextEra Energy, Inc. | Stock | Joint | $50,001 - $100,000 |
| NJ ECO DV UTH SCH FACS 5.000% Due 09-01-23 | Bond | Joint | $100,001 - $250,000 |
| NJ ECO DV UTH SCH FACS 5.250% Due 09-01-25 | Bond | Joint | $50,001 - $100,000 |
| NJ ST TRANSN TR FD AUTH 5.500% Due 12-15-21 | Bond | Joint | $50,001 - $100,000 |
| Nordstrom, Inc. | Stock | Joint | None |
| NORTH HUDSON SEW AUTH N 5.000% Due 06-01-28 | Bond | Joint | $50,001 - $100,000 |
| NVSNovartis AG | Stock | Joint | $100,001 - $250,000 |
| NOW Inc. | Stock | Joint | $15,001 - $50,000 |
| NRG ENERGY INC NTS B/E 7.250% Due 05-15-26 | Bond | Joint | $15,001 - $50,000 |
| NRG YIELD OPERATING LLC 5.375% Due 08-15-24 | Bond | Joint | $15,001 - $50,000 |
| Nuance Communications, Inc. | Stock | Joint | $15,001 - $50,000 |
| NUENucor Corporation | Stock | Joint | $50,001 - $100,000 |
| Nustar GP Holdings, LLC Units | Stock | Joint | $15,001 - $50,000 |
| NYS EMPIRE DEV CORP 07A 5.000% Due 01-01-18 | Bond | Joint | $50,001 - $100,000 |
| OCEAN CNTY NJ BE/R/ 4.000 080117 | Bond | Joint | None |
| OKEONEOK, Inc. | Stock | Joint | $100,001 - $250,000 |
| Orange | Stock | Joint | $15,001 - $50,000 |
| OSCEOLA CNTY FL TOURIST 5.000% Due 10-01-20 | Bond | Joint | $100,001 - $250,000 |
| Otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR | Stock | Joint | None |
| Panasonic Corporation | Stock | Joint | $50,001 - $100,000 |
| PNRPentair plc. Ordinary Share | Stock | Joint | $15,001 - $50,000 |
| PEPPepsico, Inc. | Stock | Joint | $100,001 - $250,000 |
| PORT AUTH N Y & N J REV 5.000% Due 07-15-38 | Bond | Joint | $100,001 - $250,000 |
| PORT AUTH NY & NJ 5.000% Due 05-01-26 | Bond | Joint | $100,001 - $250,000 |
| PORT AUTH NY & NJ 5.000% Due 09-01-28 | Bond | Joint | $250,001 - $500,000 |
| Praxair, Inc. | Stock | Joint | $100,001 - $250,000 |
| PRECISION DRILLING CORP 5.250% Due 11-15-24 | Bond | Joint | $15,001 - $50,000 |
| PULTEGROUP INC B/E 5.500% Due 03-01-26 | Bond | Joint | $15,001 - $50,000 |
| PVH CORP NTS B/E 4.500% Due 12-15-22 | Bond | Joint | $15,001 - $50,000 |
| RADIAN GROUP INC NTS B/E 7.000% Due 03-15-21 | Bond | Joint | $15,001 - $50,000 |
| RANGE RESOURCES CORP NTS 4.875% Due 05-15-25 | Bond | Joint | $15,001 - $50,000 |
| RICE ENERGY INC NTS B/E 6.250% due 05-01-22 | Bond | Joint | None |
| RITE AID CORP NTS B/E 6.750% Due 06-15-21 | Bond | Joint | $15,001 - $50,000 |
| Roche Holdings AG Basel American Depositary Shares | Stock | Joint | $15,001 - $50,000 |
| ROKRockwell Automation, Inc. | Stock | Joint | $100,001 - $250,000 |
| ROWAN COMPANIES INC B/E 4.875% Due 06-01-22 | Bond | Joint | $50,001 - $100,000 |
| ROYAL CARIBBEAN CRUISES 5.250% Due 11-15-22 | Bond | Joint | $15,001 - $50,000 |
| Royal DSM NV Sponsored ADR | Stock | Joint | $50,001 - $100,000 |
| Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares | Stock | Joint | $15,001 - $50,000 |
| Royal KPN N.V. | Stock | Joint | $15,001 - $50,000 |
| RUTGER ST UNIV NJ 5.000% Due 05-01-32 | Bond | Joint | $50,001 - $100,000 |
| RUTGER ST UNIV NJ 5.000% Due 05-01-39 | Bond | Joint | $100,001 - $250,000 |
| SABINE PASS LIQUEFACTION 5.625% Due 03-01-25 | Bond | Joint | $15,001 - $50,000 |
| SALLY HLDGS LC NTS 5.750% Due 06-01-22 | Bond | Joint | None |
| SBA COMM CORP NTS B/E 4.875% Due 07-15-22 | Bond | Joint | $1,001 - $15,000 |
| SLBSchlumberger N.V. | Stock | Joint | None |
| SEAGATE HDD CAYMAN B/E 4.750% Due 01-01-25 | Bond | Joint | $15,001 - $50,000 |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| Secom Co Ltd American Depositary Shares | Stock | Joint | $15,001 - $50,000 |
| Seiko Epson Corp Suwa Unsponsored ADR | Stock | Joint | None |
| SESI L L C NTS B/E 7.125% Due 12-15-21 | Bond | Joint | $15,001 - $50,000 |
| Seven & I Holdings Co Ltd Unsponsored ADR | Stock | Joint | $15,001 - $50,000 |
| Skybridge Multi-Advisor Hedge Fund Portfolio LLC | Other | Joint | $1,000,001 - $5,000,000 |
| SLM CORP 5.500% Due 01-15-19 | Bond | Joint | $15,001 - $50,000 |
| SLM CORP MEDIUM TERM NOTE 7.250% Due 01-25- 22 | Bond | Joint | None |
| SNNSmith & Nephew SNATS, Inc. | Stock | Joint | $15,001 - $50,000 |
| Societe Generale France Sponsored ADR | Stock | Joint | None |
| SOWSTN ENERGY CO 5.800% Due 01-23-20 | Bond | Joint | None |
| SOWSTN ENERGY CO B/E 7.750% Due 10-01-27 | Bond | Joint | $15,001 - $50,000 |
| SPDR Select Sector Fund - Financial | Stock | Joint | $500,001 - $1,000,000 |
| SPDR Select Sector Fund - Industrial | Stock | Joint | None |
| Spectra Energy Partners, LP Common Units representing Limited Partner Interests (SEP) | Stock | Joint | None |
| SPRINGLEAF FIN CORP NTS 8.250% Due 12-15-20 | Bond | Joint | $15,001 - $50,000 |
| SPRINT CORP NTS B/E 11.500% Due 11-15-21 | Bond | Joint | $15,001 - $50,000 |
| SPRINT CORP NTS B/E 7.250% Due 09-15-21 | Bond | Joint | None |
| STANDARD PAC CORP NEW 8.375% Due 05-15-18 | Bond | Joint | $1,001 - $15,000 |
| STARWOOD PPTY TR INC NTS 5.000% Due 12-15-21 | Bond | Joint | $15,001 - $50,000 |
| STEEL DYNAMICS INC NTS 5.250% Due 04-15-23 | Bond | Joint | $15,001 - $50,000 |
| SUMMIT MATLS LLC/FIN NTS 6.125% Due | Bond | Joint | $15,001 - $50,000 |
| SUSuncor Energy Inc. | Stock | Joint | $100,001 - $250,000 |
| SUNOCO LP / SUNOCO FIN 5.500% Due 08-01-20 | Bond | Joint | $15,001 - $50,000 |
| SVC CORP INTL NTS B/E 5.375% Due 05-15-24 | Bond | Joint | $1,001 - $15,000 |
| TRGPTarga Resources, Inc. | Stock | Joint | $15,001 - $50,000 |
| Tata Motors Ltd Tata Motors Limited | Stock | Joint | $1,001 - $15,000 |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Joint | $100,001 - $250,000 |
| TELEFLEX INC NTS B/E 4.625% Due 11-15-27 | Bond | Joint | $15,001 - $50,000 |
| TEMPUR SEALY INTL INC 5.500% Due 06-15-26 | Bond | Joint | None |
| TENET HEALTHCARE CORP 4.750% Due 06-01-20 | Bond | Joint | None |
| TENET HEALTHCARE CORP 8.125% Due 04-01-22 | Bond | Joint | None |
| TESORO LOGISTICS NTS 6.125% Due 10-15-21 | Bond | Joint | None |
| TXNTexas Instruments Incorporated | Stock | Joint | $100,001 - $250,000 |
| THE MEN'S WEARHOUSE INC 7.000% 07-01-22 | Bond | Joint | None |
| T-MOBILE INC NTS B/E 5.375% Due 04-15-27 | Bond | Joint | $15,001 - $50,000 |
| T-MOBILE US INC NTS B/E 6.125% Due 01-15-22 | Bond | Joint | $15,001 - $50,000 |
| T-MOBILE USA INC B/E 6.500% Due 01-15-24 | Bond | Joint | $15,001 - $50,000 |
| T-MOBILE USA INC B/E 6.542% Due 04-28-20 | Bond | Joint | None |
| TOLL BROS FIN CORP B/E 4.875% Due 03-15-27 | Bond | Joint | $1,001 - $15,000 |
| Toms River Rental Property | Other | Joint | $250,001 - $500,000 |
| Total S.A. | Stock | Joint | $15,001 - $50,000 |
| TRANSOCEAN INC MW@ +40BP 6.800% Due 03-15-38 | Bond | Joint | $15,001 - $50,000 |
| TRIBUNE MEDIA CO NTS B/E 5.875% Due 07-15-22 | Bond | Joint | $15,001 - $50,000 |
| Twitter, Inc. | Stock | Joint | $100,001 - $250,000 |
| UBS Bank USA Dep Acct | Other | Joint | $1,000,001 - $5,000,000 |
| UBS Select Govt Capital | Other | Joint | $500,001 - $1,000,000 |
| UNPUnion Pacific Corporation | Stock | Joint | $100,001 - $250,000 |
| UNITED RENTALS NORTH AM 5.750% Due 11-15-24 | Bond | Joint | None |
| UNITED RENTALS NORTH AM 5.875% Due 09-15-26 | Bond | Joint | $15,001 - $50,000 |
| RTXUnited Technologies Corporation | Stock | Joint | $100,001 - $250,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Joint | $250,001 - $500,000 |
| UNIV CT GENL OBLIG 5.000% Due 01-15-33 | Bond | Joint | $100,001 - $250,000 |
| UNIV HOUSTON TX 5.000% Due 02-15-25 | Bond | Joint | $100,001 - $250,000 |
| VFCV.F. Corporation | Stock | Joint | $100,001 - $250,000 |
| Vanguard FTSE Developed Markets ETF | Stock | Joint | $1,000,001 - $5,000,000 |
| Vanguard Mid-Cap Growth ETF | Stock | Joint | $100,001 - $250,000 |
| Vanguard Mid-Cap Value ETF | Stock | Joint | $100,001 - $250,000 |
| Vanguard Small-Cap ETF | Stock | Joint | $100,001 - $250,000 |
| VEREIT INCORP NTS B/E 4.875% Due 06-01-26 | Bond | Joint | $15,001 - $50,000 |
| VERISIGN INC B/E 4.625% Due 05-01-23 | Bond | Joint | $15,001 - $50,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Joint | $100,001 - $250,000 |
| Vivendi SA Unsponsored ADR | Stock | Joint | None |
| Walgreens Boots Alliance, Inc. | Stock | Joint | None |
| WAYNE ST UNIV MI UNIV 5.000% Due 11-15-23 | Bond | Joint | $100,001 - $250,000 |
| WAYNE TWP NJ SCH 4.500% Due 07-15-23 | Bond | Joint | $250,001 - $500,000 |
| WFRDWeatherford International plc | Stock | Joint | $50,001 - $100,000 |
| WESTERN DIGITAL CORP NTS 10.500% Due 04-01-24 | Bond | Joint | $15,001 - $50,000 |
| WDCWestern Digital Corporation | Stock | Joint | $100,001 - $250,000 |
| Western Gas Equity Partners, LP Common Units Representing Limited Partner Interests | Stock | Joint | $50,001 - $100,000 |
| WESWestern Gas Partners, LP Limited Partner Interests | Stock | Joint | $100,001 - $250,000 |
| WEYERHAEUSER REAL EST CO 5.875% Due 06-15-24 | Bond | Joint | $15,001 - $50,000 |
| WISC ST GEN FD APP TAXBL 5.250% Due 05-01-20 | Bond | Joint | $100,001 - $250,000 |
| WISCONSIN ST HEALTH & ED 5.000% Due 10-01-27 | Bond | Joint | $100,001 - $250,000 |
| ZAYO GROUP LLC/ZAYO CPTL 6.000% Due 01-01-23 | Bond | Joint | $15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF | Stock | Member | $100,001 - $250,000 |
| iShares Russell 1000 Growth ETF | Stock | Member | $100,001 - $250,000 |
| iShares Russell 1000 Value ETF | Stock | Member | $100,001 - $250,000 |
| UBS Bank USA Dep Acct | Other | Member | $15,001 - $50,000 |
| UBS Bank USA Deposit Acct | Other | Member | $15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF | Stock | Member | $250,001 - $500,000 |
| Vanguard Mid-Cap Growth ETF | Stock | Member | $15,001 - $50,000 |
| Vanguard Mid-Cap Value ETF | Stock | Member | $15,001 - $50,000 |
| Vanguard Small-Cap ETF | Stock | Member | $50,001 - $100,000 |
| Amount owed to the filer (debtor not shown) | Other | Member | $500,001 - $1,000,000 |
How reports are read: holdings methodology.