Congressional stock trades · Member
Thomas MacArthur
Former representative · NJ-3 · Republican
No published transactions from periodic transaction reports since 2020. Holdings from 2 annual reports are below.
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2016 report.
621 assets with a value on the report filed 2017-05-15, 174 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | Other | Dependent | $15,001 - $50,000 |
| UBS BANK USA DEP ACCT | Other | Dependent | $1,001 - $15,000 |
| ACNAccenture plc Class A Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| ADTADT Corporation | Stock | Dependent | None |
| Allergan plc Ordinary Shares | Other | Dependent | $1,001 - $15,000 |
| AMCAMC Entertainment Holdings, Inc. Class A | Stock | Dependent | $1,001 - $15,000 |
| APCAnadarko Petroleum Corporation | Stock | Dependent | $15,001 - $50,000 |
| ANGEL OAK MULTI-STRATEGY INCOME FUND CLASS INSTL | Other | Dependent | None |
| APPLE INC NTS B/E 02.100% 050619 | Other | Dependent | None |
| ADSKAutodesk, Inc. | Stock | Dependent | $1,001 - $15,000 |
| BIIBBiogen Inc. | Stock | Dependent | $1,001 - $15,000 |
| BLACKROCK HIGH YIELD BOND I | Other | Dependent | $50,001 - $100,000 |
| Broadcom Corporation - Class A | Other | Dependent | $15,001 - $50,000 |
| CCO HLDGS LLC/CAP CORP 06.500% 043021 | Other | Dependent | None |
| CHESAPEAKE MIDSTREAM PT/ 06.125% 071522 | Other | Dependent | None |
| CHS / CMNTY HEALTH SYS 05.125% 081518 | Other | Dependent | None |
| CITIGROUP INC NTS B/E 02.500% 092618 | Other | Dependent | None |
| Citrix Systems, Inc. | Other | Dependent | $1,001 - $15,000 |
| CLColgate-Palmolive Company | Stock | Dependent | $1,001 - $15,000 |
| COMMUNITY HEALTH SYSTEMS 06.875% 020122 | Other | Dependent | None |
| CONSUMERS STAPLES SELECT SECTOR SPDR | Other | Dependent | $1 - $1,000 |
| Cree, Inc. | Other | Dependent | $1,001 - $15,000 |
| CBD/B/A Chubb Limited New | Stock | Dependent | $1,001 - $15,000 |
| DAVITA INC NTS B/E 05.750% 081522 | Other | Dependent | None |
| Discovery Communications, Inc. - Series A | Other | Dependent | $1,001 - $15,000 |
| DLBDolby Laboratories | Stock | Dependent | $1,001 - $15,000 |
| DOUBLE LINE TOTAL RETURN FUND INSTL | Other | Dependent | $15,001 - $50,000 |
| EQUINIX INC B/E 04.875% 040120 | Other | Dependent | None |
| XOMExxon Mobil Corporation | Stock | Dependent | $1,001 - $15,000 |
| FEDERATED FLOATING RATE STRATEGIC INCOME | Other | Dependent | $15,001 - $50,000 |
| FLRFluor Corporation | Stock | Dependent | $1,001 - $15,000 |
| FCXFreeport-McMoRan, Inc. | Stock | Dependent | $1,001 - $15,000 |
| FRONTIER COMMUNICATIONS 07.125% 031519 | Other | Dependent | None |
| HDHome Depot, Inc. | Stock | Dependent | $1,001 - $15,000 |
| ITWIllinois Tool Works Inc. | Stock | Dependent | None |
| INDUSTRIAL SELECT SECTOR SPDR FUND ETF | Other | Dependent | $1,001 - $15,000 |
| INTCIntel Corporation | Stock | Dependent | $1,001 - $15,000 |
| IVZInvesco Ltd | Stock | Dependent | $1,001 - $15,000 |
| IONSIonis Pharmaceuticals, Inc. | Stock | Dependent | $1,001 - $15,000 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | Other | Dependent | $15,001 - $50,000 |
| ISHARES IBOXX $ INVT GRADE CORPORATE BOND | Other | Dependent | $15,001 - $50,000 |
| ISHARES RUSSELL 1000 GROWTH ETF | Other | Dependent | $15,001 - $50,000 |
| ISHARES RUSSELL 1000 VALUE ETF | Other | Dependent | $15,001 - $50,000 |
| ISHARES US PFD STOCK ETF | Other | Dependent | $15,001 - $50,000 |
| JCIJohnson Controls International plc Ordinary Share | Stock | Dependent | None |
| JCIJohnson Controls International plc Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| JPMORGAN CHASE & CO NTS 02.250% 012320 | Other | Dependent | None |
| LEVEL 3 FING INC NTS B/E 06.125% 011521 | Other | Dependent | None |
| LBRDKLiberty Broadband Corporation - Class C | Stock | Dependent | $1,001 - $15,000 |
| Liberty Interactive Corporation - Series A QVC Group | Other | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Other | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty Media | Other | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty SiriusXM | Other | Dependent | $1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. | Other | Dependent | $1,001 - $15,000 |
| MCDMcDonald's Corporation | Stock | Dependent | $1,001 - $15,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1 - $1,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Dependent | $1,001 - $15,000 |
| National Oilwell Varco, Inc. | Other | Dependent | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Dependent | $1,001 - $15,000 |
| NVSNovartis AG | Stock | Dependent | $1,001 - $15,000 |
| Nuance Communications, Inc. | Other | Dependent | $1,001 - $15,000 |
| NUENucor Corporation | Stock | Dependent | $1,001 - $15,000 |
| NUVEEN HIGH YIELD MUNICIPAL BOND FUND I | Other | Dependent | $15,001 - $50,000 |
| ORACLE CORP NTS B/E 02.375% 011519 | Other | Dependent | None |
| PNRPentair plc. Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| PEPPepsico, Inc. | Stock | Dependent | $1,001 - $15,000 |
| PNC BK NTS B/E 02.400% 101819 | Other | Dependent | None |
| Praxair, Inc. | Other | Dependent | $1,001 - $15,000 |
| ROKRockwell Automation, Inc. | Stock | Dependent | $1,001 - $15,000 |
| SABINE PASS LNG LP NTS 06.500% | Other | Dependent | None |
| SLBSchlumberger N.V. | Stock | Dependent | None |
| SCHWAB US DIVID EQUITY ETF | Other | Dependent | None |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| SEMPER MBS TOTAL RETURN FUND CLASS INSTITU | Other | Dependent | $50,001 - $100,000 |
| SILGAN HLDGS INC NTS B/E 05.500% 020122 | Other | Dependent | None |
| SIMON PPTY GROUP LP NTS 02.200% 020119 | Other | Dependent | None |
| SINCLAIR TELEVISION 06.375% 110121 | Other | Dependent | None |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Dependent | $1,001 - $15,000 |
| TXNTexas Instruments Incorporated | Stock | Dependent | $1,001 - $15,000 |
| TDToronto Dominion Bank | Stock | Dependent | None |
| Twitter, Inc. | Other | Dependent | $1,001 - $15,000 |
| UBS SELECT GOVT CAPITAL | Other | Dependent | $1,001 - $15,000 |
| UNPUnion Pacific Corporation | Stock | Dependent | $1,001 - $15,000 |
| UNITED RENTALS NA INC 07.625% 041522 | Other | Dependent | None |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Dependent | $15,001 - $50,000 |
| VFCV.F. Corporation | Stock | Dependent | $1,001 - $15,000 |
| VANGUARD DIVID APPRECIATION ETF | Other | Dependent | None |
| VANGUARD FTSE DEVELOPED MKT ETF | Other | Dependent | $15,001 - $50,000 |
| VANGUARD MID-CAP GROWTH ETF | Other | Dependent | $1,001 - $15,000 |
| VANGUARD MID-CAP VALUE ETF | Other | Dependent | $15,001 - $50,000 |
| VANGUARD REIT ETF | Other | Dependent | $15,001 - $50,000 |
| VANGUARD SMALL-CAP ETF | Other | Dependent | $15,001 - $50,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Dependent | $1,001 - $15,000 |
| Weatherford International plc | Other | Dependent | $1,001 - $15,000 |
| WDCWestern Digital Corporation | Stock | Dependent | $1,001 - $15,000 |
| ACNAccenture plc Class A Ordinary Shares | Stock | Dependent | $15,001 - $50,000 |
| ADTADT Corporation | Stock | Dependent | None |
| Allergan plc Ordinary Shares | Other | Dependent | $15,001 - $50,000 |
| AMCXAMC Networks Inc. - Class A | Stock | Dependent | $1,001 - $15,000 |
| APCAnadarko Petroleum Corporation | Stock | Dependent | $15,001 - $50,000 |
| ANGEL OAK MULTI-STRATEGY | Other | Dependent | None |
| ADSKAutodesk, Inc. | Stock | Dependent | $1,001 - $15,000 |
| BIIBBiogen Inc. | Stock | Dependent | $15,001 - $50,000 |
| BLACKROCK HIGH YIELD BOND I | Other | Dependent | $100,001 - $250,000 |
| Broadcom Corporation - Class A | Other | Dependent | $15,001 - $50,000 |
| Citrix Systems, Inc. | Other | Dependent | $1,001 - $15,000 |
| CLColgate-Palmolive Company | Stock | Dependent | $1,001 - $15,000 |
| CONSUMERS STAPLES SELECT SECTOR SPDR FUND | Other | Dependent | $1,001 - $15,000 |
| Cree, Inc. | Other | Dependent | $1,001 - $15,000 |
| CBD/B/A Chubb Limited New | Stock | Dependent | $15,001 - $50,000 |
| Discovery Communications, Inc. - Series A | Other | Dependent | $1,001 - $15,000 |
| DLBDolby Laboratories | Stock | Dependent | $1,001 - $15,000 |
| DOUBLE LINE TOTAL RETURN FUND INSTL | Other | Dependent | $50,001 - $100,000 |
| XOMExxon Mobil Corporation | Stock | Dependent | $15,001 - $50,000 |
| FEDERATED FLOATING RATE STRATEGIC INCOME | Other | Dependent | $15,001 - $50,000 |
| FCXFreeport-McMoRan, Inc. | Stock | Dependent | $1,001 - $15,000 |
| HDHome Depot, Inc. | Stock | Dependent | $15,001 - $50,000 |
| ITWIllinois Tool Works Inc. | Stock | Dependent | None |
| INDUSTRIAL SELECT SECTOR SPDR FUND ETF | Other | Dependent | $1,001 - $15,000 |
| INTCIntel Corporation | Stock | Dependent | $1,001 - $15,000 |
| IVZInvesco Ltd | Stock | Dependent | $1,001 - $15,000 |
| IONSIonis Pharmaceuticals, Inc. | Stock | Dependent | $1,001 - $15,000 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | Other | Dependent | $15,001 - $50,000 |
| ISHARES IBOXX $ INVT GRADE CORPORATE BOND | Other | Dependent | $15,001 - $50,000 |
| ISHARES IBOXX USD HIGH YIELD | Other | Dependent | None |
| ISHARES RUSSELL 1000 GROWTH ETF | Other | Dependent | $15,001 - $50,000 |
| ISHARES RUSSELL 1000 VALUE ETF | Other | Dependent | $15,001 - $50,000 |
| ISHARES US PFD STOCK ETF | Other | Dependent | $50,001 - $100,000 |
| JCIJohnson Controls International plc Ordinary Share | Stock | Dependent | None |
| JCIJohnson Controls International plc Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| LBRDKLiberty Broadband Corporation - Class C | Stock | Dependent | $1,001 - $15,000 |
| Liberty Interactive Corporation - Series A QVC Group | Other | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Other | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty Media | Other | Dependent | $1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty SiriusXM | Other | Dependent | $1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. | Other | Dependent | $15,001 - $50,000 |
| MCDMcDonald's Corporation | Stock | Dependent | $15,001 - $50,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Dependent | $15,001 - $50,000 |
| National Oilwell Varco, Inc. | Other | Dependent | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Nordstrom, Inc. | Other | Dependent | $1,001 - $15,000 |
| Nordstrom, Inc. | Other | Dependent | $1,001 - $15,000 |
| NVSNovartis AG | Stock | Dependent | $1,001 - $15,000 |
| NOW Inc. | Other | Dependent | $1,001 - $15,000 |
| Nuance Communications, Inc. | Other | Dependent | $1,001 - $15,000 |
| NUENucor Corporation | Stock | Dependent | $1,001 - $15,000 |
| NUVEEN HIGH YIELD MUNICIPAL BOND FUND I | Other | Dependent | $15,001 - $50,000 |
| PNRPentair plc. Ordinary Share | Stock | Dependent | $1,001 - $15,000 |
| PEPPepsico, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Praxair, Inc. | Other | Dependent | $1,001 - $15,000 |
| ROKRockwell Automation, Inc. | Stock | Dependent | $15,001 - $50,000 |
| SLBSchlumberger N.V. | Stock | Dependent | None |
| SCHWAB US DIVID EQUITY | Other | Dependent | None |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Dependent | $1,001 - $15,000 |
| SEMPER MBS TOTAL RETURN FUND CLASS INSTITU | Other | Dependent | $50,001 - $100,000 |
| SPDR BLOOMBERG BARCLAYS HIGH YIELD | Other | Dependent | None |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Dependent | $1,001 - $15,000 |
| TXNTexas Instruments Incorporated | Stock | Dependent | $15,001 - $50,000 |
| TDToronto Dominion Bank | Stock | Dependent | None |
| Twitter, Inc. | Other | Dependent | $1,001 - $15,000 |
| UBS SELECT GOVERNMENT CAPITAL FUND | Other | Dependent | $15,001 - $50,000 |
| UNPUnion Pacific Corporation | Stock | Dependent | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Dependent | $15,001 - $50,000 |
| VFCV.F. Corporation | Stock | Dependent | $1,001 - $15,000 |
| VANGUARD DIVID APPRECIATION ETF | Other | Dependent | None |
| VANGUARD FTSE DEVELOPED MKT ETF | Other | Dependent | $50,001 - $100,000 |
| VANGUARD MID-CAP VALUE ETF | Other | Dependent | $15,001 - $50,000 |
| VANGUARD REIT ETF | Other | Dependent | $15,001 - $50,000 |
| VANGUARD SMALL-CAP ETF | Other | Dependent | $15,001 - $50,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Dependent | $1,001 - $15,000 |
| Weatherford International plc | Other | Dependent | $1,001 - $15,000 |
| WDCWestern Digital Corporation | Stock | Dependent | $1,001 - $15,000 |
| Odyssey Investment Partners Fund IV (Parallel) LP | Other | Member | $500,001 - $1,000,000 |
| Odyssey Investment Partners Fund V (F&F) LP | Other | Member | $250,001 - $500,000 |
| A&Q Masters Fund LLC | Other | Joint | $1,000,001 - $5,000,000 |
| AOSA.O. Smith Corporation | Stock | Joint | None |
| ABMABM Industries Incorporated | Stock | Joint | None |
| ACNAccenture plc Class A Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| ACCESS MIDSTREAM 4.875% Due 05-15-23 | Other | Joint | $15,001 - $50,000 |
| ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | Other | Joint | $15,001 - $50,000 |
| Adecco SA Unsponsored ADR | Other | Joint | $15,001 - $50,000 |
| adidas AG Sponsored ADR | Other | Joint | None |
| ADNTAdient plc Ordinary Shares | Stock | Joint | None |
| ADT CORP NTS B/E 6.250% Due 10-15-21 | Other | Joint | $1,001 - $15,000 |
| ADTADT Corporation | Stock | Joint | None |
| AEGAEGON N.V. | Stock | Joint | $15,001 - $50,000 |
| AERAercap Holdings N.V. Ordinary Shares | Stock | Joint | $15,001 - $50,000 |
| AES CORP NTS B/E 8.000% Due 06-01-20 | Other | Joint | $15,001 - $50,000 |
| Airbus Group Unsponsored ADR | Other | Joint | $50,001 - $100,000 |
| ALASKA ST 5.000% Due 08-01-28 | Other | Joint | $250,001 - $500,000 |
| Alere Inc. | Other | Joint | None |
| Allergan plc Ordinary Shares | Other | Joint | $100,001 - $250,000 |
| Allete, Inc. | Other | Joint | None |
| Alliance Holdings GP, L.P. - Common Units Representing Limited Partner Interests | Other | Joint | $50,001 - $100,000 |
| ALLY FINANCIAL INC B/E 5.125% Due 09-30-24 | Other | Joint | $15,001 - $50,000 |
| ALLY FINANIAL INC NTS 8.000% Due 03-15-20 | Other | Joint | $15,001 - $50,000 |
| AMCAMC Entertainment Holdings, Inc. Class A | Stock | Joint | $15,001 - $50,000 |
| AMERIGAS PARTNER B/E 5.875% Due 08-20-26 | Other | Joint | $15,001 - $50,000 |
| AMSURG CORP NTS B/E 5.625% Due 07-15-22 | Other | Joint | $15,001 - $50,000 |
| APCAnadarko Petroleum Corporation | Stock | Joint | $100,001 - $250,000 |
| ANGEL OAK MULTI-STRATEGY | Other | Joint | None |
| AMAntero Midstream Partners LP Common Units representing limited partner interests | Stock | Joint | $50,001 - $100,000 |
| ANTERO RESOURCES FIN 5.375% Due 11-01-21 | Other | Joint | $50,001 - $100,000 |
| ARAMARK SVCS INC NTS B/E 5.125% Due 01-15-24 | Other | Joint | $15,001 - $50,000 |
| ARIZONA BRD REGT UNIV AZ 5.000% Due 06-01-26 | Other | Joint | $50,001 - $100,000 |
| Astellas Pharma Inc Unsponsored ADR | Other | Joint | None |
| AZNAstrazeneca PLC | Stock | Joint | None |
| Atos Origin SA Unsponsored ADR | Other | Joint | None |
| ADSKAutodesk, Inc. | Stock | Joint | $50,001 - $100,000 |
| AUTONATION INC NTS B/E 5.500% Due 02-01-20 | Other | Joint | $15,001 - $50,000 |
| AVIS BUDGET NOTE RATE 5.50 % MATURES 04/01/2023 | Other | Joint | None |
| BALL CORP NOTE RATE 5.00 % MATURES 03/15/2022 | Other | Joint | None |
| BALL CORP NTS B/E 4.375% Due 12-15-20 | Other | Joint | $15,001 - $50,000 |
| BBVABanco Bilbao Vizcaya Argentaria S.A. | Stock | Joint | $15,001 - $50,000 |
| BancorpSouth, Inc. | Other | Joint | None |
| Barnegat Light Investment Property | Other | Joint | $1,000,001 - $5,000,000 |
| Barnegat Light Investment Property B | Other | Joint | $5,000,001 - $25,000,000 |
| BERRY PLASTICS CORP NTS 5.125% Due 07-15-23 | Other | Joint | $15,001 - $50,000 |
| BHP Billiton plc Sponsored ADR | Other | Joint | $15,001 - $50,000 |
| BIIBBiogen Inc. | Stock | Joint | $100,001 - $250,000 |
| BIRMINGHAM AL COML DEV A 5.500% Due 04-01-41 | Other | Joint | $100,001 - $250,000 |
| BLACKROCK HIGH YIELD | Other | Joint | None |
| Blackstone / GSO Secured Trust Ltd | Other | Joint | $1,000,001 - $5,000,000 |
| BLMNBloomin' Brands, Inc. | Stock | Joint | None |
| BLUE CUBE SPINCO INC NTS 10.000% Due 10-15-25 | Other | Joint | $15,001 - $50,000 |
| BOYD GAMING CORP NTS B/E 6.875% Due 05-15-23 | Other | Joint | $15,001 - $50,000 |
| Broadcom Corporation - Class A | Other | Joint | None |
| AVGOBroadcom Limited - Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| CALIFORNIA ST PUB WKS BR 5.500% Due 11-01-30 | Other | Joint | $100,001 - $250,000 |
| CALPINE CORP NTS B/E 5.750% Due 01-15-25 | Other | Joint | $15,001 - $50,000 |
| CAMDEN CNTY N J IMPT 5.000% Due 01-15-30 | Other | Joint | $250,001 - $500,000 |
| CAMDEN CO NJ IMPT AUTH 5.000% Due 01-15-40 | Other | Joint | $100,001 - $250,000 |
| Cash (UBS unsettled transactions) | Other | Joint | $15,001 - $50,000 |
| CBRE SERVICES INC B/E 5.000% Due 03-15-23 | Other | Joint | $15,001 - $50,000 |
| CBS OUTDOOR AMERICAS 5.625% Due 02-15-24 | Other | Joint | $15,001 - $50,000 |
| CCO HLDGS LLC/CAP CORP 06.500% 043021 | Other | Joint | None |
| CCO HLDGS LLC/CAP CORP 5.750% Due 01-15-24 | Other | Joint | $15,001 - $50,000 |
| CDW LLC / CDW FIN CORP 6.000% Due 08-15-22 | Other | Joint | $15,001 - $50,000 |
| Cedar Fair, L.P. | Other | Joint | $100,001 - $250,000 |
| CELANESE US HOLDINGS LLC RATE 5.875 % MATURES 06/15/2021 | Other | Joint | None |
| CENTENE CORP NTS B/E 05.750% 060117 | Other | Joint | None |
| CENTENE CORP NTS B/E 4.750% Due 05-15-22 | Other | Joint | $15,001 - $50,000 |
| Chase Bank Checking Account | Other | Joint | $1,000,001 - $5,000,000 |
| Chase Bank Savings Account | Other | Joint | $500,001 - $1,000,000 |
| CHATHAMS NJ S/D FSA B/E . /R/ 4.25 071522 DTD 071505 | Other | Joint | None |
| CHEMOURS CO LLC NTS B/E 6.625% Due 05-15-23 | Other | Joint | $15,001 - $50,000 |
| Chemtura Corp. | Other | Joint | None |
| CHESAPEAKE ENERGY CORP NOTE RATE 6.125 % MATURES 02/15/2021 | Other | Joint | None |
| CHICAGO IL O HARE INTL A 5.250% Due 01-01-23 | Other | Joint | $250,001 - $500,000 |
| China Mobile Limited | Other | Joint | None |
| CHS / CMNTY HEALTH SYS 5.125% Due 08-15-18 | Other | Joint | $1,001 - $15,000 |
| CINEMARK INC NOTE RATE 5.125 % MATURES 12/15/2022 | Other | Joint | None |
| CIT GROUP INC RATE 5.00 % MATURES 08/15/2022 | Other | Joint | None |
| CIT GROUP INC RATE 5.25 % MATURES 03/15/2018 | Other | Joint | None |
| Citrix Systems, Inc. | Other | Joint | $50,001 - $100,000 |
| CLEAN HARBORS INC B/E 5.250% Due 08-01-20 | Other | Joint | $15,001 - $50,000 |
| CLEAR CHANNEL WW HLDGS 6.500% Due 11-15-22 | Other | Joint | $15,001 - $50,000 |
| CLEAR CHANNEL WW HLDGS INC NOTE RATE 6.50 % MATURES 11/15/2022 | Other | Joint | None |
| CLIFTON NJ GEN CIFG PREF OID99.626BE/R/ 4.3 080124 | Other | Joint | None |
| CNH INDL CAPITAL L NTS 3.625% Due 04-15-18 | Other | Joint | $15,001 - $50,000 |
| CLColgate-Palmolive Company | Stock | Joint | $100,001 - $250,000 |
| Columbia Pipeline Group, Inc. | Other | Joint | None |
| COLUMBIA SC WTRWKS SWR 5.000% Due 02-01-33 | Other | Joint | $100,001 - $250,000 |
| CMCSAComcast Corporation - Class A | Stock | Joint | $100,001 - $250,000 |
| CommerceHub, Inc. - Series A | Other | Joint | None |
| CommerceHub, Inc. - Series C | Other | Joint | None |
| CMCCommercial Metals Company | Stock | Joint | None |
| COMMUNITY HEALTH SYSTEMS 5.125% Due 08-01-21 | Other | Joint | $15,001 - $50,000 |
| COMMUNITY HEALTH SYSTEMS RATE 7.125 % | Other | Joint | None |
| CONCHO RESOURCES INC B/E 5.500% Due 04-01-23 | Other | Joint | $15,001 - $50,000 |
| CONNECTICUT ST 5.000% Due 01-01-20 | Other | Joint | $250,001 - $500,000 |
| CONNECTICUT ST SP TAX OB 5.000% Due 10-01-33 | Other | Joint | $250,001 - $500,000 |
| CONSOL ENERGY INC 5.875% Due 04-15-22 | Other | Joint | $15,001 - $50,000 |
| CONSTELLATION BRANDS INC 6.000% Due 05-01-22 | Other | Joint | $15,001 - $50,000 |
| CONSUMERS STAPLES SELECT SECTOR SPDR | Other | Joint | $100,001 - $250,000 |
| CONTINENTAL RESOURCES INC NOTE RATE 5.00 % MATURES 09/15/2022 | Other | Joint | None |
| Cree, Inc. | Other | Joint | $15,001 - $50,000 |
| CROWN AMER CAP CORP NTS 4.500% Due 01-15-23 | Other | Joint | $15,001 - $50,000 |
| CROWN AMERICAS B/E 06.250% 020121 DTD080111 | Other | Joint | None |
| CROWN CASTLE INTL CORP NOTE RATE 4.875 % MATURES 04/15/2022 | Other | Joint | None |
| CSC HLDGS INC 7.625% Due 07-15-18 | Other | Joint | $15,001 - $50,000 |
| CSC HLDGS INC NTS 6.750% Due 11-15-21 | Other | Joint | $15,001 - $50,000 |
| CST Brands, Inc. | Other | Joint | None |
| CUYAHOGA CNTY OH SALES T 5.000% Due 12-01-27 | Other | Joint | $250,001 - $500,000 |
| CVSCVS Health Corporation | Stock | Joint | None |
| D R HORTON INC 4.000% Due 02-15-20 | Other | Joint | $15,001 - $50,000 |
| D.R. HORTON INC RATE 5.75 % MATURES 08/15/2023 | Other | Joint | None |
| CBD/B/A Chubb Limited New | Stock | Joint | $100,001 - $250,000 |
| DAVITA HEALTHCARE PARTNE 5.125% Due 07-15-24 | Other | Joint | $15,001 - $50,000 |
| DAVITA INC NTS B/E 5.750% Due 08-15-22 | Other | Joint | $15,001 - $50,000 |
| Dbs Group Holdings Ltd Ord American Depositary Shares | Other | Joint | $15,001 - $50,000 |
| DCP Midstream Partners, LP DCP Midstream Partnership, LP Common Units | Other | Joint | $50,001 - $100,000 |
| Denny's Corporation | Other | Joint | None |
| Deutsche Post AG Sponsored ADR | Other | Joint | $15,001 - $50,000 |
| DBDDiebold Nixdorf Incorporated | Stock | Joint | None |
| Discovery Communications, Inc. - Series A | Other | Joint | $50,001 - $100,000 |
| DISH DBS CORP NTS B/E 5.875% Due 07-15-22 | Other | Joint | $50,001 - $100,000 |
| DISH DBS CORP NTS B/E 7.875% Due 09-01-19 | Other | Joint | $15,001 - $50,000 |
| DNB ASA SPONSORED ADR Representing 10 | Other | Joint | $15,001 - $50,000 |
| DLBDolby Laboratories | Stock | Joint | $15,001 - $50,000 |
| Dominion Midstream Partners, LP Common Units representing Limited Partner Interests | Other | Joint | $50,001 - $100,000 |
| DDominion Resources, Inc. | Stock | Joint | None |
| DORMITORY AUTH OF NY ST 5.000% Due 10-01-24 | Other | Joint | $100,001 - $250,000 |
| DOUBLE LINE TOTAL RETURN | Other | Joint | None |
| DYNEGY INC NOTE RATE 6.75 % MATURES 11/01/2019 | Other | Joint | None |
| DYNEGY INC NTS B/E 5.875% 060123 | Other | Joint | None |
| EONGYE.ON SE Sponsored ADR | Stock | Joint | None |
| SSPE.W. Scripps Company | Stock | Joint | None |
| EGG HARBOR TWP NJ BRD ED 5.500% Due 07-15-22 | Other | Joint | $100,001 - $250,000 |
| EL PASO CORP MW@+50BP 7.000% Due 06-15-17 | Other | Joint | $15,001 - $50,000 |
| EL PASO PIPELINE PART OP 5.000% Due 10-01-21 | Other | Joint | $15,001 - $50,000 |
| Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partners | Other | Joint | $250,001 - $500,000 |
| ENERGY TRANSFER PARTNERS LP RATE 7.50 % MATURES 10/15/2020 | Other | Joint | None |
| Energy Transfer Partners, L.P. ENERGY TRANSFER PARNTERS | Other | Joint | $100,001 - $250,000 |
| Engie Spons ADR | Other | Joint | $15,001 - $50,000 |
| EPDEnterprise Products Partners L.P. | Stock | Joint | $100,001 - $250,000 |
| EQT GP Holdings, LP Common Units representing limited partner interests | Other | Joint | $50,001 - $100,000 |
| EQT Midstream Partners, LP Common Units representing Limited Partner Interests | Other | Joint | $50,001 - $100,000 |
| EQUINIX INC B/E 5.750% Due 01-01-25 | Other | Joint | $15,001 - $50,000 |
| ERICEricsson - ADS each representing 1 underlying Class B share | Stock | Joint | None |
| XOMExxon Mobil Corporation | Stock | Joint | $100,001 - $250,000 |
| Fairchild Semiconductor International, Inc. | Other | Joint | None |
| FEDERATED FLOATING RATE | Other | Joint | None |
| FLEMINGTON RARITAN NJ FGIC B/E /R/ 5 DUE 061528 | Other | Joint | None |
| FLOFlowers Foods, Inc. | Stock | Joint | None |
| FLRFluor Corporation | Stock | Joint | $1,001 - $15,000 |
| FORForestar Group Inc | Stock | Joint | None |
| Fortune Brands Home & Security, Inc. | Other | Joint | None |
| FCXFreeport-McMoRan, Inc. | Stock | Joint | $100,001 - $250,000 |
| FMSFresenius Medical Care AG | Stock | Joint | None |
| FTD Companies, Inc. | Other | Joint | None |
| GLPIGaming and Leisure Properties, Inc. | Stock | Joint | None |
| Gemalto NV Sponsored ADR | Other | Joint | None |
| GNRCGenerac Holdlings Inc. | Stock | Joint | None |
| GENERAL MOTORS FINL CO NOTE RATE 3.25 % MATURES 05/15/2018 | Other | Joint | None |
| Genesee & Wyoming Inc. Class A | Other | Joint | None |
| GENL MOTORS FINL CO INC NOTE RATE 4.25 % MATURES 05/15/2023 | Other | Joint | None |
| GENON ENERGY INC NOTE RATE 9.875 % MATURES 10/15/2020 | Other | Joint | None |
| GLP CAP L P / GLP FING II INC NOTE RATE 4.875 % MATURES 11/01/2020 | Other | Joint | None |
| GOODYEAR TIRE & RUBBER 7.000% Due 05-15-22 | Other | Joint | $15,001 - $50,000 |
| GRAPHIC PACKAGING INTL 4.750% Due 04-15-21 | Other | Joint | $15,001 - $50,000 |
| THGHanover Insurance Group Inc | Stock | Joint | None |
| HARRIS CNTY TX 5.000% Due 10-01-25 | Other | Joint | $100,001 - $250,000 |
| HARRIS CNTY TX 5.000% Due 10-01-26 | Other | Joint | $100,001 - $250,000 |
| HCA INC B/E 5.875% Due 02-15-26 | Other | Joint | $15,001 - $50,000 |
| HCA INC NTS B/E 3.750% Due 03-15-19 | Other | Joint | $15,001 - $50,000 |
| HCA INC RATE 5.00 % MATURES 03/15/2024 | Other | Joint | None |
| HERTZ CORP NOTE RATE 6.25 % MATURES 10/15/2022 | Other | Joint | None |
| HERTZ CORP NTS B/E 6.750% Due 04-15-19 | Other | Joint | $1,001 - $15,000 |
| HDHome Depot, Inc. | Stock | Joint | $100,001 - $250,000 |
| HONEY CREEK IA PARK AUTH FSA RV BE/R/ 5 DUE 060123 | Other | Joint | None |
| HSBCHSBC Holdings, plc. | Stock | Joint | $50,001 - $100,000 |
| HUDSON CNTY NJ CNTY 5.000% Due 09-01-21 | Other | Joint | $100,001 - $250,000 |
| ICAHN ENTERPRISES/FIN 6.000% Due 08-01-20 | Other | Joint | $15,001 - $50,000 |
| IHS Markit Ltd. - Common Shares | Other | Joint | None |
| ITWIllinois Tool Works Inc. | Stock | Joint | None |
| INDIANA ST FIN AUTH 5.000% Due 07-01-19 | Other | Joint | $100,001 - $250,000 |
| INDUSTRIAL SELECT SECTOR SPDR | Other | Joint | $100,001 - $250,000 |
| IFNNYInfineon Technologies AG | Stock | Joint | None |
| INTCIntel Corporation | Stock | Joint | $100,001 - $250,000 |
| INTELSAT JACKSON HLDGS LTD NOTE RATE 7.25 % MATURES 04/01/2019 | Other | Joint | None |
| Intesa Sanpaolo S.P.A. Sponsored ADR | Other | Joint | $1,001 - $15,000 |
| INTL LEASE FIN CORP NTS 8.250% Due 12-15-20 | Other | Joint | $15,001 - $50,000 |
| IVZInvesco Ltd | Stock | Joint | $100,001 - $250,000 |
| IONSIonis Pharmaceuticals, Inc. | Stock | Joint | $50,001 - $100,000 |
| IRON MTN INC B/E 5.750% Due 08-15-24 | Other | Joint | $15,001 - $50,000 |
| ISHARES CORE MSCI EMERGING MARKETS | Other | Joint | $250,001 - $500,000 |
| ISHARES IBOXX $ INVT GRADE | Other | Joint | None |
| ISHARES IBOXX USD HIGH YIELD | Other | Joint | None |
| ISHARES MSCI EAFE ETF | Other | Joint | $250,001 - $500,000 |
| ISHARES RUSSELL 1000 GROWTH | Other | Joint | $250,001 - $500,000 |
| ISHARES RUSSELL 1000 VALUE | Other | Joint | $250,001 - $500,000 |
| ISHARES US PFD STOCK ETF | Other | Joint | None |
| ISTAR FINANCIAL INC NTS 4.000% Due 11-01-17 | Other | Joint | $15,001 - $50,000 |
| ISTAR FINANCIAL INC NTS 5.000% Due 07-01-19 | Other | Joint | $15,001 - $50,000 |
| ISTAR INC NTS B/E 6.500% Due 07-01-21 | Other | Joint | $15,001 - $50,000 |
| ITTITT Inc. | Stock | Joint | None |
| John Bean Technologies Corporation | Other | Joint | None |
| JCIJohnson Controls International plc Ordinary Share | Stock | Joint | None |
| JCIJohnson Controls International plc Ordinary Share | Stock | Joint | $50,001 - $100,000 |
| Julius Baer Group Ltd Unsponsored ADR | Other | Joint | $15,001 - $50,000 |
| KALUKaiser Aluminum Corporation | Stock | Joint | None |
| KRNYKearny Financial | Stock | Joint | None |
| KINDRED HEALTHCARE INC 8.750% Due 01-15-23 | Other | Joint | $15,001 - $50,000 |
| KINETIC CONCEPTS INC NTS 10.500% 110118 | Other | Joint | None |
| KNKnowles Corporation | Stock | Joint | None |
| Komatsu Ltd Ord American Depositary Shares | Other | Joint | $15,001 - $50,000 |
| PHGKoninklijke Philips N.V. NY Registry Shares | Stock | Joint | $15,001 - $50,000 |
| LAMAR MEDIA CORP NTS B/E 5.000% Due 05-01-23 | Other | Joint | $15,001 - $50,000 |
| LEAR CORP NOTE RATE 5.25 % MATURES 01/15/2025 | Other | Joint | None |
| LegacyTexas Financial Group, Inc. | Other | Joint | None |
| LENNAR CORP B/E 4.750% Due 05-30-25 | Other | Joint | $15,001 - $50,000 |
| LENNAR CORP CALL@MW+50BP 4.500% Due 06-15-19 | Other | Joint | $15,001 - $50,000 |
| LEUCADIA NATL CORP B/E 5.500% Due 10-18-23 | Other | Joint | $15,001 - $50,000 |
| LEVEL 3 COMM INC NTS B/E 5.750% Due 12-01-22 | Other | Joint | $15,001 - $50,000 |
| LEVEL 3 FING INC NTS B/E 07.000% 060120 | Other | Joint | None |
| LEVEL 3 FING INC NTS B/E 5.375% Due 05-01-25 | Other | Joint | $15,001 - $50,000 |
| LBRDALiberty Broadband Corporation - Class A | Stock | Joint | $1,001 - $15,000 |
| LBRDKLiberty Broadband Corporation - Class C | Stock | Joint | $15,001 - $50,000 |
| Liberty Expedia Holdings, Inc. - Series A | Other | Joint | None |
| Liberty Interactive Corporation - Series A Liberty Ventures | Other | Joint | $1,001 - $15,000 |
| Liberty Interactive Corporation - Series A QVC Group | Other | Joint | $15,001 - $50,000 |
| Liberty Media Corporation - Series A Liberty Media | Other | Joint | $1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM | Other | Joint | $1,001 - $15,000 |
| BATRKLiberty Media Corporation - Series C Liberty Braves | Stock | Joint | $1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty Media | Other | Joint | $15,001 - $50,000 |
| Liberty Media Corporation - Series C Liberty SiriusXM | Other | Joint | $15,001 - $50,000 |
| Lions Gate Entertainment Corporation Class B Non-Voting Shares | Other | Joint | $1,001 - $15,000 |
| lixil Group Corporation Unsponsored ADR | Other | Joint | None |
| LKQ CORP NTS B/E 4.750% Due 05-15-23 | Other | Joint | $15,001 - $50,000 |
| Long Beach Investment Property | Other | Joint | $50,001 - $100,000 |
| Long Beach Investment Property | Other | Joint | $100,001 - $250,000 |
| LOS ANGELES CA CMNTY COL 5.250% Due 08-01-39 | Other | Joint | $100,001 - $250,000 |
| LTD BRANDS INC NOTE RATE 6.625 % MATURES 04/01/2021 | Other | Joint | None |
| LUBBOCK COUNTY TX GO REF 5.000% Due 02-15-21 | Other | Joint | $100,001 - $250,000 |
| MARKWEST ENERGY NOTE RATE 5.50 % MATURES 02/15/2023 | Other | Joint | None |
| Marsh & McLennan Companies, Inc. | Other | Joint | $100,001 - $250,000 |
| MARYLAND ST HEALTH & HIG 5.000% Due 07-01-29 | Other | Joint | $100,001 - $250,000 |
| MASCO CORP B/E 5.950% Due 03-15-22 | Other | Joint | $15,001 - $50,000 |
| MASS ST GO CONSOL LN 5.000% Due 07-01-25 | Other | Joint | $100,001 - $250,000 |
| Mazda Motor Corp Unsponsored ADR | Other | Joint | $15,001 - $50,000 |
| MCDMcDonald's Corporation | Stock | Joint | $100,001 - $250,000 |
| Media General, Inc. | Other | Joint | None |
| MDTMedtronic plc. Ordinary Shares | Stock | Joint | None |
| MDTMedtronic plc. Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| MGIC INVMT CORP NTS B/E 5.750% Due 08-15-23 | Other | Joint | $15,001 - $50,000 |
| MGM RESORTS INTL NTS B/E 6.750% Due 10-01-20 | Other | Joint | $15,001 - $50,000 |
| MIAMI-DADE CNTY FL AVIA 5.500% Due 10-01-18 | Other | Joint | $50,001 - $100,000 |
| MICRON TECHNOLOGY INC CALL@MW+50BP NOTE RATE 5.875 % | Other | Joint | None |
| MSFTMicrosoft Corporation | Stock | Joint | $100,001 - $250,000 |
| Mitel Networks Corporation - Common Shares | Other | Joint | None |
| Mitsubishi Estate Co Ltd American Depositary Shares | Other | Joint | $15,001 - $50,000 |
| MLPX LP MLP | Other | Joint | $50,001 - $100,000 |
| MONTANA ST DEPT TRANSN R 5.000% Due 06-01-20 | Other | Joint | $100,001 - $250,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR | Other | Joint | $1,001 - $15,000 |
| NASSAU CNTY BE/R/ 5 DUE 100127 DTD 012915 | Other | Joint | None |
| National Oilwell Varco, Inc. | Other | Joint | $15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 6.500% Due 07-01-21 | Other | Joint | $15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 6.500% Due 08-01-18 | Other | Joint | $15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 9.625% Due 05-01-19 | Other | Joint | $15,001 - $50,000 |
| NB Crossroads 2010 Fund - A Asset Allocation LP | Other | Joint | $250,001 - $500,000 |
| NB Diversified Arbitrage Fund II LP | Other | Joint | $1,000,001 - $5,000,000 |
| NB Diversified Arbitrage Fund SPV LLC | Other | Joint | $15,001 - $50,000 |
| NB Strategic Co-Investment Partners II-B LP & Cayman Partners AIV II-B LP | Other | Joint | $250,001 - $500,000 |
| NEW JERSEY ECON DEV AUTH 5.000% Due 06-15-20 | Other | Joint | $250,001 - $500,000 |
| NEW JERSEY ECON DEV AUTH 5.000% Due 06-15-22 | Other | Joint | $100,001 - $250,000 |
| NEW JERSEY ENVIRONMENTAL 4.000% Due 09-01-23 | Other | Joint | $250,001 - $500,000 |
| NEW JERSEY ENVIRONMENTAL 4.000% Due 09-01-23 | Other | Joint | $1,001 - $15,000 |
| NEW JERSEY ENVIRONMENTAL 4.000% Due 09-01-23 | Other | Joint | $15,001 - $50,000 |
| NEW JERSEY HEALTH CARE F 5.000% Due 07-01-31 | Other | Joint | $100,001 - $250,000 |
| NEW JERSEY ST EDL FACS A 5.000% Due 07-01-18 | Other | Joint | $250,001 - $500,000 |
| NEW JERSEY ST EDL FACS A 5.000% Due 07-01-31 | Other | Joint | $100,001 - $250,000 |
| NEW JERSEY ST EDU FAC AU RV SER A FSA B/E/R/ 5 DUE 090116 | Other | Joint | None |
| NEW JERSEY ST TPK AUTH 5.000% Due 01-01-25 | Other | Joint | $100,001 - $250,000 |
| NEW JERSEY ST TPK AUTH SR A RV BE/R/ 5 DUE 010138 | Other | Joint | None |
| NEW JERSEY STATE TAX & 5.000% Due 06-01-20 | Other | Joint | $100,001 - $250,000 |
| NEW JERSEY TRANS TRUST 5.250% Due 12-15-23 | Other | Joint | $50,001 - $100,000 |
| NEW YORK NY FOR PREVIOU 5.000% Due 08-01-24 | Other | Joint | $100,001 - $250,000 |
| NEW YORK ST TWY AUTH ST 5.000% Due 03-15-26 | Other | Joint | $100,001 - $250,000 |
| NEW YORK ST URBAN DEV 5.000% Due 03-15-20 | Other | Joint | $250,001 - $500,000 |
| NextEra Energy Partners, LP Common Units representing limited partner interests | Other | Joint | None |
| NEENextEra Energy, Inc. | Stock | Joint | $100,001 - $250,000 |
| NJ ECO DV UTH SCH FACS 5.000% Due 09-01-23 | Other | Joint | $50,001 - $100,000 |
| NJ ECO DV UTH SCH FACS 5.250% Due 09-01-25 | Other | Joint | $50,001 - $100,000 |
| NJ ST TRANSN TR FD AUTH 5.500% Due 12-15-21 | Other | Joint | $50,001 - $100,000 |
| Nordstrom, Inc. | Other | Joint | $100,001 - $250,000 |
| NWENorthWestern Corporation | Stock | Joint | None |
| NVSNovartis AG | Stock | Joint | $100,001 - $250,000 |
| NVSNovartis AG | Stock | Joint | None |
| NOW Inc. | Other | Joint | $15,001 - $50,000 |
| NRG ENERGY INC NTS B/E 6.625% Due 03-15-23 | Other | Joint | $15,001 - $50,000 |
| Nuance Communications, Inc. | Other | Joint | $1,001 - $15,000 |
| NUENucor Corporation | Stock | Joint | $100,001 - $250,000 |
| Nustar GP Holdings, LLC Units | Other | Joint | $50,001 - $100,000 |
| NUVEEN HIGH YIELD | Other | Joint | None |
| NYS EMPIRE DEV CORP 07A 5.000% Due 01-01-18 | Other | Joint | $100,001 - $250,000 |
| OXYOccidental Petroleum Corporation | Stock | Joint | $1,001 - $15,000 |
| OCEAN CNTY NJ 4.000% Due 08-01-17 | Other | Joint | $250,001 - $500,000 |
| OGSONE Gas, Inc. | Stock | Joint | None |
| OKEONEOK, Inc. | Stock | Joint | $100,001 - $250,000 |
| OSCEOLA CNTY FL TOURIST 5.000% Due 10-01-20 | Other | Joint | $100,001 - $250,000 |
| Panasonic Corporation | Other | Joint | $15,001 - $50,000 |
| PENNSYLVANIA HFA FIN AGY BE/R/ 3 DUE 040116 | Other | Joint | None |
| PENNSYLVANIA ST HIGHER E RV BE/R/ 5 DUE 081535 | Other | Joint | None |
| PNRPentair plc. Ordinary Share | Stock | Joint | $15,001 - $50,000 |
| PEPPepsico, Inc. | Stock | Joint | $100,001 - $250,000 |
| PNC Bank Account | Other | Joint | $1,001 - $15,000 |
| PORT AUTH N Y & N J REV 5.000% Due 07-15-38 | Other | Joint | $100,001 - $250,000 |
| PORT AUTH NY & NJ 5.000% Due 05-01-26 | Other | Joint | $100,001 - $250,000 |
| PORT AUTH NY & NJ 5.000% Due 09-01-28 | Other | Joint | $250,001 - $500,000 |
| POST HLDGS INC NOTE RATE 7.375 % MATURES 02/15/2022 | Other | Joint | None |
| Praxair, Inc. | Other | Joint | $100,001 - $250,000 |
| PFSProvident Financial Services, Inc | Stock | Joint | None |
| PULTEGROUP INC B/E 5.500% Due 03-01-26 | Other | Joint | $15,001 - $50,000 |
| PVH CORP NTS B/E 4.500% Due 12-15-22 | Other | Joint | $15,001 - $50,000 |
| RADIAN GROUP INC NTS B/E 5.500% 060119 | Other | Joint | None |
| RADIAN GROUP INC NTS B/E 7.000% Due 03-15-21 | Other | Joint | $15,001 - $50,000 |
| RANGE RESOURCES CORP NOTE RATE 5.00 % MATURES 03/15/2023 | Other | Joint | None |
| Regal Beloit Corporation | Other | Joint | None |
| RICE ENERGY INC NTS B/E 6.250% Due 05-01-22 | Other | Joint | $15,001 - $50,000 |
| Ritchie Bros. Auctioneers Incorporated | Other | Joint | None |
| RITE AID CORP NTS B/E 6.750% Due 06-15-21 | Other | Joint | $15,001 - $50,000 |
| Roche Holdings AG Basel American Depositary Shares | Other | Joint | None |
| ROKRockwell Automation, Inc. | Stock | Joint | $100,001 - $250,000 |
| ROYAL CARIBBEAN CRUISES 5.250% Due 11-15-22 | Other | Joint | $15,001 - $50,000 |
| Royal DSM NV Sponsored ADR | Other | Joint | $15,001 - $50,000 |
| Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares | Other | Joint | $50,001 - $100,000 |
| Royal KPN N.V. | Other | Joint | $15,001 - $50,000 |
| RUTGER ST UNIV NJ 5.000% Due 05-01-32 | Other | Joint | $50,001 - $100,000 |
| RUTGER ST UNIV NJ 5.000% Due 05-01-39 | Other | Joint | $100,001 - $250,000 |
| RHPRyman Hospitality Properties, Inc. | Stock | Joint | None |
| SABINE PASS LIQUEFACTION 5.625% Due 03-01-25 | Other | Joint | $15,001 - $50,000 |
| SALLY HLDGS LLC NTS B/E 5.750% Due 06-01-22 | Other | Joint | $15,001 - $50,000 |
| SNDKSanDisk Corporation | Stock | Joint | None |
| SBA COMM CORP NTS B/E 4.875% Due 07-15-22 | Other | Joint | $15,001 - $50,000 |
| SLBSchlumberger N.V. | Stock | Joint | None |
| SLBSchlumberger N.V. | Stock | Joint | $50,001 - $100,000 |
| SCHWAB US DIVID EQUITY | Other | Joint | None |
| SEAGATE HDD CAYMAN B/E 4.750% Due 01-01-25 | Other | Joint | $15,001 - $50,000 |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Joint | $100,001 - $250,000 |
| Secom Co Ltd American Depositary Shares | Other | Joint | None |
| Seiko Epson Corp Suwa Unsponsored ADR | Other | Joint | $15,001 - $50,000 |
| SXTSensient Technologies Corporation | Stock | Joint | None |
| Seven & I Holdings Co Ltd Unsponsored ADR | Other | Joint | None |
| Skybridge Multi-Advisor Hedge Fund Portfolio LLC | Other | Joint | $1,000,001 - $5,000,000 |
| SLM CORP CALL@MW+50BP 5.500% Due 01-15-19 | Other | Joint | $15,001 - $50,000 |
| SLMSLM Corporation | Stock | Joint | None |
| SNNSmith & Nephew SNATS, Inc. | Stock | Joint | None |
| Societe Generale France Sponsored ADR | Other | Joint | $15,001 - $50,000 |
| South Jersey Industries, Inc. | Other | Joint | None |
| SOUTHWESTERN ENERGY CO RATE 4.95 % MATURES 01/23/2025 | Other | Joint | None |
| SOWSTN EY STEP UP CALL 5.800% Due 01-23-20 | Other | Joint | $15,001 - $50,000 |
| SPDR BLOOMBERG BARCLAYS HIGH YIELD | Other | Joint | None |
| Spectra Energy Partners, LP Common Units representing Limited Partner Interests (SEP) | Other | Joint | $50,001 - $100,000 |
| Spirit Realty Capital, Inc. | Other | Joint | None |
| SPRINGLEAF FIN CORP NTS 8.250% Due 12-15-20 | Other | Joint | $15,001 - $50,000 |
| SPRINT CAPITAL CORP M-W+25BP RATE 6.875 % MATURES 11/15/2028 | Other | Joint | None |
| SPRINT CORP NTS B/E 11.500% Due 11-15-21 | Other | Joint | $1,001 - $15,000 |
| SPRINT NEXTEL CORP RATE 6.00 % MATURES 11/15/2022 | Other | Joint | None |
| STANDARD PAC CORP NEW 8.375% Due 05-15-18 | Other | Joint | $15,001 - $50,000 |
| Starz - Series A | Other | Joint | None |
| STEEL DYNAMICS INC NTS 5.250% Due 04-15-23 | Other | Joint | $15,001 - $50,000 |
| SPHSuburban Propane Partners, L.P. | Stock | Joint | None |
| SUMMIT MATLS LLC/FIN NTS 6.125% Due 07-15-23 | Other | Joint | $15,001 - $50,000 |
| SUNOCO LP / SUNOCO FIN 5.500% Due 08-01-20 | Other | Joint | $15,001 - $50,000 |
| Synergy Resources Corporation | Other | Joint | None |
| Syngenta AG | Other | Joint | None |
| Synovus Financial Corp. | Other | Joint | None |
| TARGA RESOURCES PARTNERS RATE 5.25 % MATURES 05/01/2023 | Other | Joint | None |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Joint | $100,001 - $250,000 |
| Teekay LNG Partners L.P. | Other | Joint | None |
| TEMPUR SEALY INTL INC 5.500% Due 06-15-26 | Other | Joint | $15,001 - $50,000 |
| TENET HEALTHCARE CORP 4.750% Due 06-01-20 | Other | Joint | $15,001 - $50,000 |
| TENET HEALTHCARE CORP NOTE RATE 8.125 % MATURES 04/01/2022 | Other | Joint | None |
| TESORO LOGISTICS NTS B/E 6.125% Due 10-15-21 | Other | Joint | $15,001 - $50,000 |
| TXNTexas Instruments Incorporated | Stock | Joint | $100,001 - $250,000 |
| THE MEN'S WEARHOUSE INC 7.000% Due 07-01-22 | Other | Joint | $15,001 - $50,000 |
| Time Inc. | Other | Joint | None |
| T-MOBILE US INC NTS B/E 6.125% Due 01-15-22 | Other | Joint | $15,001 - $50,000 |
| T-MOBILE USA INC B/E 6.542% Due 04-28-20 | Other | Joint | $15,001 - $50,000 |
| Toms River Rental Property | Other | Joint | $250,001 - $500,000 |
| TDToronto Dominion Bank | Stock | Joint | None |
| Total S.A. | Other | Joint | $50,001 - $100,000 |
| TOYS R US PRPTY CO II 8.500% 120117 | Other | Joint | None |
| TRI Pointe Group, Inc. | Other | Joint | None |
| TRIBUNE MEDIA CO NTS B/E 5.875% Due 07-15-22 | Other | Joint | $1,001 - $15,000 |
| Twitter, Inc. | Other | Joint | $50,001 - $100,000 |
| Tyco International plc | Other | Joint | None |
| UBS BANK USA DEPOSIT ACCOUNT | Other | Joint | $1,000,001 - $5,000,000 |
| UBS Select Treasury Capital Fund | Other | Joint | $500,001 - $1,000,000 |
| UMBFUMB Financial Corporation | Stock | Joint | None |
| Unibail-Rodamco SE Unsponsored ADR | Other | Joint | None |
| UNPUnion Pacific Corporation | Stock | Joint | $100,001 - $250,000 |
| UNITED RENTALS NA INC 07.375% 051520 | Other | Joint | None |
| UNITED RENTALS NORTH AM 5.750% Due 11-15-24 | Other | Joint | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Joint | $100,001 - $250,000 |
| UNIV HOUSTON TX 5.000% Due 02-15-25 | Other | Joint | $100,001 - $250,000 |
| UEUrban Edge Properties Common Shares of Beneficial Interest | Stock | Joint | None |
| VFCV.F. Corporation | Stock | Joint | $100,001 - $250,000 |
| MTNVail Resorts, Inc. | Stock | Joint | None |
| VANGUARD DIVID | Other | Joint | None |
| VANGUARD FTSE DEVELOPED MKT | Other | Joint | $500,001 - $1,000,000 |
| VANGUARD MID-CAP GROWTH | Other | Joint | $100,001 - $250,000 |
| VANGUARD MID-CAP GROWTH ETF | Other | Joint | $15,001 - $50,000 |
| VANGUARD MID-CAP VALUE | Other | Joint | $100,001 - $250,000 |
| VANGUARD REIT ETF | Other | Joint | None |
| VANGUARD SMALL-CAP | Other | Joint | $250,001 - $500,000 |
| VEREIT INCORP NOTE RATE 4.875 % MATURES 06/01/2026 | Other | Joint | None |
| VEREIT INCORP NTS B/E 4.875% Due 06-01-26 | Other | Joint | $15,001 - $50,000 |
| Verint Systems Inc. | Other | Joint | None |
| VERISIGN INC B/E 4.625% Due 05-01-23 | Other | Joint | $15,001 - $50,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Joint | $50,001 - $100,000 |
| Vista Outdoor Inc. | Other | Joint | None |
| Vivendi SA Unsponsored ADR | Other | Joint | None |
| VODVodafone Group Plc - American Depositary Shares each representing ten Ordinary Shares | Stock | Joint | None |
| WAYNE ST UNIV MI UNIV 5.000% Due 11-15-23 | Other | Joint | $100,001 - $250,000 |
| WAYNE TWP NJ SCH 4.500% Due 07-15-23 | Other | Joint | $250,001 - $500,000 |
| WDCWestern Digital Corporation | Stock | Joint | $50,001 - $100,000 |
| Western Gas Equity Partners, LP Common Units Representing Limited Partner Interests | Other | Joint | $50,001 - $100,000 |
| WESWestern Gas Partners, LP Limited Partner Interests | Stock | Joint | $100,001 - $250,000 |
| WHITING PETROLEUM CORP RATE 5.00 % MATURES 03/15/2019 | Other | Joint | None |
| WILLIAMS COS INC RATE 5.75 % MATURES 06/24/2044 | Other | Joint | None |
| WTFCWintrust Financial Corporation | Stock | Joint | None |
| WISC ST GEN FD APP TAXBL 5.250% Due 05-01-20 | Other | Joint | $100,001 - $250,000 |
| WISCONSIN ST HEALTH & ED 5.000% Due 10-01-27 | Other | Joint | $100,001 - $250,000 |
| WPP plc - American Depositary Shares each representing five Ordinary Shares | Other | Joint | None |
| XHRXenia Hotels & Resorts, Inc. | Stock | Joint | None |
| ZAYO GROUP LLC/ZAYO CPTL 6.000% Due 04-01-23 | Other | Joint | $15,001 - $50,000 |
| ISHARES CORE MSCI EMERGING MARKETS | Other | Member | $100,001 - $250,000 |
| ISHARES RUSSELL 1000 GROWTH | Other | Member | $100,001 - $250,000 |
| ISHARES RUSSELL 1000 VALUE | Other | Member | $100,001 - $250,000 |
| NGGNational Grid Transco, PLC National Grid PLC | Stock | Member | None |
| UBS Bank USA Dep Acct | Other | Member | $1,001 - $15,000 |
| VANGUARD FTSE DEVELOPED MKT | Other | Member | $100,001 - $250,000 |
| VANGUARD MID-CAP GROWTH | Other | Member | $50,001 - $100,000 |
| VANGUARD MID-CAP VALUE | Other | Member | $50,001 - $100,000 |
| VANGUARD SMALL-CAP | Other | Member | $50,001 - $100,000 |
| Tom MacArthur for Congress Inc. | Other | Member | $500,001 - $1,000,000 |
How reports are read: holdings methodology.