Congressional stock trades · Member
Tim Scott
Senator · SC · Republican
No published transactions from periodic transaction reports since 2020. Holdings from 10 annual reports are below.
Current committees: Senate Committee on Banking, Housing, and Urban Affairs; Senate Committee on Finance; Senate Committee on Health, Education, Labor, and Pensions; Senate Committee on Small Business and Entrepreneurship.
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2018 report.
823 assets with a value on the amended report filed 2020-08-13, 96 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Personal Residence - Naples | Other | Joint | $5,000,001 - $25,000,000 |
| Boathouse - Naples | Other | Joint | $100,001 - $250,000 |
| Personal Residence - Montana | Other | Joint | $1,000,001 - $5,000,000 |
| Amount owed to the filer (debtor not shown) | Other | Member | $1,001 - $15,000 |
| Amount owed to the filer (debtor not shown) | Other | Member | $50,001 - $100,000 |
| Alaska ST International Airports Revenue Bond | Bond | Member | None (or less than $1,001) |
| BNY Mellon | Other | Member | $1,000,001 - $5,000,000 |
| Morgan Stanley | Other | Member | None (or less than $1,001) |
| Morgan Stanley | Other | Member | $500,001 - $1,000,000 |
| San Antonio Texas Electric & Gas Revenue Bond | Bond | Member | None (or less than $1,001) |
| Lower Colorado River Auth Texas Rev Bond | Bond | Member | None (or less than $1,001) |
| Metropolitan Transportation Authority of New York Revenue Bond | Bond | Member | None (or less than $1,001) |
| California St Variable Purpose G.O. Bond | Bond | Member | None (or less than $1,001) |
| Metropolitan Washington DC Airports Auth Revenue Bond | Bond | Member | $250,001 - $500,000 |
| Massachusetts Variable Monthly Consolidated Loan Bond | Bond | Member | None (or less than $1,001) |
| Chicago Illinois O'Hare Intl Airport Revenue Bond | Bond | Member | None (or less than $1,001) |
| Texas A&M University Perm Univ Fd Bond | Bond | Member | $250,001 - $500,000 |
| Milwaukee Wisconsin Metro Sewer District Bond | Bond | Member | None (or less than $1,001) |
| California St Public Works Revenue - Cal St Univ Bond | Bond | Member | None (or less than $1,001) |
| Triborough Bridge & Tunnel Auth New York Revenue Bond | Bond | Member | None (or less than $1,001) |
| Massaschusetts Water Res Auth Revenue Bond | Bond | Member | $100,001 - $250,000 |
| California State G.O. Bond | Bond | Member | None (or less than $1,001) |
| New York City NY Transition Fin Auth Bldg Revenue Bond | Bond | Member | $250,001 - $500,000 |
| York County South Carolina Water & Sewer Revenue Bond | Bond | Member | None (or less than $1,001) |
| Canadian River Texas Muni Water Auth Revenue Bond | Bond | Member | $250,001 - $500,000 |
| Grand Prairie Texas Independent School District Bond | Bond | Member | None (or less than $1,001) |
| Massachusetts State Dev Fin Agency Revenue Bond | Bond | Member | $100,001 - $250,000 |
| Port of Seattle Washington Revenue Bond | Bond | Member | None (or less than $1,001) |
| New York State Urban Dev Corp Revenue Bond | Bond | Member | None (or less than $1,001) |
| Las Vegas Valley Nevada Water District Bond | Bond | Member | $250,001 - $500,000 |
| Washington State Motor Vehicle Fuel Tax G.O. Bond | Bond | Member | $100,001 - $250,000 |
| Lower Alabama Gas Project Revenue Bond | Bond | Member | $100,001 - $250,000 |
| Salt River Proj Agric Power District Ariz Elec System Revenue Bond | Bond | Member | $500,001 - $1,000,000 |
| North Texas Tollway Authority Revenue Bond | Bond | Member | None (or less than $1,001) |
| Connecticut State Spec Tax Revenue Bond | Bond | Member | $100,001 - $250,000 |
| Chicago Illinois Met Water Reclamation District Bond | Bond | Member | $500,001 - $1,000,000 |
| Indiana Municipal Power Agency Power Supply System Revenue Bond | Bond | Member | None (or less than $1,001) |
| New Mexico Mun Egy Acquisition Auth Gas Supply Revenue Bond | Bond | Member | None (or less than $1,001) |
| Black Belt Energy Gas Dist Ala Gas Supply Revenue Bond | Bond | Member | None (or less than $1,001) |
| California State G.O. Bond | Bond | Member | None (or less than $1,001) |
| Neuberger Berman | Other | Member | None (or less than $1,001) |
| ARLPAlliance Resource Partners, L.P. | Stock | Member | None (or less than $1,001) |
| AMAntero Midstream Corporation | Stock | Member | None (or less than $1,001) |
| Cedar Fair, L.P. | Stock | Member | None (or less than $1,001) |
| Dominion Energy Midstream Partners, LP | Stock | Member | None (or less than $1,001) |
| Energy Transfer Equity, L.P. | Stock | Member | None (or less than $1,001) |
| EPDEnterprise Products Partners L.P. | Stock | Member | None (or less than $1,001) |
| EQGP Holdings, LP | Stock | Member | None (or less than $1,001) |
| EQM Midstream Partners, LP | Stock | Member | $50,001 - $100,000 |
| NextEra Energy Partners, LP | Stock | Member | None (or less than $1,001) |
| CWENClearway Energy, Inc. | Stock | Member | None (or less than $1,001) |
| OKEONEOK, Inc. | Stock | Member | None (or less than $1,001) |
| SRESempra Energy | Stock | Member | None (or less than $1,001) |
| TRGPTarga Resources Corp. | Stock | Member | None (or less than $1,001) |
| WESWestern Midstream Partners, LP | Stock | Member | None (or less than $1,001) |
| WMBThe Williams Companies, Inc. | Stock | Member | None (or less than $1,001) |
| Wireless Telecom Group, Inc. | Stock | Member | $500,001 - $1,000,000 |
| AG Energy Partners II, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| AG Super Fund, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| CAI Partners and Company IV L.P. | Other | Member | $500,001 - $1,000,000 |
| Canyon Laurel Fund L.P. | Other | Member | $500,001 - $1,000,000 |
| Fortress Secured Lending Fund I (A) LP | Other | Member | $500,001 - $1,000,000 |
| OVO Fund II, LLC | Other | Member | $50,001 - $100,000 |
| Vestar Executive V, LP / Vestar Executives IV, LP / Vestar - AIV Holdings B, LP | Other | Member | $50,001 - $100,000 |
| Dallas Texas Performing Arts Muni Bond | Bond | Member | None (or less than $1,001) |
| Derry Township Pennsylvania Indl & Commercial Dev Revenue Bond | Bond | Member | None (or less than $1,001) |
| Dutchess County New York Indl Dev Agency Revenue Bond | Bond | Member | None (or less than $1,001) |
| Houston Texas Utility Sys Revenue Bond | Bond | Member | None (or less than $1,001) |
| Illinois State Financial Auth Revenue Bond | Bond | Member | None (or less than $1,001) |
| Iowa Higher Ed LN Auth Revenue Bond | Bond | Member | None (or less than $1,001) |
| King County Washington Hsg Auth Var-Ref-Pooled Bond | Bond | Member | None (or less than $1,001) |
| Massachusetts State Health & Educational Facilities Revenue Bond | Bond | Member | None (or less than $1,001) |
| Mississippi State Business Finance Corp Gulf Opportunity Zone Bond | Bond | Member | None (or less than $1,001) |
| Missouri State Health & Educational Facilities Revenue Bond | Bond | Member | None (or less than $1,001) |
| Montgomery County Tennessee Public Bldg Auth Revenue Bond | Bond | Member | None (or less than $1,001) |
| New York City NY Muni Bond | Bond | Member | None (or less than $1,001) |
| New York City NY Hsg Dev Corp Multifamily Rent Revenue Bond | Bond | Member | None (or less than $1,001) |
| New York City NY Transition Fin Auth Bldg Revenue Bond | Bond | Member | None (or less than $1,001) |
| New York City NY Muni Water Fin Auth Wtr & Sewer Revenue Bond | Bond | Member | None (or less than $1,001) |
| New York State Dorm Auth Revenue Bond | Bond | Member | None (or less than $1,001) |
| New York State Hsg Fin Agy Revenue Bond | Bond | Member | None (or less than $1,001) |
| Pennsylvania State Public School Building Muni Bond | Bond | Member | None (or less than $1,001) |
| Beacon NY BANS Bond | Bond | Member | None (or less than $1,001) |
| Charleston County South Carolina School District Muni Bond | Bond | Member | None (or less than $1,001) |
| Hingham Massachusetts BANS Bond | Bond | Member | None (or less than $1,001) |
| Arizona ST Health Facilities Auth Revenue Bond | Bond | Member | None (or less than $1,001) |
| El Dorado California Irrigation District Revenue Bond | Bond | Member | None (or less than $1,001) |
| Ohio ST G.O. Bond | Bond | Member | None (or less than $1,001) |
| Delaware Valley PA Regional Financial Revenue Bond | Bond | Member | None (or less than $1,001) |
| Richland County South Carolina School Dist #1 Bond | Bond | Member | None (or less than $1,001) |
| Clarksville Tennessee Public Building Authority Municipal Bond | Bond | Member | None (or less than $1,001) |
| Gallatin Tennessee Water & Sewer Revenue Bond | Bond | Member | None (or less than $1,001) |
| Houston Texas Independent School District Ltd Tax-Schoolhouse Bond | Bond | Member | None (or less than $1,001) |
| Wisconsin ST Environmental Impact Fund Revenue Bond | Bond | Member | None (or less than $1,001) |
| Ramsey New Jersey School Dist Ref Bond | Bond | Member | None (or less than $1,001) |
| Collin County Texas G.O. Bond | Bond | Member | None (or less than $1,001) |
| El Paso Texas Independent School District Utility Tax Bond | Bond | Member | None (or less than $1,001) |
| Richardson Texas Independent School District Building Bond | Bond | Member | None (or less than $1,001) |
| Lexington Massachusetts BANS Bond | Bond | Member | None (or less than $1,001) |
| Beaufort County South Carolina School District Bond | Bond | Member | None (or less than $1,001) |
| Lexington County South Carolina School District No. 1 Bond | Bond | Member | None (or less than $1,001) |
| Massachusetts State G.O. Bond | Bond | Member | None (or less than $1,001) |
| Seattle Washington Muni Bond | Bond | Member | None (or less than $1,001) |
| Union County New Jersey Muni Bond | Bond | Member | None (or less than $1,001) |
| California St G.O. Bond | Bond | Member | None (or less than $1,001) |
| San Antonio Texas Electric & Gas Revenue Bond | Bond | Member | None (or less than $1,001) |
| Park City Utah Sales Tax Revenue | Bond | Member | None (or less than $1,001) |
| Alpine Utah School District Building Bond | Bond | Member | None (or less than $1,001) |
| Cleveland Ohio Waterworks Revenue Bond | Bond | Member | None (or less than $1,001) |
| Texas State Transportation - Commn Muni Bond | Bond | Member | None (or less than $1,001) |
| Grand Rapids Michigan Sanitn Sewer System Bond | Bond | Member | None (or less than $1,001) |
| Metropolitan Government of Nashville & Davidson Muni Bond | Bond | Member | None (or less than $1,001) |
| Pennsylvania State Univ Bond | Bond | Member | None (or less than $1,001) |
| Ohio State Higher Educational Facilities Commission Revenue Bond | Bond | Member | None (or less than $1,001) |
| Louisville & Jefferson County Kentucky Met Govt Health Facilities Revenue Bond | Bond | Member | None (or less than $1,001) |
| Massachusetts State Water Pollution Abatement Bond | Bond | Member | None (or less than $1,001) |
| Clark-Shawnee Ohio Local Sch District BANS Bond | Bond | Member | None (or less than $1,001) |
| Ithaca City New York Muni Bond | Bond | Member | None (or less than $1,001) |
| Minnesota Public Facilities Auth Clean Water Muni Bond | Bond | Member | None (or less than $1,001) |
| S C Association of Govt Organization Cops Bond | Bond | Member | None (or less than $1,001) |
| Windsor Locks Connecticut BANS Bond | Bond | Member | None (or less than $1,001) |
| New York St Local Govt Assistance Bond | Bond | Member | None (or less than $1,001) |
| New York Sr Tollway Auth Svc Contract Muni Bond | Bond | Member | None (or less than $1,001) |
| Albany County NY BANS Bond | Bond | Member | None (or less than $1,001) |
| Somerville Massachusetts BANS Bond | Bond | Member | None (or less than $1,001) |
| Williamsville New York Central School District BANS Bond | Bond | Member | None (or less than $1,001) |
| Georgetown County South Carolina School District Muni Bond | Bond | Member | None (or less than $1,001) |
| Rochester NY BANS Bond | Bond | Member | None (or less than $1,001) |
| Westborough Massachusetts BANS Bond | Bond | Member | None (or less than $1,001) |
| Union Township Ohio BANS Bond | Bond | Member | None (or less than $1,001) |
| City of Quincy Massachusetts BANS Bond | Bond | Member | None (or less than $1,001) |
| Spartanburg County School District No. 7T BANS Bond | Bond | Member | None (or less than $1,001) |
| District of Columbia Hospital Revenue Bond - Childrens Hosp | Bond | Member | None (or less than $1,001) |
| E Baton Rouge Parish Louisiana Muni Bond | Bond | Member | None (or less than $1,001) |
| Lancaster County PA Ho Muni Bond | Bond | Member | None (or less than $1,001) |
| Briarwood Capital Partners LP | Other | Member | $1,000,001 - $5,000,000 |
| Canyon Balanced Fund, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| Oregon St Health & Science Muni Bond | Bond | Member | None (or less than $1,001) |
| University of Michigan Univ Bond | Bond | Member | None (or less than $1,001) |
| Elliott Associates, L.P. | Other | Member | $5,000,001 - $25,000,000 |
| Engine Capital, LP | Other | Member | $1,000,001 - $5,000,000 |
| Highline Capital Partners QP, LP | Other | Member | $1,000,001 - $5,000,000 |
| Mendon Capital QP LP | Other | Member | $1,000,001 - $5,000,000 |
| Moab Partners, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| Nokomis Capital Partners, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| Overlook 3G Investments, L.P. | Other | Member | $250,001 - $500,000 |
| Overlook Partners Fund, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| GOOGLAlphabet Inc. | Stock | Member | None (or less than $1,001) |
| AAPLApple Inc. | Stock | Member | None (or less than $1,001) |
| GILDGilead Sciences, Inc. | Stock | Member | None (or less than $1,001) |
| MSFTMicrosoft Corporation | Stock | Member | None (or less than $1,001) |
| ABTAbbott Laboratories | Stock | Member | None (or less than $1,001) |
| UTGReaves Utility Income Fund | Fund | Member | None (or less than $1,001) |
| BACBank of America Corporation | Stock | Member | None (or less than $1,001) |
| CCitigroup Inc. | Stock | Member | None (or less than $1,001) |
| CCICrown Castle International Corp. (REIT) | Stock | Member | None (or less than $1,001) |
| Goldman Sachs U.S. Equity Dividend and Premium Fun | Fund | Member | None (or less than $1,001) |
| HASIHannon Armstrong Sustainable Infrastructure Capita | Stock | Member | None (or less than $1,001) |
| iShares Select Dividend ETF | Fund | Member | None (or less than $1,001) |
| iShares MSCI Japan ETF | Fund | Member | None (or less than $1,001) |
| KEYKeyCorp | Stock | Member | None (or less than $1,001) |
| LMTLockheed Martin Corporation | Stock | Member | None (or less than $1,001) |
| PNCThe PNC Financial Services Group, Inc. | Stock | Member | None (or less than $1,001) |
| Raytheon Company | Stock | Member | None (or less than $1,001) |
| Invesco Aerospace & Defense ETF | Fund | Member | None (or less than $1,001) |
| Invesco KBW Bank ETF | Fund | Member | None (or less than $1,001) |
| CommScope Holding Company, Inc. | Stock | Member | None (or less than $1,001) |
| AMATApplied Materials, Inc. | Stock | Member | None (or less than $1,001) |
| Mitsubishi UFJ Financial Group Inc. - MTU | Other | Member | None (or less than $1,001) |
| GLDSPDR Gold Shares | Fund | Member | None (or less than $1,001) |
| Taiwan Semiconductor Mfg Co. - TSM | Other | Member | None (or less than $1,001) |
| Rimrock High Income Plus (QP) Fund, L.P. | Other | Member | $1,000,001 - $5,000,000 |
| GMO Quality Fund Class III | Fund | Member | None (or less than $1,001) |
| Pershing Advisor Solutions - BNY Mellon | Other | Member | $1,000,001 - $5,000,000 |
| Dreyfus - BNY Mellon | Other | Member | None (or less than $1,001) |
| Metropolitan Transportation Auth NY Revenue Bond | Bond | Member | None (or less than $1,001) |
| Wisconsin ST Health and Edl Facilities Auth Revenue Bond | Bond | Member | None (or less than $1,001) |
| Los Angeles County Trans. Ser Bond | Bond | Member | None (or less than $1,001) |
| Chicago Illinois O'Hare Intl Airport Revenue Bond | Bond | Member | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Member | $100,001 - $250,000 |
| Amount owed to the filer (debtor not shown) | Other | Member | $1,000,001 - $5,000,000 |
| Amount owed to the filer (debtor not shown) | Other | Member | $1,000,001 - $5,000,000 |
| Amount owed to the filer (debtor not shown) | Other | Member | $500,001 - $1,000,000 |
| Ancora Catalyst SPV I L.P. | Other | Member | $15,001 - $50,000 |
| Valterra Products Holdings, LLC | Other | Member | $5,000,001 - $25,000,000 |
| VCA TCG Holdings, LLC | Other | Member | $1,000,001 - $5,000,000 |
| Mosquito Control Services, LLC | Other | Member | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Member | $500,001 - $1,000,000 |
| VSS Structured Capital III, L.P. | Other | Member | $250,001 - $500,000 |
| U.S. Treasury Bill 10/11/2018 | Bond | Member | None (or less than $1,001) |
| U.S. Treasury Note 10/18/2018 | Bond | Member | None (or less than $1,001) |
| S&S Family Entertainment LLC | Other | Member | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Member | $500,001 - $1,000,000 |
| S&S Family Entertainment LLC | Other | Member | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Member | $500,001 - $1,000,000 |
| Pershing Advisor Solutions | Other | Member | $1,001 - $15,000 |
| Gainline Equity Fund LP | Other | Member | $1,000,001 - $5,000,000 |
| Bank of America NA | Other | Member | $100,001 - $250,000 |
| Continental Structural Plastics Inc. | Other | Member | None (or less than $1,001) |
| Pharmaca Integrative Pharmacy, Inc. | Other | Member | $250,001 - $500,000 |
| Emida Corporation | Other | Member | $15,001 - $50,000 |
| Airplane | Other | Member | $5,000,001 - $25,000,000 |
| Morgan Stanley | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Arizona ST Health Facilities Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Energy Northwest Wash Elec Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Glynn-Brunswick Memorial Hospital Auth Georgia Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Maryland State Dept of Transportation Mun Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts State Dev Fin Agency Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Metropolitan Washington DC Airports Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New Jersey State Transportation Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| North Carolina ST Cap Impt Ltd Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| S C Association of Govt Organization Cops Bond | Bond | Spouse | None (or less than $1,001) |
| Toms River New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| University of Michigan Univ Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Valdez Alaska Marine Terminal Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| City of Attleboro Massachusetts Mun Bond | Bond | Spouse | None (or less than $1,001) |
| Bergen County New Jersey Antic Nts Bond | Bond | Spouse | None (or less than $1,001) |
| East Hanover Township New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Essex County New Jersey BAN Bond | Bond | Spouse | None (or less than $1,001) |
| Freehold Township New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Galway New York Central School Dist BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Town of Grand Island New York BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Guttenberg New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Henry County Georgia School Dist General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Hudson County New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| County of Merrimack New Hampshire Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Montclair Township New Jersey General Obligation BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Village of Mount Kisco BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Ocean City New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Passaic County New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Queensbury New York Union Free Sch Dist BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Town of Towanda New York BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Valley Central School Dist New York Montgomery General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Wichita Kansas Temp Nts Bond | Bond | Spouse | None (or less than $1,001) |
| Willoughby Ohio General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Alaska ST International Airports Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Athens-Clarke County Georgia Unif University Georgia Athletic Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Delaware Valley PA Regional Financial Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Fairfax County VA Econ Dev Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Illinois State Financial Auth Revenue Bond - University of Chicago Med | Bond | Spouse | None (or less than $1,001) |
| Illinois ST Health Facs Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Indiana ST Fin Auth Environmental Bond | Bond | Spouse | None (or less than $1,001) |
| Jackson County Mississippi Pollution Control Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Montgomery County Tennessee Public Bldg Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Montgomery County Tennessee Public Bldg Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Hsg Dev Corp Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York ST Hsg Fin Agy Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Triborough NY Bridge & Tunnel Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Triborough NY Bridge & Tunnel Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| BNY Mellon | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Massachusetts State G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Guilford Connecticut BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Central Islip NY Union Free School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Kent Ohio BANS Bond | Bond | Spouse | None (or less than $1,001) |
| East Hampton Town New York BANS Bond | Bond | Spouse | None (or less than $1,001) |
| County of Loudoun Virginia Public Impact Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Framingham Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Lexington Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Cleveland-Cuyahoga County Ohio - Cleveland Museum Art Project Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts Bay MA Transportation Bond | Bond | Spouse | None (or less than $1,001) |
| Campbell CA Union High School District Bond | Bond | Spouse | None (or less than $1,001) |
| University of Utah Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Rochester New York G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Westborough Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Texas State Bond | Bond | Spouse | None (or less than $1,001) |
| Union Township Ohio Tax & Rev Antic Nts Bond | Bond | Spouse | None (or less than $1,001) |
| Essex County New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Arizona State Ctfs Partn Cops Bond | Bond | Spouse | None (or less than $1,001) |
| Arizona State Cops - Department of Administration | Bond | Spouse | None (or less than $1,001) |
| Maryland ST - State and Local Facilities LN Bond | Bond | Spouse | None (or less than $1,001) |
| Milford Connecticut BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Brookfield Connecticut BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Michigan State Trunk Line Bond | Bond | Spouse | None (or less than $1,001) |
| Spartanburg County School District No. 7T BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Akron Ohio Income Tax Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York ST Dorm Auth Bond | Bond | Spouse | None (or less than $1,001) |
| City of Worcester Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Virginia ST Clg Bldg Auth - 21st Century Clg & Equip Program Bond | Bond | Spouse | None (or less than $1,001) |
| North Middlesex Massachusetts Regional School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Richland County South Carolina BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Baltimore County Maryland BANS Bond | Bond | Spouse | None (or less than $1,001) |
| New Bedford Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| County of Middlesex New Jersey Bond | Bond | Spouse | None (or less than $1,001) |
| Williamsville New York Central School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Kenmore-Tonawanda Union Free School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Mesa Arizona G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Washington State Variable Purpose Bond | Bond | Spouse | None (or less than $1,001) |
| Harris County Texas Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Western Boone In Multi-Sch Bldg Bond | Bond | Spouse | None (or less than $1,001) |
| Long Island Power Authority NY Elec Sys G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| University of Houston Texas University Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Crowley Texas Independent School District Bldg Bond | Bond | Spouse | None (or less than $1,001) |
| Montana ST Board of Investment | Bond | Spouse | None (or less than $1,001) |
| Chippewa Falls Area Un Bond | Bond | Spouse | None (or less than $1,001) |
| Wireless Telecom Group, Inc. | Stock | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | $100,001 - $250,000 |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | $500,001 - $1,000,000 |
| AAPLApple Inc. | Stock | Spouse | $100,001 - $250,000 |
| ABTAbbott Laboratories | Stock | Spouse | $50,001 - $100,000 |
| AEMAgnico Eagle Mines Limited | Stock | Spouse | $15,001 - $50,000 |
| APCAnadarko Petroleum Corporation | Stock | Spouse | $15,001 - $50,000 |
| BACBank of America Corporation | Stock | Spouse | $50,001 - $100,000 |
| CCitigroup Inc. | Stock | Spouse | None (or less than $1,001) |
| CCICrown Castle International Corp. (REIT) | Stock | Spouse | $50,001 - $100,000 |
| BRK.BBerkshire Hathaway Inc. | Stock | Spouse | $15,001 - $50,000 |
| CSCOCisco Systems, Inc. | Stock | Spouse | $15,001 - $50,000 |
| CommScope Holding Company, Inc. | Stock | Spouse | None (or less than $1,001) |
| CVXChevron Corporation | Stock | Spouse | None (or less than $1,001) |
| iShares Select Dividend ETF | Fund | Spouse | $50,001 - $100,000 |
| EMREmerson Electric Co. | Stock | Spouse | None (or less than $1,001) |
| EPDEnterprise Products Partners L.P. | Stock | Spouse | $100,001 - $250,000 |
| Cedar Fair, L.P. | Stock | Spouse | $100,001 - $250,000 |
| GILDGilead Sciences, Inc. | Stock | Spouse | $50,001 - $100,000 |
| GLDSPDR Gold Shares | Fund | Spouse | $50,001 - $100,000 |
| GOOGLAlphabet Inc. | Stock | Spouse | $50,001 - $100,000 |
| Goldman Sachs U.S. Equity Dividend and Premium Fun | Fund | Spouse | None (or less than $1,001) |
| HASIHannon Armstrong Sustainable Infrastructure Capita | Stock | Spouse | None (or less than $1,001) |
| Hill International, Inc. | Stock | Spouse | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Spouse | $50,001 - $100,000 |
| Invesco KBW Bank ETF | Fund | Spouse | $100,001 - $250,000 |
| KEMET Corporation | Stock | Spouse | None (or less than $1,001) |
| KEYKeyCorp | Stock | Spouse | None (or less than $1,001) |
| KraneShares CSI China Internet ETF | Fund | Spouse | $15,001 - $50,000 |
| LMTLockheed Martin Corporation | Stock | Spouse | $15,001 - $50,000 |
| Magellan Midstream Partners, L.P. | Stock | Spouse | $50,001 - $100,000 |
| MGMMGM Resorts International | Stock | Spouse | None (or less than $1,001) |
| MSFTMicrosoft Corporation | Stock | Spouse | $50,001 - $100,000 |
| PNCThe PNC Financial Services Group, Inc. | Stock | Spouse | None (or less than $1,001) |
| Invesco Aerospace & Defense ETF | Fund | Spouse | $50,001 - $100,000 |
| Raytheon Company | Stock | Spouse | $15,001 - $50,000 |
| SLViShares Silver Trust | Fund | Spouse | $15,001 - $50,000 |
| VICIVICI Properties Inc. | Stock | Spouse | $50,001 - $100,000 |
| Taiwan Semiconductor Mfg Co. - TSM | Other | Spouse | None (or less than $1,001) |
| UTGReaves Utility Income Fund | Fund | Spouse | $50,001 - $100,000 |
| WESWestern Midstream Partners, LP | Stock | Spouse | $15,001 - $50,000 |
| XOMExxon Mobil Corporation | Stock | Spouse | $15,001 - $50,000 |
| iShares MSCI Japan ETF | Fund | Spouse | None (or less than $1,001) |
| Mitsubishi UFJ Financial Group Inc. - MTU | Other | Spouse | None (or less than $1,001) |
| WMBThe Williams Companies, Inc. | Stock | Spouse | None (or less than $1,001) |
| AG Energy Partners II, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| AG Super Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Ancora Catalyst SPV I L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Canyon Laurel Fund L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Fortress Secured Lending Fund I (A) LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| OVO Fund II, LLC | Other | Spouse | $100,001 - $250,000 |
| VSS Structured Capital III, L.P. | Other | Spouse | $500,001 - $1,000,000 |
| California Pollution Control Authority Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts ST Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Mississippi Business Fin Corp Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Missouri ST Health & Educational Facs Auth Bond | Bond | Spouse | None (or less than $1,001) |
| Charleston County South Carolina School District Muni Bond | Bond | Spouse | None (or less than $1,001) |
| New York NY Variable G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Transition Fin Auth Bldg Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Muni Water FinAuth Bond | Bond | Spouse | None (or less than $1,001) |
| New York St Hsg Fin Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Triborough Bridge & Tunnel Auth New York Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Ohio ST G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| East Baton Rouge Parish Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Gallatin Tennessee Water & Sewer Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Houston Texas Independent School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| King County Washington Hsg Auth Var-Ref-Pooled Bond | Bond | Spouse | None (or less than $1,001) |
| Wisconsin State Environmental Impact Fund Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Wisconsin State Health Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Briarwood Capital Partners LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Canyon Balanced Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Engine Capital, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Highline Capital Partners QP, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Mendon Capital QP LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Moab Partners, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Nokomis Capital Partners, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Overlook Partners Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Rimrock High Income Plus (QP) Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Iowa Higher Ed LN Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Richardson Texas Independent School District Building Bond | Bond | Spouse | None (or less than $1,001) |
| Lexington Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Portsmouth New Hampshire Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Hingham Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Albany County NY BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Beacon NY BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Bristol CT BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Somerville Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Williamsville New York Central School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Plymouth Massachusetts Muni Bond | Bond | Spouse | None (or less than $1,001) |
| City of Quincy Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Colorado State General Fund Revenue TANS Bond | Bond | Spouse | None (or less than $1,001) |
| Middle Country NY Central School District Bond | Bond | Spouse | None (or less than $1,001) |
| B. Riley Financial, Inc. | Stock | Spouse | $15,001 - $50,000 |
| GMO Quality Fund Class III | Fund | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Bill 7/19/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 7/12/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 08/02/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 08/09/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Note 12/31/2019 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Note 06/30/2019 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Note 06/30/2020 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Note 02/28/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 03/31/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 06/30/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 07/31/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 08/15/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 09/30/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 10/15/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 11/15/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 11/30/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 12/15/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 12/31/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 01/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 01/31/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 02/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 02/29/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 03/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 03/31/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 04/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 04/30/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 05/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 05/31/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 06/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 06/30/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 07/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 07/31/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Private Colleges and Universities | Bond | Spouse | None (or less than $1,001) |
| Gainline Equity Fund LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Bank of America NA | Other | Spouse | $100,001 - $250,000 |
| Continental Structural Plastics Inc. | Other | Spouse | None (or less than $1,001) |
| Morgan Stanley | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Clarksville Tennessee Public Building Authority Municipal Bond | Bond | Spouse | None (or less than $1,001) |
| Clarksville Tennessee Public Building Authority Municipal Bond | Bond | Spouse | None (or less than $1,001) |
| E Baton Rouge Parish Louisiana Dev Brd Inc. Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Maryland State Hlth & Higher Educational Facilities Revenue Bond - Univ MD Med Sys | Bond | Spouse | None (or less than $1,001) |
| Montgomery County Tennessee Public Bldg Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Montgomery County Tennessee Public Bldg Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Muni Water Fin Auth Wtr & Sewer Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Muni Water Fin Auth Wtr & Sewer Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Muni Water Fin Auth Wtr & Sewer Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York ST Dorm Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Wisconsin ST Health & Educational Facilities Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| BNY Mellon | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Guilford Connecticut BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Katy Independent School District Bond | Bond | Spouse | None (or less than $1,001) |
| Rochester Minnesota Health Care Facilities Bond | Bond | Spouse | None (or less than $1,001) |
| District of Columbia Hospital Revenue Bond - Childrens Hosp | Bond | Spouse | None (or less than $1,001) |
| Georgia State G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Gilbert Arizona Public Facilities Muni Property Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts Bay MA Transportation Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts State G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Rochester NY BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Westborough Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Texas State G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| North Texas ST Muni Water Dist Bond | Bond | Spouse | None (or less than $1,001) |
| Essex County New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| City of Quincy Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Arizona State Ctfs Partn Cops Bond | Bond | Spouse | None (or less than $1,001) |
| Wichita Kansas Temp Nts Bond | Bond | Spouse | None (or less than $1,001) |
| Pittsfield Massachusetts G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Milford Connecticut BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Louisville & Jefferson County Kentucky Met Swr Dist Swr & Drain Sys BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Cohasset Massachusetts Mun Purp LN Bond | Bond | Spouse | None (or less than $1,001) |
| Houston Texas Utility Sys Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Spartanburg County School District No. 7T BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Minneapolis Minnesota G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Akron Ohio Income Tax Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York ST Dorm Auth General Purpose Bond | Bond | Spouse | None (or less than $1,001) |
| Oregon Education Districts Short Term Cops Bond | Bond | Spouse | None (or less than $1,001) |
| Gwinnett County Georgia School District Sales Tax Bond | Bond | Spouse | None (or less than $1,001) |
| Richland County South Carolina BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Baltimore County Maryland BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Virginia ST Public Sch Auth Bond | Bond | Spouse | None (or less than $1,001) |
| Hamilton Twp New Jersey Mercer County BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Town of Dover New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| County of Middlesex New Jersey Bond | Bond | Spouse | None (or less than $1,001) |
| Williamsville New York Central School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Marlborough Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Town of Plymouth Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Town of Boxford Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts ST Dev Fin Agyre Bond | Bond | Spouse | None (or less than $1,001) |
| Intermountain Pwr Agy Utah Power Sys Bond | Bond | Spouse | None (or less than $1,001) |
| Long Island Power Authority NY Elec Sys G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| University of Houston Texas University Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts ST Hlth & Education - Massachusetts Institute Technology Bond | Bond | Spouse | None (or less than $1,001) |
| Southern Columbia Pennsylvania Area School District Bond | Bond | Spouse | None (or less than $1,001) |
| Montana ST Board of Investment Bond | Bond | Spouse | None (or less than $1,001) |
| AG Energy Partners II, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| AG Super Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Canyon Laurel Fund L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Fortress Secured Lending Fund I (A) LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Mendon Capital QP, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| OVO Fund II, LLC | Other | Spouse | $100,001 - $250,000 |
| VSS Structured Capital III, L.P. | Other | Spouse | $500,001 - $1,000,000 |
| Briarwood Capital Partners LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Canyon Balanced Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Engine Capital, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Highline Capital Partners QP, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Moab Partners, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Nokomis Capital Partners, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Overlook Partners Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Overlook 3G Investments, L.P. | Other | Spouse | $250,001 - $500,000 |
| King County Washington Hsg Auth Var-Ref-Pooled Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts State Health Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Metropolitan Washington DC Airports Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Mississippi State Business Finance Corp Gulf Opportunity Zone Bond | Bond | Spouse | None (or less than $1,001) |
| Missouri State Health & Educational Facilities Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York NY Muni Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Transition Fin Auth Bldg Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Muni Water Fin Auth Wtr & Sewer Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York State Dorm Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York ST Hsg Fin Agy Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Nodaway County Missouri Indl Dev Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Valdez Alaska Marine Terminal Bond | Bond | Spouse | None (or less than $1,001) |
| Wisconsin ST Health & Educational Facilities Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Rimrock High Income Plus (QP) Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Tuscaloosa County Alabama Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Alaska ST International Airports Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Arizona ST Health Facilities Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Ohio ST G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Delaware Valley PA Regional Financial Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Gallatin Tennessee Water & Sewer Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Houston Texas Independent School District Ltd Tax-Schoolhouse Bond | Bond | Spouse | None (or less than $1,001) |
| Wisconsin State Environmental Impact Fund Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Albany County NY BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Richardson Texas Independent School District Building Bond | Bond | Spouse | None (or less than $1,001) |
| Lexington Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Granite Utah School District Salt Lake County Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Portsmouth New Hampshire Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Minnesota Public Facilities Auth Clean Water Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts State G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Hingham Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Beacon NY BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Somerville Massachusetts BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Williamsville New York Central School District BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Plymouth Massachusetts Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Colorado State General Fund Revenue TANS Bond | Bond | Spouse | None (or less than $1,001) |
| Middle Country NY Central School District Bond | Bond | Spouse | None (or less than $1,001) |
| Manhasset NY Union Free Tax Antic Nts Bond | Bond | Spouse | None (or less than $1,001) |
| Colorado State Educational Loan Bond | Bond | Spouse | None (or less than $1,001) |
| E Baton Rouge Parish Louisiana Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Guttenberg New Jersey Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Illinois State Financial Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Iowa Higher Ed LN Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Metropolitan Transportation Authority of New York Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Oregon St Health & Science Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Willoughby Ohio Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Allen Texas Independent School District Bldg Bonds | Bond | Spouse | None (or less than $1,001) |
| Arizona ST Health Facilities Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| California Pollution Control Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Energy Northwest Wash Elec Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Glynn-Brunswick Memorial Hospital Auth Georgia Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Houston Texas Independent School District Ltd Tax-Schoolhouse Bond | Bond | Spouse | None (or less than $1,001) |
| Illinois ST Health Facilities Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Loudoun County Virginia General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Maine State General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Maryland State Dept of Transportation Mun Bond | Bond | Spouse | None (or less than $1,001) |
| Metropolitan Transportation Auth NY Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Minneapolis Minnesota Sch Dist No 1 Bldg Bond | Bond | Spouse | None (or less than $1,001) |
| New Jersey State Transportation Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| North Carolina Eastern Mun Power Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Pennsylvania State Higher Education Facs Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Plano Texas Independent Sch Dist Bldg Bond | Bond | Spouse | None (or less than $1,001) |
| Romeoville Illinois Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| S C Association of Govt Organization Cops Bond | Bond | Spouse | None (or less than $1,001) |
| University of Kansas Hosp Auth Health Facs Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Virginia State General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Washington State General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Bergen County New Jersey Antic Nts Bond | Bond | Spouse | None (or less than $1,001) |
| Charleston County South Carolina School District Antic Nts Bond | Bond | Spouse | None (or less than $1,001) |
| East Brunswick Township New Jersey Ban and Utility Bond | Bond | Spouse | None (or less than $1,001) |
| Freehold Township New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Hudson County New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| County of Merrimack New Hampshire Muni Bond | Bond | Spouse | None (or less than $1,001) |
| Montclair Township New Jersey General Obligation BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Ocean City New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Passaic County New Jersey BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Regional Sch Unit No 1 Maine Lower Kennebec BANS Bond | Bond | Spouse | None (or less than $1,001) |
| Texas State Tax and Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| West Boylston Massachusetts General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Westchester County New York General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Worcester Massachusetts General Obligation Bond | Bond | Spouse | None (or less than $1,001) |
| Ancora Catalyst SPV I L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Richard L. and F. Annette Scott Family Partnership | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Bill 7/19/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 7/12/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 08/02/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 08/09/18 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 12/31/2019 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 06/30/2019 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 06/30/2020 | Bond | Spouse | None (or less than $1,001) |
| U.S. Treasury Bill 02/28/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 03/31/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 06/30/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 07/31/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 08/15/2019 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Bill 09/30/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 10/15/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 11/15/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 11/30/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 12/15/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Bill 12/31/2019 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 01/15/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 01/31/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 02/15/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| U.S. Treasury Note 02/29/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 03/15/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 03/31/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 04/15/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 04/30/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 05/15/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 05/31/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 06/15/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 06/30/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 07/15/2020 | Bond | Spouse | $500,001 - $1,000,000 |
| U.S. Treasury Note 07/31/2020 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Gainline Equity Fund LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Merrill Lynch (Bank of America) | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| BIF Money Fund | Fund | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Oregon State Tax Antic Nts G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Bay Area Toll at California Bridge Revenue Bond | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Bay Area Toll Auth California Revenue Bond | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Los Angeles California Transportation Bond | Bond | Spouse | None (or less than $1,001) |
| Morgan Stanley | Other | Spouse | $1,001 - $15,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | None (or less than $1,001) |
| Government National Mortgage Assn Pool | Bond | Spouse | $1,001 - $15,000 |
| FHLMC 30 Year Gold | Bond | Spouse | None (or less than $1,001) |
| Federal National Mortgage Assn Pool | Bond | Spouse | $15,001 - $50,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | $1,001 - $15,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | $1,001 - $15,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | $15,001 - $50,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | $15,001 - $50,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | $1,001 - $15,000 |
| Illinois Fin A Revenue Bond | Bond | Spouse | $500,001 - $1,000,000 |
| Morgan Stanley Active Assets Govt Trust | Fund | Spouse | $250,001 - $500,000 |
| Lower Colorado River Auth Texas Revenue Bond | Bond | Spouse | $1,001 - $15,000 |
| California Muni Fin Auth Solid Waste District Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Canadian River Texas Municipal Water Auth Contract Revenue Bond | Bond | Spouse | $250,001 - $500,000 |
| Texas A&M University Fd Bond | Bond | Spouse | $500,001 - $1,000,000 |
| Black Belt Energy Gas Dist Algas Revenue Bond | Bond | Spouse | $250,001 - $500,000 |
| Massachusetts Water Res Auth General Revenue Bond | Bond | Spouse | $500,001 - $1,000,000 |
| Municipal Electric Auth Georgia Revenue Bond | Bond | Spouse | $250,001 - $500,000 |
| Seattle Washington Solid Waste Revenue Bond | Bond | Spouse | $100,001 - $250,000 |
| Hudson Yds Infrastructure Corp NY Revenue Bond | Bond | Spouse | $250,001 - $500,000 |
| California State Public Works Revenue Bond | Bond | Spouse | $250,001 - $500,000 |
| ARLPAlliance Resource Partners, L.P. | Stock | Spouse | None (or less than $1,001) |
| AMAntero Midstream Corporation | Stock | Spouse | None (or less than $1,001) |
| Cedar Fair, L.P. | Stock | Spouse | None (or less than $1,001) |
| Dominion Energy Midstream Partners, LP | Stock | Spouse | None (or less than $1,001) |
| Energy Transfer Equity, L.P. | Stock | Spouse | None (or less than $1,001) |
| EPDEnterprise Products Partners L.P. | Stock | Spouse | None (or less than $1,001) |
| EQGP Holdings, LP | Stock | Spouse | None (or less than $1,001) |
| EQM Midstream Partners, LP | Stock | Spouse | None (or less than $1,001) |
| NextEra Energy Partners, LP | Stock | Spouse | None (or less than $1,001) |
| CWENClearway Energy, Inc. | Stock | Spouse | None (or less than $1,001) |
| OKEONEOK, Inc. | Stock | Spouse | None (or less than $1,001) |
| SRESempra Energy | Stock | Spouse | None (or less than $1,001) |
| TRGPTarga Resources Corp. | Stock | Spouse | None (or less than $1,001) |
| WESWestern Midstream Partners, LP | Stock | Spouse | None (or less than $1,001) |
| WMBThe Williams Companies, Inc. | Stock | Spouse | None (or less than $1,001) |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pershing Money Market Account | Other | Spouse | $50,001 - $100,000 |
| OEF-iShares S&P 100 ETF | Fund | Spouse | $50,001 - $100,000 |
| Wells Fargo Bank, N.A. | Other | Spouse | $15,001 - $50,000 |
| Mutual of Omaha Bank | Other | Spouse | $100,001 - $250,000 |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $100,001 - $250,000 |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $50,001 - $100,000 |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $15,001 - $50,000 |
| AG Energy Partners II, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| AG Super Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| CAI Partners and Company IV L.P. | Other | Spouse | $500,001 - $1,000,000 |
| Canyon Laurel Fund L.P. | Other | Spouse | $500,001 - $1,000,000 |
| OVO Fund II, LLC | Other | Spouse | $100,001 - $250,000 |
| VSS Structured Capital III, L.P. | Other | Spouse | $500,001 - $1,000,000 |
| Fremont California Unified School District Alameda County | Bond | Spouse | None (or less than $1,001) |
| Seattle Washington Municipal Light & Power Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Bay Area Toll Auth California Toll Bridge Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Metropolitan Transportation Authority of New York Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Denver Colorado City & County Airport Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Sales Tax Asset Receivable New York Bond | Bond | Spouse | None (or less than $1,001) |
| Arizona State Transportation Board Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Mesa Arizona Street & Highway Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Connecticut State Spec Tax Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Illinois ST Sales Tax & Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| New York City NY Transition Fin Auth Bldg Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Massachusetts State G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Illinois Fin Auth Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Illinois State Sales Tax Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| Alliance Holdings GP, L.P. | Stock | Spouse | None (or less than $1,001) |
| MPLXMPLX LP | Stock | Spouse | None (or less than $1,001) |
| Briarwood Capital Partners LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Canyon Balanced Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Elliott Associates, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Engine Capital, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Highline Capital Partners QP, LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Mendon Capital QP LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Moab Partners, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Nokomis Capital Partners, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Overlook 3G Investments, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Overlook Partners Fund, L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Fortress Secured Lending Fund I (A) LP | Other | Spouse | $500,001 - $1,000,000 |
| Dreyfus - BNY Mellon | Other | Spouse | $50,001 - $100,000 |
| California State Public Works Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| District of Columbia G.O. Bond | Bond | Spouse | None (or less than $1,001) |
| Los Angeles California Tax and Rev Antic Nts 2018 | Bond | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| NuStar GP Holdings, LLC | Stock | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Amount owed to the filer (debtor not shown) | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $1,001 - $15,000 |
| Ancora Catalyst SPV I L.P. | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Valterra Products Holdings, LLC | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| VCA TCG Holdings, LLC | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Mosquito Control Services, LLC | Other | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| G. Scott Holding, LLC | Other | Spouse | $500,001 - $1,000,000 |
| Richard L. and F. Annette Scott Family Partnership | Other | Spouse | $250,001 - $500,000 |
| Residential Property | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pennsylvania State Turnpike Commission Revenue Bond | Bond | Spouse | None (or less than $1,001) |
| S&S Family Entertainment LLC | Other | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| S&S Family Entertainment LLC | Other | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pershing Advisor Solutions | Other | Spouse | $1,001 - $15,000 |
| Gainline Equity Fund LP | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Pharmaca Integrative Pharmacy, Inc. | Other | Spouse | $500,001 - $1,000,000 |
| Emida Corporation | Other | Spouse | $50,001 - $100,000 |
| Airplane | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Morgan Stanley | Other | Spouse | $1,001 - $15,000 |
| Government National Mortgage Assn Pool | Bond | Spouse | None (or less than $1,001) |
| Government National Mortgage Assn Pool | Bond | Spouse | None (or less than $1,001) |
| Government National Mortgage Assn Pool | Bond | Spouse | $1,001 - $15,000 |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | $1,001 - $15,000 |
| Wireless Telecom Group, Inc. | Stock | Spouse | $500,001 - $1,000,000 |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $50,001 - $100,000 |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $100,001 - $250,000 |
| Valterra Products Holdings, LLC | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| VCA TCG Holdings, LLC | Other | Spouse | Over $1,000,000 and held independently by spouse or dependent child |
| Mosquito Control Services, LLC | Other | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $500,001 - $1,000,000 |
| OKEONEOK, Inc. | Stock | Spouse | None (or less than $1,001) |
| AMAntero Midstream Corporation | Stock | Spouse | None (or less than $1,001) |
| Energy Transfer Equity, L.P. | Stock | Spouse | None (or less than $1,001) |
| EPDEnterprise Products Partners L.P. | Stock | Spouse | None (or less than $1,001) |
| EQM Midstream Partners, LP | Stock | Spouse | None (or less than $1,001) |
| NextEra Energy Partners, LP | Stock | Spouse | None (or less than $1,001) |
| SRESempra Energy | Stock | Spouse | None (or less than $1,001) |
| TRGPTarga Resources Corp. | Stock | Spouse | None (or less than $1,001) |
| WESWestern Midstream Partners, LP | Stock | Spouse | None (or less than $1,001) |
| WMBThe Williams Companies, Inc. | Stock | Spouse | None (or less than $1,001) |
| ABTAbbott Laboratories | Stock | Spouse | None (or less than $1,001) |
| GOOGLAlphabet Inc. | Stock | Spouse | None (or less than $1,001) |
| AAPLApple Inc. | Stock | Spouse | None (or less than $1,001) |
| BACBank of America Corporation | Stock | Spouse | None (or less than $1,001) |
| Cedar Fair, L.P. | Stock | Spouse | None (or less than $1,001) |
| CCICrown Castle International Corp. (REIT) | Stock | Spouse | None (or less than $1,001) |
| CommScope Holding Company, Inc. | Stock | Spouse | None (or less than $1,001) |
| GILDGilead Sciences, Inc. | Stock | Spouse | None (or less than $1,001) |
| iShares Select Dividend ETF | Fund | Spouse | None (or less than $1,001) |
| Goldman Sachs U.S. Equity Dividend and Premium Fun | Fund | Spouse | None (or less than $1,001) |
| HASIHannon Armstrong Sustainable Infrastructure Capita | Stock | Spouse | None (or less than $1,001) |
| JNJJohnson & Johnson | Stock | Spouse | None (or less than $1,001) |
| MSFTMicrosoft Corporation | Stock | Spouse | None (or less than $1,001) |
| PNCThe PNC Financial Services Group, Inc. | Stock | Spouse | None (or less than $1,001) |
| Invesco KBW Bank ETF | Fund | Spouse | None (or less than $1,001) |
| Lord Abbett Short Duration Income Fund Class I | Fund | Spouse | None (or less than $1,001) |
| Invesco Aerospace & Defense ETF | Fund | Spouse | None (or less than $1,001) |
| CCitigroup Inc. | Stock | Spouse | None (or less than $1,001) |
| UTGReaves Utility Income Fund | Fund | Spouse | None (or less than $1,001) |
| CATCaterpillar Inc. | Stock | Spouse | None (or less than $1,001) |
| EMREmerson Electric Co. | Stock | Spouse | None (or less than $1,001) |
| EOGEOG Resources, Inc. | Stock | Spouse | None (or less than $1,001) |
| iShares MSCI Japan ETF | Fund | Spouse | None (or less than $1,001) |
| KEMET Corporation | Stock | Spouse | None (or less than $1,001) |
| KEYKeyCorp | Stock | Spouse | None (or less than $1,001) |
| LMTLockheed Martin Corporation | Stock | Spouse | None (or less than $1,001) |
| Magellan Midstream Partners, L.P. | Stock | Spouse | None (or less than $1,001) |
| Mitsubishi UFJ Financial Group Inc. - MTU | Other | Spouse | None (or less than $1,001) |
| B. Riley Financial, Inc. | Stock | Spouse | None (or less than $1,001) |
| Raytheon Company | Stock | Spouse | None (or less than $1,001) |
| VICIVICI Properties Inc. | Stock | Spouse | None (or less than $1,001) |
| WMBThe Williams Companies, Inc. | Stock | Spouse | None (or less than $1,001) |
| Canyon Balanced Fund, L.P. | Other | Spouse | None (or less than $1,001) |
| Engine Capital, LP | Other | Spouse | None (or less than $1,001) |
| Nokomis Capital Partners, L.P. | Other | Spouse | $50,001 - $100,000 |
| Overlook 3G Investments, L.P. | Other | Spouse | None (or less than $1,001) |
| Overlook Partners Fund, L.P. | Other | Spouse | None (or less than $1,001) |
| Rimrock High Income Plus (QP) Fund, L.P. | Other | Spouse | None (or less than $1,001) |
| GMO Quality Fund Class III | Fund | Spouse | None (or less than $1,001) |
| Pershing Advisor Solutions - BNY Mellon | Other | Spouse | $250,001 - $500,000 |
| Dreyfus - BNY Mellon | Other | Spouse | None (or less than $1,001) |
| CWENClearway Energy, Inc. | Stock | Spouse | None (or less than $1,001) |
| S&S Family Entertainment LLC | Other | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $500,001 - $1,000,000 |
| S&S Family Entertainment LLC | Other | Spouse | None (or less than $1,001) |
| Amount owed to the filer (debtor not shown) | Other | Spouse | $500,001 - $1,000,000 |
| Bank of America NA | Other | Spouse | $100,001 - $250,000 |
| Continental Structural Plastics Inc. | Other | Spouse | None (or less than $1,001) |
| Pharmaca Integrative Pharmacy, Inc. | Other | Spouse | $250,001 - $500,000 |
| Emida Corporation | Other | Spouse | $15,001 - $50,000 |
| Wells Fargo Bank, N.A. | Other | Member | $15,001 - $50,000 |
| Mutual of Omaha Bank | Other | Member | $100,001 - $250,000 |
| Pershing Advisor Solutions - BNY Mellon | Other | Member | $15,001 - $50,000 |
| AAPLApple Inc. | Stock | Member | None (or less than $1,001) |
| ABTAbbott Laboratories | Stock | Member | None (or less than $1,001) |
| BACBank of America Corporation | Stock | Member | None (or less than $1,001) |
| CCICrown Castle International Corp. (REIT) | Stock | Member | None (or less than $1,001) |
| CommScope Holding Company, Inc. | Stock | Member | None (or less than $1,001) |
| iShares Select Dividend ETF | Fund | Member | None (or less than $1,001) |
| Cedar Fair, L.P. | Stock | Member | None (or less than $1,001) |
| GILDGilead Sciences, Inc. | Stock | Member | None (or less than $1,001) |
| GOOGLAlphabet Inc. | Stock | Member | None (or less than $1,001) |
| Goldman Sachs U.S. Equity Dividend and Premium Fun | Fund | Member | None (or less than $1,001) |
| JNJJohnson & Johnson | Stock | Member | None (or less than $1,001) |
| KEMET Corporation | Stock | Member | None (or less than $1,001) |
| LMTLockheed Martin Corporation | Stock | Member | None (or less than $1,001) |
| MSFTMicrosoft Corporation | Stock | Member | None (or less than $1,001) |
| PNCThe PNC Financial Services Group, Inc. | Stock | Member | None (or less than $1,001) |
| Invesco Aerospace & Defense ETF | Fund | Member | None (or less than $1,001) |
| Raytheon Company | Stock | Member | None (or less than $1,001) |
| UTGReaves Utility Income Fund | Fund | Member | None (or less than $1,001) |
| VICIVICI Properties Inc. | Stock | Member | None (or less than $1,001) |
| Invesco KBW Bank ETF | Fund | Member | None (or less than $1,001) |
| GMO Quality Series Fund Class PS | Fund | Member | $500,001 - $1,000,000 |
| AEMAgnico Eagle Mines Limited | Stock | Member | None (or less than $1,001) |
| CSCOCisco Systems, Inc. | Stock | Member | None (or less than $1,001) |
| Residential Property | Other | Member | $1,000,001 - $5,000,000 |
How reports are read: holdings methodology.