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PalanorPalanor

Congressional stock trades · Member

Scott H. Peters

Representative · CA-50 · Democrat

406 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.

Current committees: House Committee on Energy and Commerce; House Committee on the Budget.

DisclosedTradedDaysOwnerAssetTypeAmount range (as filed)Source
2026-09-212026-08-3121SpouseNew York, NY City COMB TXSale$500,001 - $1,000,000Clerk →
2026-09-212026-08-3121SpouseU.S. Treasury BillSale (partial)$50,001 - $100,000Clerk →
2026-09-212026-08-2032SpouseIrvine Ranch CA WRSR UTILPurchase$100,001 - $250,000Clerk →
2026-09-212026-08-1933SpousePetaluma CA WASTE SWR UTILPurchase$500,001 - $1,000,000Clerk →
2026-09-212026-08-1339SpouseEnergy Northwest WA PWR UTILSale$500,001 - $1,000,000Clerk →
2026-09-212026-08-1339SpouseU.S. Treasury BillSale (partial)$50,001 - $100,000Clerk →
2026-09-212026-08-1339SpouseU.S. Treasury BillSale (partial)$50,001 - $100,000Clerk →
2026-09-212026-08-1339SpouseUNIV CA PUB EDUCPurchase$500,001 - $1,000,000Clerk →
2026-09-212026-08-1240SpouseKent Street O&M Holdings LLCPurchase$100,001 - $250,000Clerk →
2026-09-212026-08-1042SpouseU.S. Treasury BillPurchase$250,001 - $500,000Clerk →
2026-09-212026-08-0646 ·>45SpouseWest VY Mission CMN EDUCPurchase$250,001 - $500,000Clerk →
2026-09-212026-08-0547 ·>45SpouseU.S. Treasury BillSale (partial)$100,001 - $250,000Clerk →
2026-09-212026-08-0547 ·>45SpouseSmash Capital Fund II LPPurchase$15,001 - $50,000Clerk →
2026-09-212026-08-0448 ·>45SpouseEnterprise CASale$500,001 - $1,000,000Clerk →
2026-09-212026-08-0349 ·>45SpouseU.S. Treasury BillPurchase$50,001 - $100,000Clerk →
2026-09-212026-08-0349 ·>45SpousePalmdale CA SchSale$50,001 - $100,000Clerk →
2026-09-212026-08-0349 ·>45SpouseRoPurchase$250,001 - $500,000Clerk →
2026-08-172026-07-3018SpousePittsburgh, CA Successor AgencyPurchase$50,001 - $100,000Clerk →
2026-08-172026-07-2919SpouseAudax Senior Loan Fund ST LPPurchaseSpouse/DC Over $1,000,000Clerk →
2026-08-172026-07-2820SpouseU.S. Treasury BillSale (partial)$15,001 - $50,000Clerk →
2026-08-172026-07-2820SpouseU.S. Treasury BillSale (partial)Spouse/DC Over $1,000,000Clerk →
2026-08-172026-07-2820SpouseU.S. Treasury BillSale (partial)$50,001 - $100,000Clerk →
2026-08-172026-07-2820SpouseSmash Capital Fund II LPPurchase$50,001 - $100,000Clerk →
2026-08-172026-07-2721SpouseU.S. Treasury BillPurchase$50,001 - $100,000Clerk →
2026-08-172026-07-2721SpouseU.S. Treasury BillPurchaseSpouse/DC Over $1,000,000Clerk →
2026-08-172026-07-2424SpouseLos Angeles CA IMPT SCHSale$50,001 - $100,000Clerk →
2026-08-172026-07-2424SpouseLos Angeles CA GO UTXSale (partial)$500,001 - $1,000,000Clerk →
2026-08-172026-07-2424SpouseLos Angeles CA IMPTSchSale$500,001 - $1,000,000Clerk →
2026-08-172026-07-2325SpouseU.S. Treasury BillSale (partial)$50,001 - $100,000Clerk →
2026-08-172026-07-2226SpouseValo Ventures GP II, LPPurchase$15,001 - $50,000Clerk →
2026-08-172026-07-2226SpouseCharlotte-Meckle HLTHSale$250,001 - $500,000Clerk →
2026-08-172026-07-0147 ·>45SpouseLos Angeles Cnty CA TRANsPurchase$100,001 - $250,000Clerk →
2026-07-102026-06-2614SpouseForm EnergyPurchase$250,001 - $500,000Clerk →
2026-07-102026-06-2614SpouseCharlotte-Meckle HLTHPurchase$250,001 - $500,000Clerk →
2026-07-102026-06-2515SpouseU.S. Treasury BillSale (partial)$250,001 - $500,000Clerk →
2026-07-102026-06-2416SpouseDublin CA UNIF SCH DISTSale$100,001 - $250,000Clerk →
2026-07-102026-06-2416SpouseSan Juan CA UNI GO UTXPurchase$50,001 - $100,000Clerk →
2026-07-102026-06-2416SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2026-07-102026-06-2416SpouseAllocate Alpha Fund II LPPurchase$15,001 - $50,000Clerk →
2026-07-102026-06-1822SpouseSmash Capital Fund II LPPurchase$100,001 - $250,000Clerk →
2026-07-102026-06-1129SpouseNew York, NY City COMB TXPurchase$500,001 - $1,000,000Clerk →
2026-07-102026-06-1129SpouseU.S. Treasury BillSale (partial)$50,001 - $100,000Clerk →
2026-07-102026-06-0436SpouseGrapevine-Colleyville TX GO UTXSale$50,001 - $100,000Clerk →
2026-07-102026-06-0337SpouseSouthwestern Community Coll EducPurchase$500,001 - $1,000,000Clerk →
2026-07-102026-06-0139SpouseU.S. Treasury BillsPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-2921SpouseSan Juan CA USD IMPT SCHSale$500,001 - $1,000,000Clerk →
2026-06-192026-05-2624SpouseU. S. Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2026-06-192026-05-2129SpouseDublin CA UNIF SCH DISTSale$250,001 - $500,000Clerk →
2026-06-192026-05-2129SpouseKentucky PUB UTILPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-2030SpouseEnergy Northwest WA PWR UTILPurchase$500,001 - $1,000,000Clerk →
2026-06-192026-05-1931SpouseMiami-Dade Cnty FL SCH COPSPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-1931SpouseChabot-Las Positas COLL EDUCPurchase$100,001 - $250,000Clerk →
2026-06-192026-05-1931SpouseVal Verde CA UNIF SCHPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-1832SpouseU.S. Treasury BillsPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-1535SpouseEEMA O&M Services GroupPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-1535SpouseVisalia CA Unif Imp SchSale$500,001 - $1,000,000Clerk →
2026-06-192026-05-1535SpouseKent Street Group LLCPurchase$15,001 - $50,000Clerk →
2026-06-192026-05-1436SpouseBurbank Glendale PA Air TranPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-1436SpouseU.S. Treasury BillsSale (partial)$15,001 - $50,000Clerk →
2026-06-192026-05-1139SpouseLos Angeles CA IMPT SCHPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-0842SpouseU.S. Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2026-06-192026-05-0743SpouseWestminster CA Impt SchPurchase$500,001 - $1,000,000Clerk →
2026-06-192026-05-0743SpouseTorch Capital III LPPurchase$15,001 - $50,000Clerk →
2026-06-192026-05-0743SpouseWestminster CA IMPT SCHPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-0743SpouseU.S. Treasury BillsSale (partial)$15,001 - $50,000Clerk →
2026-06-192026-05-0644SpouseSan Diego CA Unif SchPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-0644SpouseEast Bay CA Muni UtilPurchase$250,001 - $500,000Clerk →
2026-06-192026-05-0644SpouseFranklin-McKinley IMPT SCHPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-0644SpouseEast Bay CA MUN WTR UTILPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-0545SpouseBonita CA UNI SCHPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-0545SpouseFairfield-Suisun CAPurchase$500,001 - $1,000,000Clerk →
2026-06-192026-05-0545SpouseAustin TX ARPT SYS TRANPurchase$50,001 - $100,000Clerk →
2026-06-192026-05-0446 ·>45SpouseU.S. Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-06-192026-05-0446 ·>45SpouseSan Juan CASale (partial)$100,001 - $250,000Clerk →
2026-06-192026-05-0149 ·>45SpouseCA InfrastructureSale$500,001 - $1,000,000Clerk →
2026-05-182026-04-3018SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-2820SpouseAudax Senior Loan Fund ST LPPurchaseSpouse/DC Over $1,000,000Clerk →
2026-05-182026-04-2820SpouseBerks Cnty PA GO UTXPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-2424SpouseSan Diego CNTY CA WTR UTILSale$50,001 - $100,000Clerk →
2026-05-182026-04-2424SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-2424SpouseLos Angeles CA GO UTXSale$50,001 - $100,000Clerk →
2026-05-182026-04-2424SpouseIllinois State GO UTXPurchase$500,001 - $1,000,000Clerk →
2026-05-182026-04-2424SpouseUNIV CA PUB EDUCSale$50,001 - $100,000Clerk →
2026-05-182026-04-2424SpouseLos Angeles CNTY EXCISESale$50,001 - $100,000Clerk →
2026-05-182026-04-2325SpouseU.S Treasury BillsSale (partial)$15,001 - $50,000Clerk →
2026-05-182026-04-2226SpouseSan Francisco CA Bay Mass TranSale$50,001 - $100,000Clerk →
2026-05-182026-04-2226SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-2226SpouseLos Angeles County Excise TaxSale$250,001 - $500,000Clerk →
2026-05-182026-04-2226SpouseNovato CA UNI SCHSale$50,001 - $100,000Clerk →
2026-05-182026-04-2127SpouseLos Angeles CNTY EXCISEPurchase$500,001 - $1,000,000Clerk →
2026-05-182026-04-2127SpouseAustin TX WTR UTILPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-2127SpouseLos Angeles Cnty CA EXCISEPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-2127SpouseMet Govt Nashville, TN HLTH SYSPurchase$250,001 - $500,000Clerk →
2026-05-182026-04-1731SpouseU.S Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2026-05-182026-04-1632SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-1632SpouseTrinity River Auth SWR UTILPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-1434SpouseChester Cnty PA SCHPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-1335SpouseU.S Treasury BillsSale (partial)$250,001 - $500,000Clerk →
2026-05-182026-04-1335SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-1335SpousePasadena CA COLL EDUCSale$250,001 - $500,000Clerk →
2026-05-182026-04-1038SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-0939SpouseCalifornia Health SYSPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-0939SpouseGrapevine-Colleyville TX GO UTXPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-0939SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-0939SpouseCA ST PUB W BLDGPurchase$50,001 - $100,000Clerk →
2026-05-182026-04-0939SpouseCA ST PUB W BLDGPurchase$250,001 - $500,000Clerk →
2026-05-182026-04-0939SpouseLos Angeles CA Pwr UtilSale$500,001 - $1,000,000Clerk →
2026-05-182026-04-0741SpousePittsburgh CA WTR UTILSale$250,001 - $500,000Clerk →
2026-05-182026-04-0642SpouseU.S Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2026-05-182026-04-0642SpouseLos Angeles CA Wtr Swr UtilSale$500,001 - $1,000,000Clerk →
2026-05-182026-04-0246 ·>45SpouseSacramento Muni Util DistSale$100,001 - $250,000Clerk →
2026-05-182026-04-0246 ·>45SpouseAnaheim CA Hsg Elec UtilSale$50,001 - $100,000Clerk →
2026-05-182026-04-0246 ·>45SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2026-05-182026-04-0246 ·>45SpouseSacramento Muni Util DistSale$250,001 - $500,000Clerk →
2026-05-182026-04-0246 ·>45SpouseLos Angeles CA Wtr Swr UtilSale$100,001 - $250,000Clerk →
2026-04-292026-03-3030SpouseRiverside CA Elec UtilSaleSpouse/DC Over $1,000,000Clerk →
2026-04-292026-03-3030SpouseU.S Treasury BillsPurchase$250,001 - $500,000Clerk →
2026-04-292026-03-3030SpouseU.S Treasury BillsPurchase$250,001 - $500,000Clerk →
2026-04-292026-03-2733SpouseSan Diego CA UNI GO UTXSale$250,001 - $500,000Clerk →
2026-04-292026-03-2634SpouseAllocate Alpha Fund II LPPurchase$1,001 - $15,000Clerk →
2026-04-292026-03-2535SpouseU.S Treasury BillsPurchase$500,001 - $1,000,000Clerk →
2026-04-292026-03-2535SpouseInverted Capital I LPPurchase$50,001 - $100,000Clerk →
2026-04-292026-03-2535SpouseAllocate Premier Access FundPurchase$1,001 - $15,000Clerk →
2026-04-292026-03-2436SpouseU.S Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2026-04-292026-03-2436SpouseU.S. Treasury NotesSaleSpouse/DC Over $1,000,000Clerk →
2026-03-182026-02-1927SpouseU. S. Treasury BillsSale (partial)$500,001 - $1,000,000Clerk →
2026-03-182026-02-1333SpouseStepstone Tactical Growth Fund III, LPPurchase$1,001 - $15,000Clerk →
2026-03-182026-02-0442SpouseKent Street O&M Holdings LLCPurchase$100,001 - $250,000Clerk →
2026-03-182026-02-0343SpouseValo Ventures GP II, LPPurchase$50,001 - $100,000Clerk →
2026-02-252026-01-2135SpouseValo Ventures GP II, LPPurchase$15,001 - $50,000Clerk →
2026-02-252026-01-2135SpouseRegeneration VC Fund 1 LPPurchase$15,001 - $50,000Clerk →
2026-02-252026-01-1442SpouseSolace HealthPurchase$250,001 - $500,000Clerk →
2026-01-192025-12-2921SpouseU.S Treasury BillsPurchase$100,001 - $250,000Clerk →
2026-01-192025-12-2624SpouseU.S Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2026-01-192025-12-1931SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2026-01-192025-12-1931SpouseAllocate Alpha Fund II LPPurchase$1,001 - $15,000Clerk →
2026-01-192025-12-0842SpouseU.S Treasury BillsPurchase$50,001 - $100,000Clerk →
2026-01-192025-12-0446 ·>45SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2025-12-112025-11-2021SpouseKent Street Group LLCPurchase$15,001 - $50,000Clerk →
2025-12-112025-11-1922SpouseAllocate Alpha Fund II LPPurchase$15,001 - $50,000Clerk →
2025-12-112025-11-1922SpousePalmdale CA SchPurchase$100,001 - $250,000Clerk →
2025-12-112025-11-1823SpouseU.S. Treasury NotesSale (partial)$500,001 - $1,000,000Clerk →
2025-12-112025-11-1229SpouseMotesto CA WastePurchase$100,001 - $250,000Clerk →
2025-12-112025-11-0338SpouseSacramento CA WTR UTILSale$100,001 - $250,000Clerk →
2025-11-142025-10-0639SpouseU.S Treasury BillsPurchase$15,001 - $50,000Clerk →
2025-11-142025-10-0243SpouseU.S Treasury BillsSale (partial)$15,001 - $50,000Clerk →
2025-11-142025-10-0144SpouseSan Francisco CA Sewer UtilSale$50,001 - $100,000Clerk →
2025-10-172025-09-2918SpouseRiverside CA Sewer UtilSale$100,001 - $250,000Clerk →
2025-10-172025-09-2522SpouseInverted Capital I LPPurchase$50,001 - $100,000Clerk →
2025-10-172025-09-2522SpouseU.S Treasury BillsSale (partial)$15,001 - $50,000Clerk →
2025-10-172025-09-2423SpouseAllocate Alpha Fund II LPPurchase$15,001 - $50,000Clerk →
2025-10-172025-09-2225SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2025-10-172025-09-1037SpouseAnaheim CA Hsg Elec UtilPurchase$50,001 - $100,000Clerk →
2025-10-172025-09-0938SpouseSan Francisco CA Bay Mass TranPurchase$50,001 - $100,000Clerk →
2025-10-172025-09-0839SpouseU.S Treasury BillsSale (partial)$50,001 - $100,000Clerk →
2025-10-172025-09-0839SpouseU.S Treasury BillsPurchase$100,001 - $250,000Clerk →
2025-10-172025-09-0443SpouseU.S Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2025-10-172025-09-0344SpouseInverted Capital I LPPurchase$100,001 - $250,000Clerk →
2025-09-152025-08-0541SpouseCA ST UNIV PUB EDUCPurchase$100,001 - $250,000Clerk →
2025-09-152025-08-0541SpouseSan Jose CA Uni SchPurchase$500,001 - $1,000,000Clerk →
2025-09-152025-08-0145SpouseSanta Clara CN CA HLTHSale$15,001 - $50,000Clerk →
2025-09-152025-08-0145SpouseSan Juan CA USD IMPT SCHSale (partial)$100,001 - $250,000Clerk →
2025-09-152025-08-0145SpouseMammoth CA USD IMPT SCHSale$50,001 - $100,000Clerk →
2025-09-152025-08-0145SpouseU.S Treasury BillsPurchase$250,001 - $500,000Clerk →
2025-08-112025-07-3111SpouseU.S Treasury BillsSale (partial)$250,001 - $500,000Clerk →
2025-08-112025-07-2418SpouseKent Street Group LLCPurchase$15,001 - $50,000Clerk →
2025-08-112025-07-0339SpouseGV Livingston LLCPurchase$50,001 - $100,000Clerk →
2025-08-112025-07-0141SpouseLos Angeles CA FINL SCHSale$50,001 - $100,000Clerk →
2025-07-162025-06-2521SpouseValo Ventures GP II, LPPurchase$15,001 - $50,000Clerk →
2025-07-162025-06-2422SpouseAllocate Alpha Fund II LPPurchase$1,001 - $15,000Clerk →
2025-07-162025-06-2323SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2025-07-162025-06-1630SpouseU.S Treasury BillsPurchase$100,001 - $250,000Clerk →
2025-07-162025-06-1234SpouseU.S Treasury BillsSale (partial)$100,001 - $250,000Clerk →
2025-07-162025-06-1036SpouseLos Angeles CA Wtr Swr UtilPurchase$100,001 - $250,000Clerk →
2025-07-162025-06-0244SpouseEast Bay MUD SYS CASale (partial)$50,001 - $100,000Clerk →
2025-06-232025-05-2727SpouseAllocate Alpha Fund II LPPurchase$15,001 - $50,000Clerk →
2025-06-232025-05-2331SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2025-06-232025-05-2133SpouseLynett Capital Partners IIIPurchase$100,001 - $250,000Clerk →
2025-05-162025-04-1432SpouseKent Street Group LLCPurchase$15,001 - $50,000Clerk →
2025-05-162025-04-1135SpouseU.S Treasury BillsSale (partial)$250,001 - $500,000Clerk →
2025-04-182025-03-3118SpouseU.S Treasury BillsPurchase$500,001 - $1,000,000Clerk →
2025-04-182025-03-2722SpouseU.S Treasury BillsSale (partial)$500,001 - $1,000,000Clerk →
2025-03-142025-02-0339SpouseU.S Treasury BillsPurchase$250,001 - $500,000Clerk →
2025-02-182025-01-2821SpouseU.S Treasury BillsSale (partial)$250,001 - $500,000Clerk →
2025-02-182025-01-1039SpouseKent Street Group LLCPurchase$15,001 - $50,000Clerk →
2025-01-152024-12-3016SpouseU.S Treasury BillsPurchase$500,001 - $1,000,000Clerk →
2025-01-152024-12-2620SpouseU.S Treasury BillsSale (partial)$500,001 - $1,000,000Clerk →
2025-01-152024-12-2323SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2025-01-152024-12-2323SpouseAllocate Alpha Fund II LPPurchase$15,001 - $50,000Clerk →
2025-01-152024-12-1927SpouseU.S. Treasury NotesSale (partial)$50,001 - $100,000Clerk →
2025-01-152024-12-1630SpouseU.S Treasury BillsPurchase$250,001 - $500,000Clerk →
2025-01-152024-12-1630SpouseU.S Treasury BillsPurchase$250,001 - $500,000Clerk →
2025-01-152024-12-0244SpouseCA ST DEPT WTR UTILSale$250,001 - $500,000Clerk →
2024-12-162024-11-1828SpouseStepstone Tactical Growth Fund III, LPPurchase$1,001 - $15,000Clerk →
2024-12-162024-11-0739SpouseVisalia CA Uni IMPT SCHPurchase$500,001 - $1,000,000Clerk →
2024-11-152024-10-1531SpouseOrange CTY CA REV UTXSale$50,001 - $100,000Clerk →
2024-11-152024-10-0145SpouseSan Francisco CA Sewer UtilSale (partial)$500,001 - $1,000,000Clerk →
2024-10-162024-09-2719SpouseSacramento CA WTR UTILPurchase$50,001 - $100,000Clerk →
2024-10-162024-09-2026SpouseAllocate Premier Access FundPurchase$15,001 - $50,000Clerk →
2024-10-162024-09-1927SpouseAllocate Alpha Fund II LPPurchase$15,001 - $50,000Clerk →

How these are read and published: methodology.

Holdings · annual financial disclosure

Assets listed on the 2016 report.

82 assets with a value on the report filed 2017-05-12, 2 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.

AssetTypeOwnerValue (as filed)
Angel Oak Multi StrategyOtherMember$500,001 - $1,000,000
Angel Oak Multi StrategyOtherSpouseSpouse/DC Over $1,000,000
At Mid Cap Eqty Fd InstOtherMember$100,001 - $250,000
At Mid Cap Eqty Fd InstOtherSpouseSpouse/DC Over $1,000,000
AT MLP Fund LLCOtherSpouseNone
Atlantic Trust Disc EqtyOtherSpouseSpouse/DC Over $1,000,000
Atlantic Trust Disc EqtyOtherMember$1,000,001 - $5,000,000
Austin TX Water BondsOtherMember$250,001 - $500,000
Bank of America Cash AccountOtherMember$50,001 - $100,000
Blue Water Pandero Investors LLCOtherSpouse$500,001 - $1,000,000
Butte-Glenn Muni BondsOtherMember$500,001 - $1,000,000
CA State Dept. of Water BondsOtherMember$1,000,001 - $5,000,000
Cameron Investment CorpOtherMemberSpouse/DC Over $1,000,000
Charles Schwab Cash AccountOtherMember$500,001 - $1,000,000
Charles Schwab Cash AccountOtherSpouseSpouse/DC Over $1,000,000
Delaware US Growth FundOtherSpouseNone
Deutsch X Trks MSCIOtherMemberNone
Deutsch X Trks MSCIOtherSpouseNone
Harbor InternationalOtherMemberNone
Harris County TX Flood BondsOtherMember$250,001 - $500,000
Henderson Enterprises Inc.OtherSpouseNone
Hillsborough County Sch. BondsOtherMember$500,001 - $1,000,000
iShares Core S&P Mid-Cap ETFOtherMember$1,001 - $15,000
iShares Core S&P Small-Cap ETFOtherMember$250,001 - $500,000
iShares Core S&P Small-Cap ETFOtherSpouseSpouse/DC Over $1,000,000
Ishares MSCI Eafe ETFOtherMemberNone
Ishares MSCI Eafe ETFOtherSpouseNone
iShares Russell 1000 Value ETFOtherMember$500,001 - $1,000,000
iShares Russell 1000 Value ETFOtherSpouseSpouse/DC Over $1,000,000
Ishares Russell GrowthOtherMember$250,001 - $500,000
Ishares Russell GrowthOtherSpouseSpouse/DC Over $1,000,000
Ishares S&P 500OtherMember$250,001 - $500,000
Ishares S&P 500OtherSpouseSpouse/DC Over $1,000,000
Ishares TR BondOtherMember$500,001 - $1,000,000
Ishares TR BondOtherSpouse$250,001 - $500,000
Ishares TR Russell 1000OtherMemberNone
Ishares TR Russell 1000OtherSpouseNone
Kenosha Wis. Unified Sch. Dist. BondsOtherMemberNone
Los Angeles Unified Sch Dist BondsOtherMember$500,001 - $1,000,000
Madison Adams Investments, LLCOtherSpouse$1,001 - $15,000
Metropolitan Water District of Southern CA BondsOtherMember$500,001 - $1,000,000
MFS Muni High Income FundOtherMemberNone
MFS Muni High Income FundOtherSpouseNone
Multi-Pack Solutions LLCOtherSpouseSpouse/DC Over $1,000,000
Nevada Irrigation District BondsOtherMember$1,000,001 - $5,000,000
Plaza Logistica LLCOtherSpouseNone
Poway, CA Unified Sch. Dist. BondsOtherMember$500,001 - $1,000,000
Prudential High Yield FundOtherMemberNone
Prudential High Yield FundOtherSpouse$15,001 - $50,000
Puerto Rico Commonwealth BondsOtherMemberNone
Rancho Corte Madera, Inc.OtherMember$1,000,001 - $5,000,000
RANDRand Capital Corporation - Common StockStockSpouse$500,001 - $1,000,000
Retirement Advocate Moderate FundOtherMember$250,001 - $500,000
Ridgeworth Seix FloatOtherMember$500,001 - $1,000,000
Ridgeworth Seix FloatOtherSpouseSpouse/DC Over $1,000,000
San Diego County, CA BondsOtherMember$500,001 - $1,000,000
San Francisco CA Rev. BondsOtherMember$1,000,001 - $5,000,000
San Jose, CA BondsOtherMember$500,001 - $1,000,000
San Ramon Valley, CA BondsOtherMemberNone
Santa Clara Valley Var BondsOtherMember$250,001 - $500,000
Scholarshare Passive Age-Based Portfolio 18 & OverOtherMember$100,001 - $250,000
Schwab CA Muni Money FundOtherMember$100,001 - $250,000
Sinclair & RushOtherSpouse$250,001 - $500,000
T Rowe Price Inst. Float Rate FdOtherSpouseNone
TYGTortoise Energy Infrastructure CorporationStockSpouseSpouse/DC Over $1,000,000
Tweedy Browne Global FundOtherSpouseNone
Tweedy Browne Global FundOtherMemberNone
U.S. Treasury BillsOtherMemberNone
U.S. Treasury BillsOtherSpouseSpouse/DC Over $1,000,000
University of CA Rev. BondsOtherMember$1,000,001 - $5,000,000
University of Neb. Facilities BondsOtherMemberNone
Vanguard Life Strategy Growth FundOtherMember$250,001 - $500,000
Vanguard Short Term Investment Grade Fund AdmiralOtherSpouseNone
Vanguard Total Stock MarketOtherMember$100,001 - $250,000
Vanguard Total Stock MarketOtherSpouseSpouse/DC Over $1,000,000
Virginia State BondsOtherMember$500,001 - $1,000,000
Vulcan Value Partners Small Cap FdOtherMember$15,001 - $50,000
Vulcan Value Partners Small Cap FdOtherSpouseSpouse/DC Over $1,000,000
Washington State BondsOtherMember$500,001 - $1,000,000
Wells Fargo Managed Income FundOtherMember$1,001 - $15,000
Winward Academy, LLCOtherMember$15,001 - $50,000
WLR Recovery IV Investors LLCOtherSpouse$100,001 - $250,000

How reports are read: holdings methodology.