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PalanorPalanor

Congressional stock trades · Member

Peter Meijer

Former representative · MI-3 · Republican

280 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 2 annual reports are below.

DisclosedTradedDaysOwnerAssetTypeAmount range (as filed)Source
2022-12-302021-02-16682 ·>45MemberCNCCentene CorporationSale$581.86Clerk →
2022-12-302021-02-16682 ·>45MemberCVXChevron CorporationSale$651.88Clerk →
2022-12-302021-02-16682 ·>45MemberMASMasco CorporationSale$802.14Clerk →
2022-12-302021-02-16682 ·>45MemberPCARPACCAR Inc.Sale$971.25Clerk →
2022-12-302021-02-16682 ·>45MemberGTThe Goodyear Tire & Rubber CompanySale$496.90Clerk →
2022-12-302021-02-16682 ·>45MemberLYFTLyft, Inc. - Class ASale$876.76Clerk →
2022-12-302021-02-16682 ·>45MemberROSTRoss Stores, Inc.Sale$1,001 - $15,000Clerk →
2022-12-302021-02-16682 ·>45MemberTJXTJX Companies, Inc.Sale$674.96Clerk →
2022-12-302021-02-16682 ·>45MemberSeagen Inc.Sale$796.67Clerk →
2022-12-302021-02-16682 ·>45MemberPKPark Hotels & Resorts Inc.Sale$971.25Clerk →
2022-12-302021-02-11687 ·>45MemberBABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary sharePurchase$1,001 - $15,000Clerk →
2022-12-302021-01-26703 ·>45MemberPPCPilgrim's Pride CorporationSale$819.48Clerk →
2022-12-302021-01-16713 ·>45MemberEFXEquifax, Inc.Sale$902.42Clerk →
2022-12-302021-01-07722 ·>45MemberTiffany & Co.Sale$15,001 - $50,000Clerk →
2022-07-212022-06-2724MemberDEDeere & CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberChugai Pharmaceutical ltd unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberAtlas Copco Ab Sponsored ADR repstg Class ASale$50,001 - $100,000Clerk →
2021-03-162021-02-1727MemberShionogi & Co ltd unsponsored ADRSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberKomatsu ltd Ord American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberL'Oreal Co. American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberADYEN N.V. ADR CMNSale$50,001 - $100,000Clerk →
2021-03-162021-02-1727MemberDassault Systemes, S.A. American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberRIORio Tinto PlcSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberPing An InsuranceSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberIBNICICI Bank limitedSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberTencent holdings limited unsponsored ADR Representing B SharesSale$50,001 - $100,000Clerk →
2021-03-162021-02-1727MemberALCAlcon Inc. Ordinary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberDEODiageo plcSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberLukoil Co Sponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberRoche holdings AG Basel American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberDbs Group holdings ltd Ord American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberNestle SA Sponsored ADR representing Registered Shares Series BSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberABEVAmbev S.A. American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberEPIROC AB ADR CMNSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberHDBHDFC Bank limitedSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberSysmex Corporation unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberULUnilever PLCSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberFomento Economico Mexicano S.A.B. de C.V.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberL'Air liquide Ord American depositary SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberBBVABanco Bilbao Vizcaya Argentaria S.A.Sale (partial)$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberAIA Group, ltd. Sponsored American depository ReceiptSale$50,001 - $100,000Clerk →
2021-03-162021-02-1727MemberALLIANZ SE ADR CMNSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberUnicharm Corp Sponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberCHKPCheck Point Software Technologies ltd. - Ordinary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberTSMTaiwan Semiconductor Manufacturing Company ltd.Sale$50,001 - $100,000Clerk →
2021-03-162021-02-1727MemberSymrise Ag unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberNITORI HOLDINGS CO., LTd. ADR CMNSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberSchneider Electric SE unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberIFNNYInfineon Technologies AGSale$50,001 - $100,000Clerk →
2021-03-162021-02-1727MemberYandex N.V. - Class A Ordinary SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberAlfa-laval Ab unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberFuchs Petrolub SE unsponsored American depository ReceiptRepresenting Preferenced SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberBABAAlibaba Group holding limited American depositary Shares each representing eight Ordinary shareSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberFanuc Corporation unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberKubota CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberSonova holding AG unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberLonza Group Ag Zuerich unsponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberSAPSAP SE ADSSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberITUBItau unibanco Banco holding SA American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberRoyal dutch Shell PLC Royal dutch Shell PLC American depositary SharesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberSGS SA ADRSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberCNICanadian National Railway CompanySale$15,001 - $50,000Clerk →
2021-03-162021-02-1727MemberNovozymes A/S unsponsored American depositary ReceiptSale$1,001 - $15,000Clerk →
2021-03-162021-02-1727MemberAdidas AG Sponsored ADRSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberSLBSchlumberger N.V.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCICigna CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberHSICHenry Schein, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberPFEPfizer, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberAir lease Corporation Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberOKEONEOK, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSealed Air CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberGOOGAlphabet Inc. - Class C Capital StockSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberAlliance data Systems CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNVDANVIDIA CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberWalgreens Boots Alliance, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberFANGDiamondback Energy, Inc. - Commmon StockSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberBSXBoston Scientific CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCCLCarnival CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberHUNHuntsman CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberLYVLive Nation Entertainment, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberELVAnthem, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberGOOGLAlphabet Inc. - Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberZGZillow Group, Inc. - Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberDXCDXC Technology CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberDXCMDexCom, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberLYBLyondellBasell Industries NV Ordinary Shares Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberVVisa Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberACHCAcadia healthcare Company, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSBUXStarbucks CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberBABoeing CompanySale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberPODDInsulet CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberHDHome depot, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberAMZNAmazon.com, Inc.Sale$100,001 - $250,000Clerk →
2021-03-162021-02-1628MemberWMBWilliams Companies, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberBACBank of America CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberMSCIMSCI IncSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberIDXXIDEXX laboratories, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSTSensata Technologies holding plc Ordinary SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberAVGOBroadcom Inc.Sale$50,001 - $100,000Clerk →
2021-03-162021-02-1628MemberHSBCHSBC holdings, plc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberVMCVulcan Materials CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberMAMastercard IncorporatedSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberETNEaton Corporation, PLC Ordinary SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberDGDollar General CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberFDXFedEx CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberEMNEastman Chemical CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberJPMJP Morgan Chase & Co.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberMTCHMatch Group, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberUBERUber Technologies, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberPNCPNC Financial Services Group, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberCimarex Energy CoSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberAMTAmerican Tower CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberVTRSViatris Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberPEPPepsico, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberZTSZoetis Inc. Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberTRUTransunionSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberAONAon plc Class A Ordinary SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberUPSUnited Parcel Service, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberISRGIntuitive Surgical, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberEQIXEquinix, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCMCSAComcast Corporation - Class ASale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberJNJJohnson & JohnsonSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberUNHUnitedhealth Group Incorporated Common StockSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCMSCMS Energy CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCTASCintas CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberGEGeneral Electric CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberDHRDanaher CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberVRSKVerisk Analytics, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberMSFTMicrosoft CorporationSale$100,001 - $250,000Clerk →
2021-03-162021-02-1628MemberAAgilent Technologies, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNUENucor CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberINTCIntel CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberUSBU.S. BancorpSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSantander Consumer USA holdings Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNTAPNetApp, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberTAT&T Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberKKRKKR & Co. Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberFITBFifth Third BancorpSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNKENike, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNFLXNetflix, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNEMNewmont CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCorelogic, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberABBVAbbVie Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSNPSSynopsys, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberROKRockwell Automation, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberUnivar Solutions Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberXOMExxon Mobil CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberAAPLApple Inc.Sale$100,001 - $250,000Clerk →
2021-03-162021-02-1628MemberEMREmerson Electric CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSPGIS&P Global Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberMSMorgan StanleySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberPHParker-hannifin CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberMCHPMicrochip Technology IncorporatedSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberTMOThermo Fisher Scientific IncSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberActivision Blizzard, IncSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberTFCTruist Financial CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSCHWCharles Schwab CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberLOWLowe's Companies, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberMOSMosaic CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberGPNGlobal Payments Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberBAXBaxter International Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNYTNew York Times CompanySale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberPGProcter & Gamble CompanySale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberAWKAmerican Water Works Company, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberOKTAOkta, Inc. - Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberBIIBBiogen Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberSTTState Street CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberEWEdwards lifesciences CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberEXPEExpedia Group, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberPSXPhillips 66Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberWHWyndham hotels & Resorts, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberNVRNVR, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberUNPUnion Pacific CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCCKCrown holdings, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberWMTWalmart Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberMETAFacebook, Inc. - Class ASale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberCOSTCostco Wholesale CorporationSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberMRSHMarsh & Mclennan Companies, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberAthene holding ltd. Class A Common SharesSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberADBEAdobe Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberBALLBall CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberTSLATesla, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberQCOMQUALCOMM IncorporatedSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberLULULululemon athletica inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberWLKWestlake Chemical CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberEHCEncompass health CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberORLYO'Reilly Automotive, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberTOLToll Brothers, Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberIBMInternational Business Machines CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberSYFSynchrony FinancialSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberJBLJabil Inc.Sale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberWUWestern union CompanySale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberHill-Rom holdings IncSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberORCLOracle CorporationSale$50,001 - $100,000Clerk →
2021-03-162021-02-1628MemberTGTTarget CorporationSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberPLDPrologis, Inc.Sale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberSNAPSnap Inc. Class ASale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberABTAbbott laboratoriesSale$15,001 - $50,000Clerk →
2021-03-162021-02-1628MemberZZillow Group, Inc. - Class C Capital StockSale$1,001 - $15,000Clerk →
2021-03-162021-02-1628MemberCHTRCharter Communications, Inc. - Class ASale$1,001 - $15,000Clerk →

How these are read and published: methodology.

Holdings · annual financial disclosure

Assets listed on the 2020 report.

373 assets with a value on the amended report filed 2022-07-21, 226 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.

AssetTypeOwnerValue (as filed)
314 STRAIGHT AVE SWOtherMember$500,001 - $1,000,000
DEDeere & CompanyStockMember$1,001 - $15,000
F MEIJER 1972 TRUST FBO HENDRIK MEIJEROtherMember$500,001 - $1,000,000
FID FREEDOM 2050 KFundMember$1,001 - $15,000
FID FREEDOM 2060 KFundMember$1,001 - $15,000
GS EM MTK EQ INS ISFundMember$1,001 - $15,000
Fifth Third BankOtherMember$100,001 - $250,000
Fifth Third BankOtherSpouse$1,001 - $15,000
Hendrik G. Meijer Trust f/b/o Peter James Frederik MeijerOtherMember$500,001 - $1,000,000
HENDRIK G. MEIJER TRUST U/A/D 9/21/73OtherMemberOver $50,000,000
American General Life PolicyOtherMember$1,000,001 - $5,000,000
Great-West Life PolicyOtherMember$1,000,001 - $5,000,000
MassMutual PolicyOtherMember$100,001 - $250,000
Prudential PolicyOtherMember$100,001 - $250,000
Security Mutual Life PolicyOtherMember$1,000,001 - $5,000,000
ABTAbbott LaboratoriesStockMember$15,001 - $50,000
ABBVAbbVie Inc.StockMember$15,001 - $50,000
ACHCAcadia Healthcare Company, Inc.StockMember$1,001 - $15,000
ACNAccenture plc Class A Ordinary SharesStockMemberNone
Activision Blizzard, IncStockMember$1,001 - $15,000
adidas AG Sponsored ADRStockMember$15,001 - $50,000
ADBEAdobe Inc.StockMember$15,001 - $50,000
AMDAdvanced Micro Devices, Inc.StockMember$1,001 - $15,000
ADYEN N.V. ADR CMNOtherMember$50,001 - $100,000
AFLAFLAC IncorporatedStockMemberNone
AAgilent Technologies, Inc.StockMember$1,001 - $15,000
AIA Group, Ltd. Sponsored American Depository ReceiptStockMember$50,001 - $100,000
Air Lease Corporation Class AStockMember$1,001 - $15,000
APDAir Products and Chemicals, Inc.StockMember$1,001 - $15,000
ALCAlcon Inc. Ordinary SharesStockMember$15,001 - $50,000
Alfa-Laval Ab Unsponsored ADRStockMember$15,001 - $50,000
BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary shareStockMember$15,001 - $50,000
Alliance Data Systems CorporationStockMember$1,001 - $15,000
Allianz SE ADSStockMember$15,001 - $50,000
GOOGLAlphabet Inc. - Class AStockMember$1,001 - $15,000
GOOGAlphabet Inc. - Class C Capital StockStockMember$15,001 - $50,000
AMZNAmazon.com, Inc.StockMember$100,001 - $250,000
ABEVAmbev S.A. American Depositary SharesStockMember$15,001 - $50,000
American Campus Communities IncStockMemberNone
AXPAmerican Express CompanyStockMemberNone
AMTAmerican Tower CorporationStockMember$15,001 - $50,000
AWKAmerican Water Works Company, Inc.StockMember$1,001 - $15,000
AMGNAmgen Inc.StockMember$1,001 - $15,000
ELVAnthem, Inc.StockMember$1,001 - $15,000
AONAon plc Class A Ordinary SharesStockMember$1,001 - $15,000
APAAPA CorporationStockMemberNone
AAPLApple Inc.StockMember$100,001 - $250,000
AMATApplied Materials, Inc.StockMemberNone
TAT&T Inc.StockMember$1,001 - $15,000
Athene Holding Ltd. Class A Common SharesStockMember$1,001 - $15,000
Atlas Copco Ab Sponsored ADR repstg Class AStockMember$15,001 - $50,000
BIDUBaidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary shareStockMemberNone
BALLBall CorporationStockMember$1,001 - $15,000
BBVABanco Bilbao Vizcaya Argentaria S.A.StockMember$15,001 - $50,000
Bank AccountOtherMember$1,001 - $15,000
BACBank of America CorporationStockMember$1,001 - $15,000
BAXBaxter International Inc.StockMember$1,001 - $15,000
BRK.BBerkshire Hathaway Inc. NewStockMember$1,001 - $15,000
BBYBest Buy Co., Inc.StockMember$15,001 - $50,000
BIIBBiogen Inc.StockMember$1,001 - $15,000
BNP PARIBAS LINKED TO BASKET OF INDICESBondMember$100,001 - $250,000
BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3050.33 STRUCTURED NOTE DUE 12/29/2021BondMember$50,001 - $100,000
BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3103.54 STRUCTURED NOTE DUE 11/24/2021BondMember$100,001 - $250,000
BABoeing CompanyStockMember$15,001 - $50,000
BOFA FINANCE LLC LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER STRUCTURED NOTE DUE 04/2BondMember$50,001 - $100,000
BOFA FINANCE LLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3117.43 STRUCTURED NOTE DUE 03/12/202BondMember$15,001 - $50,000
BSXBoston Scientific CorporationStockMember$1,001 - $15,000
BMYBristol-Myers Squibb CompanyStockMemberNone
AVGOBroadcom Inc.StockMember$50,001 - $100,000
CDNSCadence Design Systems, Inc.StockMember$15,001 - $50,000
CANADIAN IMPERIAL BANK OF COMM LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED STRUCTURED NOTE DUEBondMember$100,001 - $250,000
CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2488.65 STRUCTURED NOTEBondMember$50,001 - $100,000
CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2953.56 STRUCTURED NOTEBondMember$50,001 - $100,000
CNICanadian National Railway CompanyStockMember$15,001 - $50,000
CCLCarnival CorporationStockMember$15,001 - $50,000
CATCaterpillar, Inc.StockMember$1,001 - $15,000
CNCCentene CorporationStockMember$1 - $1,000
SCHWCharles Schwab CorporationStockMember$15,001 - $50,000
CHTRCharter Communications, Inc. - Class AStockMember$1,001 - $15,000
CHKPCheck Point Software Technologies Ltd. - Ordinary SharesStockMember$15,001 - $50,000
China Mobile LimitedStockMemberNone
Chugai Pharmaceutical Ltd Unsponsored ADRStockMember$15,001 - $50,000
CHURCH & DWIGHT CO., INC. CMNOtherMemberNone
CICigna CorporationStockMember$1,001 - $15,000
Cimarex Energy CoStockMember$1,001 - $15,000
CTASCintas CorporationStockMember$1,001 - $15,000
CSCOCisco Systems, Inc.StockMember$1 - $1,000
CITIGROUP INC. LINKE DTO BASKET OF INDICESBondMember$100,001 - $250,000
CITIGROUP INC. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER STRUCTURED NOTE DUE 02/11/BondMember$50,001 - $100,000
CITIGROUP INC. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3327.71 STRUCTURED NOTE DUE 12/21/2021BondMember$50,001 - $100,000
CLXClorox CompanyStockMember$1,001 - $15,000
CMSCMS Energy CorporationStockMember$1,001 - $15,000
CMSCMS Energy CorporationStockMember$1,001 - $15,000
CLColgate-Palmolive CompanyStockMemberNone
CMCSAComcast Corporation - Class AStockMember$15,001 - $50,000
CAGConAgra Brands, Inc.StockMemberNone
CORELOGIC, INC. CMNOtherMember$1,001 - $15,000
CTVACorteva, Inc.StockMemberNone
COSTCostco Wholesale CorporationStockMember$15,001 - $50,000
CREDIT SUISSE AG LINKED TO BASKET OF INDICESBondMemberNone
CREDIT SUISSE AG LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 10/13/2021BondMemberNone
CREDIT SUISSE AG LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER STRUCTURED NOTE DUE 11/2BondMember$50,001 - $100,000
CREDIT SUISSE AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2541.47 STRUCTURED NOTE DUE 10/13/202BondMember$100,001 - $250,000
CCICrown Castle International Corp.StockMemberNone
CCKCrown Holdings, Inc.StockMember$1,001 - $15,000
CSS Industries, Inc.StockMemberNone
CMICummins Inc.StockMemberNone
CWD Urban Fund, LLCOtherMember$100,001 - $250,000
DHRDanaher CorporationStockMember$1,001 - $15,000
Dassault Systemes, S.A. American Depositary SharesStockMember$15,001 - $50,000
Dbs Group Holdings Ltd Ord American Depositary SharesStockMember$15,001 - $50,000
Dentsu Inc Tokyo Unsponsored ADRStockMemberNone
DXCMDexCom, Inc.StockMember$1,001 - $15,000
DEODiageo plcStockMember$15,001 - $50,000
FANGDiamondback Energy, Inc. - Commmon StockStockMember$1,001 - $15,000
DLRDigital Realty Trust, Inc.StockMemberNone
Discover Financial ServicesStockMember$1,001 - $15,000
DGDollar General CorporationStockMember$1,001 - $15,000
DXCDXC Technology CompanyStockMember$1,001 - $15,000
EMNEastman Chemical CompanyStockMember$1,001 - $15,000
ETNEaton Corporation, PLC Ordinary SharesStockMember$1,001 - $15,000
EWEdwards Lifesciences CorporationStockMember$1,001 - $15,000
LLYEli Lilly and CompanyStockMemberNone
EMREmerson Electric CompanyStockMember$1,001 - $15,000
ENBEnbridge IncStockMemberNone
EHCEncompass Health CorporationStockMember$1,001 - $15,000
EPIROC AB ADR CMNOtherMember$15,001 - $50,000
EFXEquifax, Inc.StockMember$1 - $1,000
EQIXEquinix, Inc.StockMember$1,001 - $15,000
ELSEquity Lifestyle Properties, Inc.StockMember$1 - $1,000
Equity Residential Common Shares of Beneficial InterestStockMemberNone
WTRGEssential Utilities, Inc.StockMemberNone
ELEstee Lauder Companies, Inc.StockMemberNone
Exchange Place (2000) LPOtherMemberNone
Exchange Place (2006) LPOtherMember$1,000,001 - $5,000,000
EXPEExpedia Group, Inc.StockMember$1,001 - $15,000
EXRExtra Space Storage IncStockMemberNone
XOMExxon Mobil CorporationStockMember$15,001 - $50,000
METAFacebook, Inc. - Class AStockMember$15,001 - $50,000
Fanuc Corporation Unsponsored ADRStockMember$1,001 - $15,000
FEDERATED GOVERNMENT OBLIGATIONS PREMIERBondMember$15,001 - $50,000
FDXFedEx CorporationStockMember$1,001 - $15,000
FITBFifth Third BancorpStockMember$1,001 - $15,000
FIRST REPUBLIC BANKStockMemberNone
FISVFiserv, Inc.StockMemberNone
Fomento Economico Mexicano S.A.B. de C.V.StockMember$15,001 - $50,000
BENFranklin Resources, Inc.StockMember$1,001 - $15,000
Fuchs Petrolub SE Unsponsored American Depository ReceiptRepresenting Preferenced SharesStockMember$1,001 - $15,000
GLPIGaming and Leisure Properties, Inc.StockMember$1,001 - $15,000
GEGeneral Electric CompanyStockMember$1,001 - $15,000
GISGeneral Mills, Inc.StockMemberNone
GILDGilead Sciences, Inc.StockMemberNone
GPNGlobal Payments Inc.StockMember$1,001 - $15,000
GOLDMAN SACHS BANK USA DEPOSITOtherMember$100,001 - $250,000
Goldman Sachs Strategic Municipal Income Fund Class AFundMemberNone
GS DYNAMIC MUNICIPAL INCOME FUND CLASS A SHARESOtherMember$1,000,001 - $5,000,000
GS HIGH YIELD FLOATING RATE FUND CLASS PFundMember$100,001 - $250,000
GS HIGH YIELD FUND CLASS PFundMember$100,001 - $250,000
GS SHORT DURATION TAX FREE FUND CLASS PFundMember$100,001 - $250,000
GS TACTICAL TILT OVERLAY FUND CLASS PFundMember$250,001 - $500,000
HDBHDFC Bank LimitedStockMember$15,001 - $50,000
HSICHenry Schein, Inc.StockMember$15,001 - $50,000
Hill-Rom Holdings IncStockMember$1 - $1,000
HDHome Depot, Inc.StockMember$1,001 - $15,000
HRLHormel Foods CorporationStockMemberNone
HSBCHSBC Holdings, plc.StockMember$1,001 - $15,000
HSBC USA INC. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 12/15/2021BondMember$15,001 - $50,000
HSBC USA INC. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER STRUCTURED NOTE DUE 05/16/2BondMember$50,001 - $100,000
HSBC USA INC. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2883.98 STRUCTURED NOTE DUE 02/03/2021BondMember$15,001 - $50,000
HSBC USA INC. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2929.80 STRUCTURED NOTE DUE 09/12/2022BondMember$100,001 - $250,000
HUMHumana Inc.StockMember$1,001 - $15,000
HUNHuntsman CorporationStockMember$1,001 - $15,000
IBNICICI Bank LimitedStockMember$15,001 - $50,000
IDXXIDEXX Laboratories, Inc.StockMember$1,001 - $15,000
IFNNYInfineon Technologies AGStockMember$50,001 - $100,000
PODDInsulet CorporationStockMember$1,001 - $15,000
INTCIntel CorporationStockMember$1,001 - $15,000
IBKRInteractive Brokers Group, Inc. - Class AStockMemberNone
IBMInternational Business Machines CorporationStockMember$1,001 - $15,000
INTUIntuit Inc.StockMemberNone
ISRGIntuitive Surgical, Inc.StockMember$1,001 - $15,000
iShares Core S&P 500 Index ETF CAD- HedgedFundMemberNone
ITUBItau Unibanco Banco Holding SA American Depositary SharesStockMember$15,001 - $50,000
JBLJabil Inc.StockMember$1,001 - $15,000
JJacobs Engineering Group Inc.StockMemberNone
JNJJohnson & JohnsonStockMember$15,001 - $50,000
JCIJohnson Controls International plc Ordinary ShareStockMemberNone
JPMJP Morgan Chase & Co.StockMember$1,001 - $15,000
JP MORGAN CHASE & CO. LINKED TO BASKET OF INDICESBondMemberNone
JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICESBondMember$100,001 - $250,000
JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER STRUCTURED NOTE DUEBondMember$50,001 - $100,000
JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2470.50 STRUCTURED NOTE DUE 07/14BondMember$100,001 - $250,000
KMBKimberly-Clark CorporationStockMemberNone
KMIKinder Morgan, Inc.StockMemberNone
KKRKKR & Co. Inc.StockMember$1,001 - $15,000
Komatsu Ltd Ord American Depositary SharesStockMember$15,001 - $50,000
Kubota CorporationStockMember$15,001 - $50,000
L'Air Liquide Ord American Depositary SharesStockMember$1,001 - $15,000
LRCXLam Research CorporationStockMemberNone
Legg Mason, Inc.StockMemberNone
LILAKLiberty Latin America Ltd. - Class CStockMember$1,001 - $15,000
LINLinde plc Ordinary ShareStockMember$15,001 - $50,000
LYVLive Nation Entertainment, Inc.StockMember$1,001 - $15,000
Lonza Group Ag Zuerich Unsponsored ADRStockMember$15,001 - $50,000
L'Oreal Co. American Depositary SharesStockMember$15,001 - $50,000
LOWLowe's Companies, Inc.StockMember$15,001 - $50,000
Lukoil Co Sponsored ADRStockMember$1,001 - $15,000
LULUlululemon athletica inc.StockMember$1,001 - $15,000
LYBLyondellBasell Industries NV Ordinary Shares Class AStockMember$1,001 - $15,000
MRSHMarsh & McLennan Companies, Inc.StockMember$15,001 - $50,000
MASMasco CorporationStockMember$1 - $1,000
MAMastercard IncorporatedStockMember$15,001 - $50,000
MTCHMatch Group, Inc.StockMember$1,001 - $15,000
MPTMedical Properties Trust, Inc. common stockStockMemberNone
MRKMerck & Company, Inc. Common StockStockMember$1 - $1,000
MGMMGM Resorts InternationalStockMemberNone
MCHPMicrochip Technology IncorporatedStockMember$1,001 - $15,000
MUMicron Technology, Inc.StockMemberNone
MSFTMicrosoft CorporationStockMember$100,001 - $250,000
MDLZMondelez International, Inc. - Class AStockMemberNone
MCOMoody's CorporationStockMember$1,001 - $15,000
MSMorgan StanleyStockMember$1,001 - $15,000
MORGAN STANLEY FINANCE LLCOtherMember$50,001 - $100,000
MOSMosaic CompanyStockMember$1,001 - $15,000
MSIMotorola Solutions, Inc.StockMember$1,001 - $15,000
MSCIMSCI IncStockMember$1,001 - $15,000
MURMurphy Oil CorporationStockMember$1,001 - $15,000
Nestle SA Sponsored ADR representing Registered Shares Series BStockMember$15,001 - $50,000
NTAPNetApp, Inc.StockMember$15,001 - $50,000
NFLXNetflix, Inc.StockMember$1,001 - $15,000
NYTNew York Times CompanyStockMember$15,001 - $50,000
NEMNewmont CorporationStockMember$1,001 - $15,000
NEENextEra Energy, Inc.StockMember$15,001 - $50,000
NKENike, Inc.StockMember$1,001 - $15,000
NINiSource IncStockMemberNone
NITORI HOLDINGS CO., LTD. ADR CMNOtherMember$15,001 - $50,000
NOCNorthrop Grumman CorporationStockMember$1,001 - $15,000
Note Receivable due 10/29/2023OtherMember$100,001 - $250,000
Note Receivable due 10/9/2023OtherMember$100,001 - $250,000
Novozymes A/S Unsponsored American Depositary ReceiptStockMember$1,001 - $15,000
NUENucor CorporationStockMember$1,001 - $15,000
NVDANVIDIA CorporationStockMember$1,001 - $15,000
NVRNVR, Inc.StockMember$1,001 - $15,000
OKTAOkta, Inc. - Class AStockMember$1,001 - $15,000
OMFOneMain Holdings, Inc.StockMember$1,001 - $15,000
OKEONEOK, Inc.StockMember$1,001 - $15,000
ORCLOracle CorporationStockMember$50,001 - $100,000
ORLYO'Reilly Automotive, Inc.StockMember$1,001 - $15,000
PCARPACCAR Inc.StockMember$1 - $1,000
PHParker-Hannifin CorporationStockMember$1,001 - $15,000
PCTYPaylocity Holding CorporationStockMemberNone
PYPLPayPal Holdings, Inc.StockMemberNone
PEPPepsico, Inc.StockMember$1,001 - $15,000
Petershill Private Equity Seeding LLCOtherMember$15,001 - $50,000
PFEPfizer, Inc.StockMember$15,001 - $50,000
PMPhilip Morris International IncStockMemberNone
PSXPhillips 66StockMember$1,001 - $15,000
Ping An InsuranceStockMember$15,001 - $50,000
PMC Partners I Access, LPOtherMember$250,001 - $500,000
PNCPNC Financial Services Group, Inc.StockMember$1,001 - $15,000
PGProcter & Gamble CompanyStockMember$15,001 - $50,000
PLDProLogis, Inc.StockMember$1,001 - $15,000
Proprietary Access LLCOtherMember$1,001 - $15,000
PUT/XSP @ 280 EXP 01/29/2021OptionMemberNone
PUT/XSP @ 303 EXP 01/15/2021OptionMemberNone
PUT/XSP @ 315 EXP 01/15/2021OptionMemberNone
PUT/XSP @ 319 EXP 02/19/2021OptionMemberNone
PUT/XSP @ 324 EXP 02/26/2021OptionMemberNone
PUT/XSP @ 328 EXP 03/19/2021OptionMemberNone
PUT/XSP @ 329 EXP 01/29/2021OptionMemberNone
PUT/XSP @ 338 EXP 03/31/2021OptionMemberNone
PUT/XSP @ 300 EXP 02/19/2021OptionMemberNone
PUT/XSP FMROW925TO987PBCOptionMemberNone
QRVOQorvo, Inc.StockMemberNone
QCOMQUALCOMM IncorporatedStockMember$1,001 - $15,000
Raytheon CompanyStockMember$1,001 - $15,000
RSGRepublic Services, Inc.StockMemberNone
RMDResMed Inc.StockMember$1,001 - $15,000
RIORio Tinto PlcStockMember$15,001 - $50,000
Roche Holdings AG Basel American Depositary SharesStockMember$15,001 - $50,000
ROKRockwell Automation, Inc.StockMember$1,001 - $15,000
ROSTRoss Stores, Inc.StockMember$1,001 - $15,000
ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 05/18/202BondMember$100,001 - $250,000
ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER STRUCTURED NOTE DUEBondMember$50,001 - $100,000
ROYAL BANK OF CANADA LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2712.97 STRUCTURED NOTE DUE 05/06BondMemberNone
Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary SharesStockMember$15,001 - $50,000
SPGIS&P Global Inc.StockMember$1,001 - $15,000
CRMSalesforce.com IncStockMemberNone
Santander Consumer USA Holdings Inc.StockMember$1,001 - $15,000
SAPSAP SE ADSStockMember$15,001 - $50,000
SLBSchlumberger N.V.StockMember$1,001 - $15,000
Schneider Electric SE Unsponsored ADRStockMember$15,001 - $50,000
STXSeagate Technology Holdings PLC - Ordinary SharesStockMemberNone
Sealed Air CorporationStockMember$1,001 - $15,000
SRESempra EnergyStockMemberNone
STSensata Technologies Holding plc Ordinary SharesStockMember$1,001 - $15,000
NOWServiceNow, Inc.StockMember$1,001 - $15,000
SGS SA ADRStockMember$15,001 - $50,000
Shionogi & Co Ltd Unsponsored ADRStockMember$1,001 - $15,000
SNAPSnap Inc. Class AStockMember$1,001 - $15,000
SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2914.04 STRUCTURED NOTE DUE 06/23/202BondMemberNone
Sonova Holding AG Unsponsored ADRStockMember$15,001 - $50,000
SOSouthern CompanyStockMemberNone
SPDR S&P 500 ETF TRUSTFundMember$100,001 - $250,000
SBUXStarbucks CorporationStockMember$1,001 - $15,000
STTState Street CorporationStockMember$15,001 - $50,000
SVB Financial GroupStockMember$1,001 - $15,000
Symrise Ag Unsponsored ADRStockMember$15,001 - $50,000
SYFSynchrony FinancialStockMember$1,001 - $15,000
SNPSSynopsys, Inc.StockMember$1,001 - $15,000
Sysmex Corporation Unsponsored ADRStockMember$15,001 - $50,000
TSMTaiwan Semiconductor Manufacturing Company Ltd.StockMember$50,001 - $100,000
TGTTarget CorporationStockMember$1,001 - $15,000
Tencent Holdings Limited Unsponsored ADR Representing B SharesStockMember$15,001 - $50,000
TSLATesla, Inc.StockMember$15,001 - $50,000
TXNTexas Instruments IncorporatedStockMemberNone
THE BANK OF Nova Scotia LINKED TO BASKET OF INDICESBondMember$1,001 - $15,000
GTThe Goodyear Tire & Rubber CompanyStockMember$1 - $1,000
HSYThe Hershey CompanyStockMemberNone
TMOThermo Fisher Scientific IncStockMember$15,001 - $50,000
Tiffany & Co.StockMember$15,001 - $50,000
TOLToll Brothers, Inc.StockMember$1,001 - $15,000
TORONTO DOMINION BANK LINKED TO S&P 500 INDEXBondMemberNone
TORONTO DOMINION BANK LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2749.98 STRUCTURED NOTE DUE 11/1BondMember$100,001 - $250,000
TORONTO DOMINION BANK LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3373.94 STRUCTURED NOTE DUE 05/2BondMember$15,001 - $50,000
TRUTransUnionStockMember$1,001 - $15,000
TFCTruist Financial CorporationStockMember$1,001 - $15,000
TSNTyson Foods, Inc.StockMemberNone
USBU.S. BancorpStockMember$1,001 - $15,000
UBERUber Technologies, Inc.StockMember$1,001 - $15,000
UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2630.07 STRUCTURED NOTE DUE 05/05/2022BondMember$50,001 - $100,000
UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2748.23 STRUCTURED NOTE DUE 04/16/2020BondMemberNone
UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2874.56 STRUCTURED NOTE DUE 08/30/2022BondMember$100,001 - $250,000
Unicharm Corp Sponsored ADRStockMember$15,001 - $50,000
ULUnilever PLCStockMember$15,001 - $50,000
UNPUnion Pacific CorporationStockMember$1,001 - $15,000
UPSUnited Parcel Service, Inc.StockMember$1,001 - $15,000
UNHUnitedHealth Group Incorporated Common StockStockMember$15,001 - $50,000
Univar Solutions Inc.StockMember$1,001 - $15,000
UNMUnum GroupStockMemberNone
VRSKVerisk Analytics, Inc.StockMember$1,001 - $15,000
VZVerizon Communications Inc.StockMemberNone
VRTXVertex Pharmaceuticals IncorporatedStockMember$1,001 - $15,000
VTRSViatris Inc.StockMember$1,001 - $15,000
Vintage VII LPOtherMember$250,001 - $500,000
Vintage VIII LPOtherMember$100,001 - $250,000
VVisa Inc.StockMember$15,001 - $50,000
VMCVulcan Materials CompanyStockMember$1,001 - $15,000
Walgreens Boots Alliance, Inc.StockMember$15,001 - $50,000
WMTWalmart Inc.StockMember$1,001 - $15,000
DISWalt Disney CompanyStockMember$1 - $1,000
WECWEC Energy Group, Inc.StockMember$1,001 - $15,000
West Street Capital Partners VII B, LPOtherMember$15,001 - $50,000
West Street Capital Partners VII LPOtherMember$250,001 - $500,000
WALWestern Alliance Bancorporation Common StockStockMemberNone
WDCWestern Digital CorporationStockMemberNone
WUWestern Union CompanyStockMember$1,001 - $15,000
WLKWestlake Chemical CorporationStockMember$1,001 - $15,000
Westrock CompanyStockMemberNone
WMBWilliams Companies, Inc.StockMember$1,001 - $15,000
WMBWilliams Companies, Inc.StockMember$1,001 - $15,000
Wyndham Destinations, Inc. Common StockStockMember$1,001 - $15,000
WHWyndham Hotels & Resorts, Inc.StockMember$1,001 - $15,000
Yandex N.V. - Class A Ordinary SharesStockMember$1,001 - $15,000
Zayo Group Holdings, Inc.StockMemberNone
ZZillow Group, Inc. - Class C Capital StockStockMember$1,001 - $15,000
ZZillow Group, Inc. - Class C Capital StockStockMember$1,001 - $15,000
ZTSZoetis Inc. Class AStockMember$1,001 - $15,000
PROSPECT CREATIVE, LLCOtherSpouse$50,001 - $100,000
SEED&SPARK, INC.OtherMember$100,001 - $250,000
TDAmeritrade Insured Deposit AccountOtherMember$1,001 - $15,000
URBANEER INC.OtherMember$100,001 - $250,000
Vanguard Total World Stock Index ETFOtherMember$15,001 - $50,000

How reports are read: holdings methodology.