Congressional stock trades · Member
Susie Lee
Representative · NV-3 · Democrat
864 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 7 annual reports are below.
Current committees: House Committee on Appropriations; House Committee on Natural Resources.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-07-08 | 2026-07-01 | 7 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2026-07-08 | 2026-06-01 | 37 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2026-06-04 | 2026-04-21 | 44 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2025-08-22 | 2025-07-23 | 30 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale | $500,001 - $1,000,000 | Clerk → |
| 2025-07-10 | 2025-06-13 | 27 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $500,001 - $1,000,000 | Clerk → |
| 2025-07-10 | 2025-06-13 | 27 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $250,001 - $500,000 | Clerk → |
| 2025-04-11 | 2025-03-28 | 14 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-20 | 22 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | CCLCarnival Corporation Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | MGMMGM Resorts International Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | WYNNWynn Resorts, Limited - Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | TNCTennant Company Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | SBUXStarbucks Corporation - Common Stock | Sale | $15,001 - $50,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | Golden Entertainment, Inc. - Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | SONYSony Group Corporation American Depositary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | MARMarriott International - Class A Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-04-11 | 2025-03-14 | 28 | Member | CNTYCentury Casinos, Inc. - Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2025-03-14 | 2025-03-12 | 2 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2025-03-14 | 2025-02-24 | 18 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2025-03-14 | 2025-02-21 | 21 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2025-03-14 | 2025-02-13 | 29 | Member | FLLFull House Resorts, Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2024-05-24 | 2024-05-10 | 14 | Dependent | RHEINMETALL AG UNSP/ADR | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-10-10 | 2023-09-13 | 27 | Joint | RCLRoyal Caribbean Cruises Ltd. | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | IQVIQVIA Holdings, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | Evoqua Water Technologies Corp. | Sale | $15,001 - $50,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | KEYSKeysight Technologies Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | MSIMotorola Solutions, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | NDAQNasdaq, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | ONON Semiconductor Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-09 | 17 | Joint | ITGartner, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-12 | 2023-04-20 | 22 | Joint | IQVIQVIA Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2023-05-12 | 2023-04-20 | 22 | Joint | LPLALPL Financial Holdings Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2023-05-12 | 2023-04-20 | 22 | Joint | AJGArthur J. Gallagher & Co. | Sale | $15,001 - $50,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | REZIResideo Technologies, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BAHBooz Allen Hamilton Holding Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | SSNCSS&C Technologies Holdings, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BALLBall Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ChampionX Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | USFDUS Foods Holding Corp. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | AMEAMETEK, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | CHDNChurchill Downs, Incorporated | Sale | $15,001 - $50,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ZBRAZebra Technologies Corporation - Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | SMGScotts Miracle-Gro Company | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | CLVTClarivate Plc Ordinary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | AHCOAdaptHealth Corp. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | AVTRAvantor, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | VICIVICI Properties Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ESIElement Solutions Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | AWKAmerican Water Works Company, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | SWKStanley Black & Decker, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Black Knight, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | SCIService Corporation International | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | MRVLMarvell Technology, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BBWIBath & Body Works, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | LESLLeslie's, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | XYLXylem Inc. Common Stock New | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Syneos Health, Inc. - Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Discover Financial Services | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ENTGEntegris, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ELANElanco Animal Health Incorporated | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | GTThe Goodyear Tire & Rubber Company | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | LKQLKQ Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | GFLGFL Environmental Inc. Subordinate voting shares, no par value | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | CDWCDW Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | QRVOQorvo, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | The AZEK Company Inc. Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | APTVAptiv PLC Ordinary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Hologic, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | FOURShift4 Payments, Inc. Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Diversey Holdings, Ltd. - Ordinary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | TRUTransUnion | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | CCKCrown Holdings, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BLDRBuilders FirstSource, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BROBrown & Brown, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | VRSKVerisk Analytics, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | TAPMolson Coors Beverage Company Class B | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BFAMBright Horizons Family Solutions Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | TFXTeleflex Incorporated | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ALLYAlly Financial Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | LYVLive Nation Entertainment, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | TDYTeledyne Technologies Incorporated | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BIOBio-Rad Laboratories, Inc. Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | VRTVertiv Holdings, LLC Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | RSGRepublic Services, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | ACHCAcadia Healthcare Company, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | MATMattel, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | PLNTPlanet Fitness, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | HCAHCA Healthcare, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Berry Global Group, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | PANWPalo Alto Networks, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | Catalent, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | GPNGlobal Payments Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | CZRCaesars Entertainment, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | PFGCPerformance Food Group Company | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | BRBroadridge Financial Solutions, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | CWKCushman & Wakefield plc Ordinary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2022-12-29 | 2022-11-30 | 29 | Joint | WCCWESCO International, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-11-14 | 2022-10-27 | 18 | Joint | KBHKB Home | Sale | $1,001 - $15,000 | Clerk → |
| 2022-11-14 | 2022-10-27 | 18 | Joint | JOESt. Joe Company | Sale | $1,001 - $15,000 | Clerk → |
| 2022-08-13 | 2021-09-30 | 317 ·>45 | Joint | Hologic, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-08-13 | 2021-09-30 | 317 ·>45 | Joint | ZBHZimmer Biomet Holdings, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2022-08-13 | 2021-09-30 | 317 ·>45 | Joint | SYFSynchrony Financial | Sale | $1,001 - $15,000 | Clerk → |
| 2022-08-13 | 2021-05-27 | 443 ·>45 | Joint | WSMWilliams-Sonoma, Inc. Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2022-08-13 | 2021-05-27 | 443 ·>45 | Joint | DLTRDollar Tree, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-08-13 | 2021-01-28 | 562 ·>45 | Joint | GOGrocery Outlet Holding Corp. | Sale | $1,001 - $15,000 | Clerk → |
| 2022-08-13 | 2021-01-12 | 578 ·>45 | Joint | WCCWESCO International, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-06-21 | 2022-05-12 | 40 | Dependent | FLLFull House Resorts, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-05-18 | 2022-05-12 | 6 | Joint | FLLFull House Resorts, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-03-04 | 2022-02-01 | 31 | Member | Atlantic Richfield CO Bond, Maturity 2/1/22, Fixed Coupon Moodys A1 S&P A- Semiannually CUSIP 048825BA0 | Sale | $15,001 - $50,000 | Clerk → |
| 2022-02-03 | 2022-01-27 | 7 | Dependent | WYNNWynn Resorts, Limited | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-02-03 | 2022-01-27 | 7 | Spouse | WYNNWynn Resorts, Limited | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-02-03 | 2022-01-27 | 7 | Joint | BACBank of America Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-11-09 | 2021-10-14 | 26 | Joint | RXTRackspace Technology, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-10-19 | 2021-10-13 | 6 | Joint | HHHHoward Hughes Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-10-19 | 2021-10-06 | 13 | Joint | CommScope Holding Company, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-28 | 14 | Joint | Great Canadian gaming Corp Ordinary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | Syneos Health, Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | ESIElement Solutions Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | LDOSLeidos Holdings, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | Evoqua Water Technologies Corp. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | FOURShift4 Payments, Inc. Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | BAHBooz Allen Hamilton Holding Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-10-12 | 2021-09-24 | 18 | Joint | CARRCarrier global Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-09-23 | 2021-09-15 | 8 | Joint | Avaya Holdings Corp. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-09-23 | 2021-09-15 | 8 | Joint | Realogy Holdings Corp. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-09-23 | 2021-09-14 | 9 | Joint | GDDYGoDaddy Inc. Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2021-09-23 | 2021-09-14 | 9 | Joint | Avaya Holdings Corp. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-09-23 | 2021-09-14 | 9 | Joint | Realogy Holdings Corp. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | CHDNChurchill Downs, Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | Black Knight, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | BAHBooz Allen Hamilton Holding Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | ONON Semiconductor Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | Victorias Secret & Co. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | FOURShift4 Payments, Inc. Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-20 | 21 | Joint | BFAMBright Horizons Family Solutions Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-17 | 24 | Joint | Realogy Holdings Corp. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-17 | 24 | Joint | BLDRBuilders FirstSource, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-17 | 24 | Joint | CARRCarrier global Corporation | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-17 | 24 | Joint | DELLDell Technologies Inc. Class C | Sale | $1,001 - $15,000 | Clerk → |
| 2021-09-10 | 2021-08-06 | 35 | Joint | LYVLive Nation Entertainment, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-27 | 17 | Joint | XPOXPO Logistics, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-14 | 30 | Joint | GENNortonLifeLock Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | CHDNChurchill Downs, Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | LYVLive Nation Entertainment, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | BALLBall Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | L Brands, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | CZRCaesars Entertainment, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | UAAUnder Armour, Inc. Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-13 | 31 | Joint | PLNTPlanet Fitness, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-07 | 37 | Joint | KMXCarMax Inc | Sale | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-07 | 37 | Joint | LYVLive Nation Entertainment, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-07 | 37 | Joint | STZConstellation Brands, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-07 | 37 | Joint | CHDNChurchill Downs, Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-07 | 37 | Joint | BALLBall Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-07 | 37 | Joint | CCKCrown Holdings, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | SYFSynchrony Financial | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | CHDNChurchill Downs, Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | CommScope Holding Company, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | SWKStanley Black & Decker, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | CARRCarrier global Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | TFXTeleflex Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | CZRCaesars Entertainment, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | ZBHZimmer Biomet Holdings, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | CWKCushman & Wakefield plc Ordinary Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-28 | 15 | Joint | TNLTravel Leisure Co. Common Stock | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | BALLBall Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | Black Knight, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | VICIVICI Properties Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | VNTVontier Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | CWKCushman & Wakefield plc Ordinary Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | MASMasco Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | CZRCaesars Entertainment, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | GDDYGoDaddy Inc. Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | CARRCarrier global Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | STORE Capital Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | L Brands, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | BKRBaker Hughes Incorporated | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-23 | 20 | Joint | SWKStanley Black & Decker, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | REZIResideo Technologies, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | ELANElanco Animal Health Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | DPZDomino's Pizza Inc | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | LITELumentum Holdings Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | VICIVICI Properties Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | CWKCushman & Wakefield plc Ordinary Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | VNTVontier Corporation | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | AJGArthur J. gallagher & Co. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | CLVTClarivate Plc Ordinary Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-21 | 22 | Joint | LEALear Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | AMRCAmeresco, Inc. Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | PHMPultegroup, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | VICIVICI Properties Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | REZIResideo Technologies, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | CWKCushman & Wakefield plc Ordinary Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | MSCIMSCI Inc | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | DPZDomino's Pizza Inc | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | Black Knight, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-17 | 26 | Joint | TTEKTetra Tech, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-15 | 28 | Joint | HCAHCA Healthcare, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-15 | 28 | Joint | LKQLKQ Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-07-13 | 2021-06-15 | 28 | Joint | LPLALPL Financial Holdings Inc. | Purchase | $1,001 - $15,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2021 report.
227 assets with a value on the report filed 2022-08-13, 144 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| MMM3M Company | Stock | Dependent | $15,001 - $50,000 |
| AAPLApple Inc. | Stock | Dependent | $100,001 - $250,000 |
| Aquila Three Peaks Opp Growth Cl A | Fund | Dependent | $100,001 - $250,000 |
| CARAvis Budget Group, Inc. | Stock | Dependent | $1,001 - $15,000 |
| BDXBecton, Dickinson and Company | Stock | Dependent | $1 - $1,000 |
| Blackrock Global Alloc CL A | Fund | Dependent | $100,001 - $250,000 |
| BABoeing Company | Stock | Dependent | $15,001 - $50,000 |
| CAHCardinal Health, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Cash in Account | Other | Dependent | $50,001 - $100,000 |
| CNDTConduent Incorporated | Stock | Dependent | $1 - $1,000 |
| DHCDiversified Healthcare Trust - Common Shares of Beneficial Interest | Stock | Dependent | $1 - $1,000 |
| DDominion Energy, Inc. | Stock | Dependent | $50,001 - $100,000 |
| Fidelity NASDAQ Comp Index ETF | Fund | Dependent | $100,001 - $250,000 |
| Fidelity Total Bond Fund | Fund | Dependent | $50,001 - $100,000 |
| Five Star Senior Living Inc. - Common Shares | Stock | Dependent | $1 - $1,000 |
| FLLFull House Resorts, Inc. | Stock | Dependent | $1,000,001 - $5,000,000 |
| iShares Core S&P Total US Stock Mkt ETF | Fund | Dependent | $250,001 - $500,000 |
| iShares Dow Jones US ETF | Fund | Dependent | $100,001 - $250,000 |
| iShares Inc MSCI JPN ETF NEW | Fund | Dependent | $100,001 - $250,000 |
| iShares Trust Core MSCI Europe ETF | Fund | Dependent | $15,001 - $50,000 |
| MGMMGM Resorts International | Stock | Dependent | $250,001 - $500,000 |
| MDLZMondelez International, Inc. - Class A | Stock | Dependent | $1,001 - $15,000 |
| PPLPPL Corporation | Stock | Dependent | $1,001 - $15,000 |
| PEGPublic Service Enterprise Group Incorporated | Stock | Dependent | $15,001 - $50,000 |
| Sony Corporation | Stock | Dependent | $100,001 - $250,000 |
| RMRThe RMR Group Inc. - Class A | Stock | Dependent | $1 - $1,000 |
| TNLTravel Leisure Co. Common Stock | Stock | Dependent | $1,001 - $15,000 |
| WHWyndham Hotels & Resorts, Inc. | Stock | Dependent | $1,001 - $15,000 |
| XRXXerox Holdings Corporation | Stock | Dependent | $1,001 - $15,000 |
| Columbia Income Opp 529 PRT AG FBO DC1 | Fund | Dependent | $50,001 - $100,000 |
| Columbia Income Opp 529 PRT AG FBO DC2 | Fund | Dependent | $250,001 - $500,000 |
| Residential Property on Youngdale Drive in Las Vegas, NV | Other | Joint | $500,001 - $1,000,000 |
| Residential Real Estate Promissory Note Receivable, 100% Interest | Other | Joint | $500,001 - $1,000,000 |
| Residential Rental Condo on Lodestone in Las Vegas, NV | Other | Joint | $250,001 - $500,000 |
| Residential Rental Property on Edna Ave in Las Vegas, NV | Other | Joint | $500,001 - $1,000,000 |
| Bank of America Checking | Other | Joint | $50,001 - $100,000 |
| ACHCAcadia Healthcare Company, Inc. | Stock | Joint | $1,001 - $15,000 |
| AHCOAdaptHealth Corp. | Stock | Joint | $1,001 - $15,000 |
| ALLYAlly Financial Inc. | Stock | Joint | $15,001 - $50,000 |
| AMRCAmeresco, Inc. Class A | Stock | Joint | None |
| AWKAmerican Water Works Company, Inc. | Stock | Joint | $1,001 - $15,000 |
| COLDAmericold Realty Trust Common Shares | Stock | Joint | None |
| AMPAmeriprise Financial, Inc. | Stock | Joint | None |
| AMEAMETEK, Inc. | Stock | Joint | $1,001 - $15,000 |
| APTVAptiv PLC Ordinary Shares | Stock | Joint | $1,001 - $15,000 |
| AJGArthur J. Gallagher & Co. | Stock | Joint | $15,001 - $50,000 |
| AVTRAvantor, Inc. | Stock | Joint | $15,001 - $50,000 |
| Avaya Holdings Corp. | Stock | Joint | None |
| AZTAAzenta, Inc. | Stock | Joint | None |
| BALLBall Corporation | Stock | Joint | $15,001 - $50,000 |
| BBWIBath & Body Works, Inc. | Stock | Joint | $1,001 - $15,000 |
| Berry Global Group, Inc. | Stock | Joint | $1,001 - $15,000 |
| BIOBio-Rad Laboratories, Inc. Class A | Stock | Joint | $1,001 - $15,000 |
| Black Knight, Inc. | Stock | Joint | $1,001 - $15,000 |
| BAHBooz Allen Hamilton Holding Corporation | Stock | Joint | $1,001 - $15,000 |
| BFAMBright Horizons Family Solutions Inc. | Stock | Joint | $1,001 - $15,000 |
| BRBroadridge Financial Solutions, Inc. | Stock | Joint | $1,001 - $15,000 |
| BROBrown & Brown, Inc. | Stock | Joint | $15,001 - $50,000 |
| BLDRBuilders FirstSource, Inc. | Stock | Joint | $1,001 - $15,000 |
| CACICACI International, Inc. Class A | Stock | Joint | None |
| CZRCaesars Entertainment, Inc. | Stock | Joint | $1,001 - $15,000 |
| KMXCarMax Inc | Stock | Joint | None |
| CARRCarrier Global Corporation | Stock | Joint | None |
| Cash in Account | Other | Joint | $50,001 - $100,000 |
| Catalent, Inc. | Stock | Joint | $15,001 - $50,000 |
| CDK Global, Inc. | Stock | Joint | None |
| CDWCDW Corporation | Stock | Joint | $15,001 - $50,000 |
| CNCCentene Corporation | Stock | Joint | None |
| ChampionX Corporation | Stock | Joint | $1,001 - $15,000 |
| Change Healthcare Inc. | Stock | Joint | None |
| CHTRCharter Communications, Inc. - Class A | Stock | Joint | None |
| CHDNChurchill Downs, Incorporated | Stock | Joint | $15,001 - $50,000 |
| CLVTClarivate Plc Ordinary Shares | Stock | Joint | $1,001 - $15,000 |
| STZConstellation Brands, Inc. | Stock | Joint | None |
| CCICrown Castle International Corp. | Stock | Joint | None |
| CCKCrown Holdings, Inc. | Stock | Joint | $1,001 - $15,000 |
| CWKCushman & Wakefield plc Ordinary Shares | Stock | Joint | $1,001 - $15,000 |
| DELLDell Technologies Inc. Class C | Stock | Joint | None |
| DINDine Brands Global, Inc. | Stock | Joint | None |
| Discover Financial Services | Stock | Joint | $1,001 - $15,000 |
| Diversey Holdings, Ltd. - Ordinary Shares | Stock | Joint | $1,001 - $15,000 |
| DLTRDollar Tree, Inc. | Stock | Joint | None |
| DPZDomino's Pizza Inc | Stock | Joint | None |
| DOVDover Corporation | Stock | Joint | None |
| Duke Realty Corporation | Stock | Joint | None |
| ECLEcolab Inc. | Stock | Joint | None |
| ELANElanco Animal Health Incorporated | Stock | Joint | $1,001 - $15,000 |
| ESIElement Solutions Inc. | Stock | Joint | $1,001 - $15,000 |
| ENTGEntegris, Inc. | Stock | Joint | $1,001 - $15,000 |
| EQIXEquinix, Inc. | Stock | Joint | None |
| Evoqua Water Technologies Corp. | Stock | Joint | $15,001 - $50,000 |
| FISFidelity National Information Services, Inc. | Stock | Joint | None |
| FISVFiserv, Inc. | Stock | Joint | None |
| FMCFMC Corporation | Stock | Joint | None |
| ITGartner, Inc. | Stock | Joint | $1,001 - $15,000 |
| GFLGFL Environmental Inc. Subordinate voting shares, no par value | Stock | Joint | $15,001 - $50,000 |
| GPNGlobal Payments Inc. | Stock | Joint | $1,001 - $15,000 |
| GPKGraphic Packaging Holding Company | Stock | Joint | None |
| GOGrocery Outlet Holding Corp. | Stock | Joint | None |
| HASIHannon Armstrong Sustainable Infrastructure Capital, Inc. | Stock | Joint | None |
| LHXHarris Corporation | Stock | Joint | None |
| HCAHCA Healthcare, Inc. | Stock | Joint | $1,001 - $15,000 |
| Hologic, Inc. | Stock | Joint | $1,001 - $15,000 |
| HHHHoward Hughes Corporation | Stock | Joint | None |
| IHS Markit Ltd. Common Shares | Stock | Joint | None |
| IQVIQVIA Holdings, Inc. | Stock | Joint | $15,001 - $50,000 |
| KEYSKeysight Technologies Inc. | Stock | Joint | $15,001 - $50,000 |
| LWLamb Weston Holdings, Inc. | Stock | Joint | None |
| LEALear Corporation | Stock | Joint | None |
| LESLLeslie's, Inc. | Stock | Joint | $1,001 - $15,000 |
| LYVLive Nation Entertainment, Inc. | Stock | Joint | $1,001 - $15,000 |
| LKQLKQ Corporation | Stock | Joint | $1,001 - $15,000 |
| LPLALPL Financial Holdings Inc. | Stock | Joint | $15,001 - $50,000 |
| MRVLMarvell Technology, Inc. | Stock | Joint | $15,001 - $50,000 |
| MASMasco Corporation | Stock | Joint | None |
| MATMattel, Inc. | Stock | Joint | $1,001 - $15,000 |
| TAPMolson Coors Beverage Company Class B | Stock | Joint | $1,001 - $15,000 |
| MSIMotorola Solutions, Inc. | Stock | Joint | $15,001 - $50,000 |
| MSCIMSCI Inc | Stock | Joint | None |
| NDAQNasdaq, Inc. | Stock | Joint | $15,001 - $50,000 |
| GENNortonLifeLock Inc. | Stock | Joint | None |
| ONON Semiconductor Corporation | Stock | Joint | $1,001 - $15,000 |
| PANWPalo Alto Networks, Inc. | Stock | Joint | $1,001 - $15,000 |
| PFGCPerformance Food Group Company | Stock | Joint | $1,001 - $15,000 |
| PLNTPlanet Fitness, Inc. | Stock | Joint | $1,001 - $15,000 |
| QRVOQorvo, Inc. | Stock | Joint | $1,001 - $15,000 |
| Realogy Holdings Corp. | Stock | Joint | None |
| RSGRepublic Services, Inc. | Stock | Joint | $1,001 - $15,000 |
| REZIResideo Technologies, Inc. | Stock | Joint | $1,001 - $15,000 |
| ROPRoper Technologies, Inc. | Stock | Joint | None |
| SAICSCIENCE APPLICATIONS INTERNATIONAL CORPORATION | Stock | Joint | None |
| SMGScotts Miracle-Gro Company | Stock | Joint | $1,001 - $15,000 |
| SCIService Corporation International | Stock | Joint | $1,001 - $15,000 |
| SHWSherwin-Williams Company | Stock | Joint | None |
| FOURShift4 Payments, Inc. Class A | Stock | Joint | $1,001 - $15,000 |
| SSNCSS&C Technologies Holdings, Inc. | Stock | Joint | $15,001 - $50,000 |
| SWKStanley Black & Decker, Inc. | Stock | Joint | $1,001 - $15,000 |
| SBUXStarbucks Corporation | Stock | Joint | None |
| STORE Capital Corporation | Stock | Joint | None |
| SYFSynchrony Financial | Stock | Joint | None |
| Syneos Health, Inc. - Class A | Stock | Joint | $1,001 - $15,000 |
| TDYTeledyne Technologies Incorporated | Stock | Joint | $1,001 - $15,000 |
| TFXTeleflex Incorporated | Stock | Joint | $1,001 - $15,000 |
| The AZEK Company Inc. Class A | Stock | Joint | $1,001 - $15,000 |
| GTThe Goodyear Tire & Rubber Company | Stock | Joint | $1,001 - $15,000 |
| TMUST-Mobile US, Inc. | Stock | Joint | None |
| TRUTransUnion | Stock | Joint | $15,001 - $50,000 |
| UAAUnder Armour, Inc. Class A | Stock | Joint | None |
| USFDUS Foods Holding Corp. | Stock | Joint | $1,001 - $15,000 |
| VRSKVerisk Analytics, Inc. | Stock | Joint | $1,001 - $15,000 |
| VRTVertiv Holdings, LLC Class A | Stock | Joint | $15,001 - $50,000 |
| VICIVICI Properties Inc. | Stock | Joint | $1,001 - $15,000 |
| Victorias Secret & Co. | Stock | Joint | None |
| VNTVontier Corporation | Stock | Joint | None |
| WWayfair Inc. Class A | Stock | Joint | None |
| WCCWESCO International, Inc. | Stock | Joint | $15,001 - $50,000 |
| WLKWestlake Corporation | Stock | Joint | None |
| Westrock Company | Stock | Joint | None |
| WSMWilliams-Sonoma, Inc. Common Stock | Stock | Joint | None |
| WDAYWorkday, Inc. - Class A | Stock | Joint | None |
| WHWyndham Hotels & Resorts, Inc. | Stock | Joint | None |
| XPOXPO Logistics, Inc. | Stock | Joint | None |
| XYLXylem Inc. Common Stock New | Stock | Joint | $1,001 - $15,000 |
| ZBRAZebra Technologies Corporation - Class A | Stock | Joint | $15,001 - $50,000 |
| ZBHZimmer Biomet Holdings, Inc. | Stock | Joint | None |
| BNY Mellon Institutional S&P 500 | Fund | Joint | $15,001 - $50,000 |
| Cash in Account | Other | Joint | $15,001 - $50,000 |
| FLLFull House Resorts, Inc. | Stock | Joint | $5,000,001 - $25,000,000 |
| BACBank of America Corporation | Stock | Joint | $1,001 - $15,000 |
| CNTYCentury Casinos, Inc. | Stock | Joint | $15,001 - $50,000 |
| RCLD/B/A Royal Caribbean Cruises Ltd. | Stock | Joint | $1,001 - $15,000 |
| Great Canadian Gaming Corp Ordinary Shares | Stock | Joint | None |
| KBHKB Home | Stock | Joint | $1,001 - $15,000 |
| JOESt. Joe Company | Stock | Joint | $15,001 - $50,000 |
| Penn Cap Special Situations Small Cap | Fund | Joint | $250,001 - $500,000 |
| BYDBoyd Gaming Corporation | Stock | Dependent | $100,001 - $250,000 |
| Cash in Account | Other | Dependent | $100,001 - $250,000 |
| Fidelity Nasdaq Composite Index | Fund | Dependent | $15,001 - $50,000 |
| FLLFull House Resorts, Inc. | Stock | Dependent | $100,001 - $250,000 |
| iShares Core S&P 500 ETF | Fund | Dependent | $100,001 - $250,000 |
| iShares Inc MSCI JPN ETF NEW | Fund | Dependent | $100,001 - $250,000 |
| MEOHMethanex Corporation | Stock | Dependent | $15,001 - $50,000 |
| MGMMGM Resorts International | Stock | Dependent | $1,001 - $15,000 |
| SBUXStarbucks Corporation | Stock | Dependent | $250,001 - $500,000 |
| Atlantic Richfield CO Bond, CUSIP 048825BA0 | Bond | Member | $15,001 - $50,000 |
| Fidelity Capital & Income | Fund | Member | $15,001 - $50,000 |
| Fidelity Government Cash Reserves | Other | Member | $15,001 - $50,000 |
| Ishares Core S&P 500 ETF | Fund | Member | $15,001 - $50,000 |
| ASG Global Alernatives Fund -Y | Fund | Dependent | $15,001 - $50,000 |
| BNY Diversified Emerging Mkts Fd | Fund | Dependent | $50,001 - $100,000 |
| BNY Diversified Intl Fund | Fund | Dependent | $100,001 - $250,000 |
| BNY International Small Cap Fd | Fund | Dependent | $50,001 - $100,000 |
| BNY Mellon Global Real Estate Sec Fd | Fund | Dependent | $15,001 - $50,000 |
| BNY Mellon Global Real Return Fund | Fund | Dependent | $15,001 - $50,000 |
| BNY Mellon Mid Cap Multi-Strat Fd | Fund | Dependent | $100,001 - $250,000 |
| BNY Mellon Muni Opportunities | Fund | Dependent | $100,001 - $250,000 |
| BNY Mellon Ntl Intmdt Muni Bond | Fund | Dependent | $250,001 - $500,000 |
| BNY Mellon Opportunistic Sml Cap Fd | Fund | Dependent | $50,001 - $100,000 |
| BNY Mellon US Equity Fund | Fund | Dependent | $500,001 - $1,000,000 |
| BNY Slct Mgrs Sml Cap Grwth Fd | Fund | Dependent | $100,001 - $250,000 |
| BNY Slct Mgrs Sml Cap Val Fd | Fund | Dependent | $1,001 - $15,000 |
| Cash in Account | Other | Dependent | $50,001 - $100,000 |
| Gateway Fund | Fund | Dependent | $100,001 - $250,000 |
| ISHARES TR S&P Small Cap 600 ETF | Fund | Dependent | $15,001 - $50,000 |
| Nationwide Dynamic US Grwth Fd | Fund | Dependent | $250,001 - $500,000 |
| TCW Emerging Markets Income Fund | Fund | Dependent | $15,001 - $50,000 |
| Van Eck Cm Commodity Index Fund | Fund | Dependent | $1,001 - $15,000 |
| Vanguard Emerging Markets ETF | Fund | Dependent | $1,001 - $15,000 |
| AMZNAmazon.com, Inc. | Stock | Dependent | $50,001 - $100,000 |
| AAPLApple Inc. | Stock | Dependent | $50,001 - $100,000 |
| Cash in Account | Other | Dependent | $100,001 - $250,000 |
| CNTYCentury Casinos, Inc. | Stock | Dependent | $50,001 - $100,000 |
| FLLFull House Resorts, Inc. | Stock | Dependent | $1,000,001 - $5,000,000 |
| iShares Core S&P 500 ETF | Fund | Dependent | $100,001 - $250,000 |
| iShares Inc MSCI JPN ETF NEW | Fund | Dependent | $15,001 - $50,000 |
| MYEMyers Industries, Inc. | Stock | Dependent | $100,001 - $250,000 |
| NKENike, Inc. | Stock | Dependent | $1,001 - $15,000 |
| Gabelli ABC Fund | Fund | Dependent | $15,001 - $50,000 |
| Gabelli Asset FD SBI | Fund | Dependent | $15,001 - $50,000 |
| Gabelli Equity Ins Small Cap Growth | Fund | Dependent | $15,001 - $50,000 |
| Gabelli Global Rising Inc CL AAA | Fund | Dependent | $15,001 - $50,000 |
| Gabelli US Treasury Fund | Fund | Dependent | $1 - $1,000 |
| Cash in Account | Other | Member | $15,001 - $50,000 |
| Clearbridge Small Cap A | Fund | Member | $1,001 - $15,000 |
| Clearbridge Val Trust A | Fund | Member | $1,001 - $15,000 |
| Western AST Int Term Muni A | Fund | Member | $15,001 - $50,000 |
| Fidelity Government Money Market | Other | Joint | $15,001 - $50,000 |
How reports are read: holdings methodology.