Congressional stock trades · Member
Alan S. Lowenthal
Former representative · CA-47 · Democrat
659 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 6 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2020-03-11 | 2020-02-27 | 13 | Spouse | Paypal Holdings Inc | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-03-11 | 2020-02-26 | 14 | Spouse | RUNSunrun Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-03-11 | 2020-02-25 | 15 | Spouse | RUNSunrun Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-03-11 | 2020-02-20 | 20 | Spouse | Vivint Solar, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-03-11 | 2020-02-20 | 20 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-03-11 | 2020-02-19 | 21 | Spouse | CSCOCisco Systems, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-03-11 | 2020-02-18 | 22 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-03-10 | 2020-03-06 | 4 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $43.99 | Clerk → |
| 2020-03-10 | 2020-03-05 | 5 | Spouse | BABoeing Company | Sale (partial) | $525.99 | Clerk → |
| 2020-03-10 | 2020-03-04 | 6 | Spouse | TMUST-Mobile US, Inc. | Purchase | $369.93 | Clerk → |
| 2020-03-10 | 2020-03-04 | 6 | Spouse | GOOGAlphabet Inc. - Class C Capital Stock | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-03-10 | 2020-02-27 | 12 | Spouse | ProShares Short S&P500 | Purchase | $354.20 | Clerk → |
| 2020-03-10 | 2020-02-27 | 12 | Spouse | RUNSunrun Inc. | Sale (partial) | $104.25 | Clerk → |
| 2020-03-10 | 2020-02-27 | 12 | Spouse | ProShares Short S&P500 | Purchase | $480.70 | Clerk → |
| 2020-03-10 | 2020-02-26 | 13 | Spouse | RUNSunrun Inc. | Sale (partial) | $84.39 | Clerk → |
| 2020-03-10 | 2020-02-25 | 14 | Spouse | RUNSunrun Inc. | Sale (partial) | $84.48 | Clerk → |
| 2020-03-10 | 2020-02-21 | 18 | Spouse | ProShares Short S&P500 | Purchase | $975.51 | Clerk → |
| 2020-03-10 | 2020-02-21 | 18 | Spouse | CSCOCisco Systems, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-03-10 | 2020-02-20 | 19 | Spouse | Vivint Solar, Inc. | Sale (partial) | $768.29 | Clerk → |
| 2020-03-10 | 2020-02-20 | 19 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $160.94 | Clerk → |
| 2020-03-10 | 2020-02-19 | 20 | Spouse | CSCOCisco Systems, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-03-10 | 2020-02-18 | 21 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $190.89 | Clerk → |
| 2020-02-21 | 2020-02-13 | 8 | Spouse | TMUST-Mobile US, Inc. | Purchase | $669.93 | Clerk → |
| 2020-02-21 | 2020-02-11 | 10 | Spouse | TMUST-Mobile US, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-21 | 2020-02-11 | 10 | Spouse | Global Pmts Inc | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-21 | 2020-02-10 | 11 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-02-21 | 2020-02-10 | 11 | Spouse | SPCEVirgin galactic Holdings, Inc. | Sale (partial) | $184.55 | Clerk → |
| 2020-02-16 | 2020-01-16 | 31 | Spouse | ProShares Short S&P500 | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-15 | 2020-02-07 | 8 | Spouse | Expedia group Inc | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-15 | 2020-02-03 | 12 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-15 | 2020-02-03 | 12 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $57.88 | Clerk → |
| 2020-02-15 | 2020-01-31 | 15 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $724.41 | Clerk → |
| 2020-02-15 | 2020-01-31 | 15 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $28.98 | Clerk → |
| 2020-02-15 | 2020-01-30 | 16 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-15 | 2020-01-30 | 16 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $43.47 | Clerk → |
| 2020-02-15 | 2020-01-27 | 19 | Spouse | COLDAmericold Realty Trust Common Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-13 | 2020-01-17 | 27 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-13 | 2020-01-17 | 27 | Spouse | ProShares Short S&P500 | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-13 | 2020-01-17 | 27 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $107.34 | Clerk → |
| 2020-02-02 | 2020-01-22 | 11 | Spouse | BABoeing Company | Sale | $1,001 - $15,000 | Clerk → |
| 2020-02-02 | 2020-01-21 | 12 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-02-02 | 2020-01-21 | 12 | Spouse | Diamond Eagle Acquisition Corp. - unit | Purchase | $109.63 | Clerk → |
| 2020-01-18 | 2020-01-10 | 8 | Spouse | Ares Cap Corp | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-18 | 2020-01-09 | 9 | Spouse | Ares Cap Corp | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-01-18 | 2020-01-06 | 12 | Spouse | Black Knight, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-01-18 | 2020-01-06 | 12 | Spouse | Black Knight, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-01-18 | 2020-01-06 | 12 | Spouse | Black Knight, Inc. | Sale | $576.04 | Clerk → |
| 2020-01-13 | 2020-01-03 | 10 | Spouse | Black Knight, Inc. | Sale (partial) | $256.88 | Clerk → |
| 2020-01-13 | 2020-01-03 | 10 | Spouse | Black Knight, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-01-13 | 2020-01-03 | 10 | Spouse | Black Knight, Inc. | Sale (partial) | $770.65 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | Black Knight, Inc. | Sale (partial) | $767.14 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | Black Knight, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | ICEIntercontinental Exchange Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | ICEIntercontinental Exchange Inc. | Sale (partial) | $555.70 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | AAPLApple Inc. | Sale (partial) | $894.97 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | AAPLApple Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-01-13 | 2020-01-02 | 11 | Spouse | Black Knight, Inc. | Sale (partial) | $255.71 | Clerk → |
| 2020-01-02 | 2019-12-13 | 20 | Spouse | ProShares Short S&P500 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-01-02 | 2019-12-11 | 22 | Spouse | COLDAmericold Realty Trust Common Shares | Purchase | $15,001 - $50,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2021 report.
203 assets with a value on the report filed 2022-07-22, 105 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| AZL Russell 1000 Growth Idx C2 | Fund | Member | $50,001 - $100,000 |
| AZL Russell 1000 Value Index C2 | Fund | Member | $50,001 - $100,000 |
| AZL S&P 500 Index Fund | Fund | Member | $50,001 - $100,000 |
| AZL Small Cap Stock Index | Fund | Member | $15,001 - $50,000 |
| Franklin Rising Dividends Sec | Fund | Member | $15,001 - $50,000 |
| PIMCO EqS Pathfinder | Fund | Member | $50,001 - $100,000 |
| Fixed Annuity | Other | Member | $15,001 - $50,000 |
| CA Resources Long Beach, Inc., 50% Interest | Other | Joint | Undetermined |
| California Public Retirement System | Bond | Member | Undetermined |
| Fidelity Contrafund | Fund | Joint | $1,001 - $15,000 |
| Fidelity Large Cap Value Enhanced Index | Fund | Joint | $1,001 - $15,000 |
| Fidelity Limited Term Bond Fund | Fund | Joint | None |
| Fidelity Low Priced Stock | Fund | Joint | $1,001 - $15,000 |
| Fidelity Mortage Securities | Fund | Joint | None |
| Fidelity Short Term Treasury Bond Index | Fund | Joint | $1,001 - $15,000 |
| Fidelity Total Bond | Fund | Joint | $1,001 - $15,000 |
| IBMInternational Business Machines Corporation | Stock | Spouse | $1,001 - $15,000 |
| DISWalt Disney Company | Stock | Spouse | $100,001 - $250,000 |
| Trans Century Limited (TCL:KN) | Other | Spouse | $1 - $1,000 |
| Long Beach Schools Federal Credit Union | Other | Member | $100,001 - $250,000 |
| GOOGAlphabet Inc. - Class C Capital Stock | Stock | Spouse | $1,001 - $15,000 |
| AMZNAmazon.com, Inc. | Stock | Spouse | $1,001 - $15,000 |
| AMTAmerican Tower Corporation | Stock | Spouse | $1,001 - $15,000 |
| COLDAmericold Realty Trust Common Shares | Stock | Spouse | None |
| AAPLApple Inc. | Stock | Spouse | $1,001 - $15,000 |
| ADSKAutodesk, Inc. | Stock | Spouse | $1,001 - $15,000 |
| BLKBlackRock, Inc. | Stock | Spouse | $1,001 - $15,000 |
| CIT GROUP INC NOTE CALL MAKE WHOLE | Bond | Spouse | $1,001 - $15,000 |
| CCICrown Castle International Corp. | Stock | Spouse | $1,001 - $15,000 |
| DECKDeckers Outdoor Corporation | Stock | Spouse | $1,001 - $15,000 |
| DREYUS TREASURY SEC MGMT ADMIN | Other | Spouse | $100,001 - $250,000 |
| EXPEDIA GROUP INC NOTE CALL MAKE WHOLE | Bond | Spouse | $1,001 - $15,000 |
| FISFidelity National Information Services, Inc. | Stock | Spouse | None |
| GMGeneral Motors Company | Stock | Spouse | None |
| HDHome Depot, Inc. | Stock | Spouse | $1,001 - $15,000 |
| IHS MARKIT LTD NOTE CALL MAKE WHOLE | Bond | Spouse | $1,001 - $15,000 |
| ICEIntercontinental Exchange Inc. | Stock | Spouse | $1,001 - $15,000 |
| IFFInternational Flavors & Fragrances, Inc. | Stock | Spouse | $1,001 - $15,000 |
| iShares Russell 2000 Value | Fund | Spouse | $1 - $1,000 |
| JNJJohnson & Johnson | Stock | Spouse | $1,001 - $15,000 |
| JPMJP Morgan Chase & Co. | Stock | Spouse | $1,001 - $15,000 |
| Kraft Heinz Foods Co Ser B Note 3%; Due 6/1/26 | Bond | Spouse | $1,001 - $15,000 |
| KTOSKratos Defense & Security Solutions, Inc. | Stock | Spouse | None |
| MAMastercard Incorporated | Stock | Spouse | $1,001 - $15,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Spouse | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $1,001 - $15,000 |
| NETFLIX INC NOTE CALL MAKE WHOLE | Bond | Spouse | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Spouse | $1,001 - $15,000 |
| NVDANVIDIA Corporation | Stock | Spouse | $1,001 - $15,000 |
| SPGIS&P Global Inc. | Stock | Spouse | $1,001 - $15,000 |
| CRMSalesforce.com Inc | Stock | Spouse | $1,001 - $15,000 |
| SCIService Corporation International | Stock | Spouse | $1 - $1,000 |
| GLDSPDR GOLD TR GOLD SHS | Fund | Spouse | None |
| RUNSunrun Inc. | Stock | Spouse | $1 - $1,000 |
| BXThe Blackstone Group Inc. | Stock | Spouse | $1,001 - $15,000 |
| TJXTJX Companies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| TMUST-Mobile US, Inc. | Stock | Spouse | $1,001 - $15,000 |
| UBERUber Technologies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| VRSKVerisk Analytics, Inc. | Stock | Spouse | $1,001 - $15,000 |
| SPCEVirgin Galactic Holdings, Inc. | Stock | Spouse | None |
| WCNWaste Connections, Inc. Common Shares | Stock | Spouse | $1,001 - $15,000 |
| Zimmer Biomet Hldgs Inc Note | Bond | Spouse | None |
| GOOGAlphabet Inc. - Class C Capital Stock | Stock | Joint | $1,001 - $15,000 |
| AMZNAmazon.com, Inc. | Stock | Joint | $1,001 - $15,000 |
| ARES CAP CORP NOTE CALL MAKE WHOLE | Bond | Joint | None |
| AZNAstraZeneca PLC - American Depositary Shares | Stock | Joint | $1,001 - $15,000 |
| ADSKAutodesk, Inc. | Stock | Joint | $1,001 - $15,000 |
| BLKBlackRock, Inc. | Stock | Joint | $1,001 - $15,000 |
| BXBlackstone Inc. | Stock | Joint | $1,001 - $15,000 |
| BSXBoston Scientific Corporation | Stock | Joint | $1,001 - $15,000 |
| BIPBrookfield Infrastructure Partners LP Limited Partnership Units | Stock | Joint | $1,001 - $15,000 |
| Charter Communications Oper 4.5%; Due 2/1/24 | Bond | Joint | $1,001 - $15,000 |
| Citigroup Inc. Note 4.05%; Due 7/30/22 | Bond | Joint | $1,001 - $15,000 |
| CCICrown Castle International Corp. | Stock | Joint | $1,001 - $15,000 |
| DECKDeckers Outdoor Corporation | Stock | Joint | $1,001 - $15,000 |
| Elanco Animal Health Inc Ser B Note 5.272%; Due 8/28/23 | Bond | Joint | $1,001 - $15,000 |
| FISFidelity National Information Services, Inc. | Stock | Joint | None |
| HDHome Depot, Inc. | Stock | Joint | $1,001 - $15,000 |
| Hyatt Hotels Corp Note Call Make Whole 1.3%; Due 10/1/23 | Bond | Joint | $1,001 - $15,000 |
| IHS Markit Ltd Note Call Make Whole 3.625%; Due 5/1/24 | Bond | Joint | $1,001 - $15,000 |
| IFFInternational Flavors & Fragrances, Inc. | Stock | Joint | $1,001 - $15,000 |
| iShares Russell 2000 Value | Fund | Joint | $1,001 - $15,000 |
| JBIJanus International Group, Inc. | Stock | Joint | $1 - $1,000 |
| JNJJohnson & Johnson | Stock | Joint | None |
| JPMJP Morgan Chase & Co. | Stock | Joint | $1,001 - $15,000 |
| KTOSKratos Defense & Security Solutions, Inc. | Stock | Joint | None |
| MDTMedtronic plc. Ordinary Shares | Stock | Joint | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Joint | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Joint | $1,001 - $15,000 |
| NVDANVIDIA Corporation | Stock | Joint | $1,001 - $15,000 |
| SPGIS&P Global Inc. | Stock | Joint | $1,001 - $15,000 |
| CRMSalesforce, Inc. | Stock | Joint | $1,001 - $15,000 |
| GLDSPDR Gold Trust | Stock | Joint | None |
| RUNSunrun Inc. | Stock | Joint | None |
| TJXTJX Companies, Inc. | Stock | Joint | $1,001 - $15,000 |
| TMUST-Mobile US, Inc. | Stock | Joint | $1,001 - $15,000 |
| UBERUber Technologies, Inc. | Stock | Joint | $1,001 - $15,000 |
| VRSKVerisk Analytics, Inc. | Stock | Joint | $1,001 - $15,000 |
| WCNWaste Connections, Inc. Common Shares | Stock | Joint | $1,001 - $15,000 |
| ZTSZoetis Inc. Class A | Stock | Joint | $1,001 - $15,000 |
| American Express Co Note 3.7%; Due 8/3/23 | Bond | Joint | $1,001 - $15,000 |
| Booking Holdings Inc. Note | Bond | Joint | None |
| CDW LLC / CDW Fin Corp Note 5.5%; Due 12/1/24 | Bond | Joint | $1,001 - $15,000 |
| Charter Communications Oper 4.5%; Due 2/1/24 | Bond | Joint | $1,001 - $15,000 |
| Dreyfus Treasury Sec Cash Mgmt Admin | Other | Joint | $1,001 - $15,000 |
| Elanco Animal Health Inc Ser B Note 5.272%; Due 8/28/23 | Bond | Joint | $1,001 - $15,000 |
| Equinix Inc Note Call Make Whole 2.625%; Due 11/18/24 | Bond | Joint | $1,001 - $15,000 |
| Expedia Group Inc Note Call Make Whole 4.5%; Due 8/15/24 | Bond | Joint | $1,001 - $15,000 |
| Fidelity Natl Information Svcs | Bond | Joint | None |
| General Mills Inc Note Call Make Whole | Bond | Joint | None |
| Global Payments Inc. Note 2.65%; Due 2/15/2025 | Bond | Joint | $1,001 - $15,000 |
| Hyatt Hotels Corp Note Call Make Whole 1.3%; Due 10/1/23 | Bond | Joint | $1,001 - $15,000 |
| Mondelez Intl Note 2.125%; Due 4/13/2023 | Bond | Joint | None |
| Netflix Inc. Note 5.5%; Due 2/15/2022 | Bond | Joint | $1,001 - $15,000 |
| Service Corp Intl Note Call Make Whole 4.624%; Due 12/15/27 | Bond | Joint | $1,001 - $15,000 |
| Sherwin Williams Co Note 3.45%; Due 8/1/2025 | Bond | Joint | $1,001 - $15,000 |
| T Mobile USA Inc Note Call Make Whole 2.25%; Due 2/15/26 | Bond | Joint | $1,001 - $15,000 |
| AMTAmerican Tower Corporation | Stock | Spouse | $1 - $1,000 |
| Dreyfus Treas. Prime Cash Management INV & SHS | Other | Spouse | $1 - $1,000 |
| SPYSPDR S&P 500 ETF TRUST UNIT SER 1 S&P | Fund | Spouse | $1,001 - $15,000 |
| GOOGAlphabet Inc. - Class C Capital Stock | Stock | Spouse | $50,001 - $100,000 |
| AMZNAmazon.com, Inc. | Stock | Spouse | $15,001 - $50,000 |
| American Express Co Note | Bond | Spouse | $15,001 - $50,000 |
| AMTAmerican Tower Corporation | Stock | Spouse | $15,001 - $50,000 |
| COLDAmericold Realty Trust Common Shares | Stock | Spouse | None |
| Amphenol Corp Note 3.2%; Due 4/1/2024 | Bond | Spouse | $15,001 - $50,000 |
| AAPLApple Inc. | Stock | Spouse | $50,001 - $100,000 |
| Ares Capital Corp Note 3.5%; Due 2/10/2023 | Bond | Spouse | $15,001 - $50,000 |
| AZNAstraZeneca PLC - American Depositary Shares | Stock | Spouse | $15,001 - $50,000 |
| ADSKAutodesk, Inc. | Stock | Spouse | $15,001 - $50,000 |
| BANK AMER CORP MTN | Bond | Spouse | $15,001 - $50,000 |
| BLKBlackRock, Inc. | Stock | Spouse | $15,001 - $50,000 |
| BSXBoston Scientific Corporation | Stock | Spouse | $15,001 - $50,000 |
| BIPCBrookfield Infrastructure Partners LP Class A Subordinate Voting Shares | Stock | Spouse | $50,001 - $100,000 |
| CDW LLC/CDW FIN CORP | Bond | Spouse | $15,001 - $50,000 |
| Celgene Corp Note Call Make Whole | Bond | Spouse | None |
| CHARTER COMMUNICATIONS OPER | Bond | Spouse | $15,001 - $50,000 |
| CIT Group Inc Note Call Make Whole | Bond | Spouse | $15,001 - $50,000 |
| Crown Castle International Corp. 1.35%; Due 7/15/2025 | Bond | Spouse | $15,001 - $50,000 |
| DECKDeckers Outdoor Corporation | Stock | Spouse | $15,001 - $50,000 |
| DKNGDraftKings Inc. - Class A | Stock | Spouse | None |
| Dreyfus Treas. Prime Cash Management INV & SHS | Other | Spouse | $100,001 - $250,000 |
| ELANCO ANIMAL HEALTH INC NOTE | Bond | Spouse | $15,001 - $50,000 |
| Equinix Inc. Note 5.375%; Due 5/15/2027 | Bond | Spouse | None |
| METAFacebook, Inc. - Class A | Stock | Spouse | None |
| FISFidelity National Information Services, Inc. | Stock | Spouse | None |
| GMGeneral Motors Company | Stock | Spouse | None |
| Global Payments Inc. Note 2.625%; Due 2/15/2025 | Bond | Spouse | $15,001 - $50,000 |
| HDHome Depot, Inc. | Stock | Spouse | $15,001 - $50,000 |
| Hyatt Hotels Corp Note Call Make Whole 1.3%; Due 10/1/23 | Bond | Spouse | $15,001 - $50,000 |
| IHS MARKIT LTD NOTE CALL MAKE WHOLE | Bond | Spouse | $15,001 - $50,000 |
| ICEIntercontinental Exchange Inc. | Stock | Spouse | $15,001 - $50,000 |
| IFFInternational Flavors & Fragrances, Inc. | Stock | Spouse | $15,001 - $50,000 |
| iShares Russell 2000 Value | Fund | Spouse | $15,001 - $50,000 |
| JBIJanus International Group, Inc. | Stock | Spouse | $1,001 - $15,000 |
| JNJJohnson & Johnson | Stock | Spouse | $15,001 - $50,000 |
| JPMJP Morgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| Kraft Heinz Foods Co Ser B Note 3%; Due 6/1/26 | Bond | Spouse | $15,001 - $50,000 |
| KTOSKratos Defense & Security Solutions, Inc. | Stock | Spouse | None |
| Lennar Corp Note Call 4.5%; Due 4/30/2024 | Bond | Spouse | $15,001 - $50,000 |
| MAMastercard Incorporated | Stock | Spouse | $15,001 - $50,000 |
| MDTMedtronic plc. Ordinary Shares | Stock | Spouse | $15,001 - $50,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $50,001 - $100,000 |
| NETFLIX INC NOTE CALL MAKE WHOLE | Bond | Spouse | $15,001 - $50,000 |
| NEENextEra Energy, Inc. | Stock | Spouse | $15,001 - $50,000 |
| NVDANVIDIA Corporation | Stock | Spouse | $15,001 - $50,000 |
| Oracle Corp Note 2.625%; Due 2/15/2023 | Bond | Spouse | $15,001 - $50,000 |
| Outfront Media Inc. Ser B Note 5.625%; Due 2/15/2024 | Bond | Spouse | None |
| Paypal Holdings Inc. Note 2.4%; Due 10/01/2024 | Bond | Spouse | $15,001 - $50,000 |
| SPGIS&P Global Inc. | Stock | Spouse | $15,001 - $50,000 |
| CRMSalesforce.com Inc | Stock | Spouse | $15,001 - $50,000 |
| SCIService Corporation International | Stock | Spouse | $15,001 - $50,000 |
| RUNSunrun Inc. | Stock | Spouse | $1,001 - $15,000 |
| BXThe Blackstone Group Inc. | Stock | Spouse | $15,001 - $50,000 |
| Thermo Fisher Scientific Inc Note 1.215% Due 10/18/24 | Bond | Spouse | $15,001 - $50,000 |
| TJXTJX Companies, Inc. | Stock | Spouse | $15,001 - $50,000 |
| TMUST-Mobile US, Inc. | Stock | Spouse | $15,001 - $50,000 |
| T-Mobile USA Inc Note Call Make Whole 2.25%; Due 2/15/26 | Bond | Spouse | $15,001 - $50,000 |
| Toll Bros Fin Corp Note Call Make Whole 4.375%; Due 4/15/23 | Bond | Spouse | $15,001 - $50,000 |
| UBERUber Technologies, Inc. | Stock | Spouse | $15,001 - $50,000 |
| VRSKVerisk Analytics, Inc. | Stock | Spouse | $15,001 - $50,000 |
| SPCEVirgin Galactic Holdings, Inc. | Stock | Spouse | None |
| VMWare Inc Note Call Make Whole 1.4%; Due 8/15/26 | Bond | Spouse | $15,001 - $50,000 |
| WCNWaste Connections, Inc. Common Shares | Stock | Spouse | $15,001 - $50,000 |
| Wells Fargo CO | Bond | Spouse | $15,001 - $50,000 |
| Zimmer Biomet Hldgs Inc. Note | Bond | Spouse | None |
| Zoetis Inc. Note 3.25%; Due 2/1/2023 | Bond | Spouse | $15,001 - $50,000 |
| Bond Fund | Fund | Member | $50,001 - $100,000 |
| Large Cap Fund | Fund | Member | $50,001 - $100,000 |
| Bond Fund | Fund | Member | $15,001 - $50,000 |
| Large Cap Fund | Fund | Member | $15,001 - $50,000 |
| Fidelity Blue Chip Growth | Fund | Spouse | $15,001 - $50,000 |
| Fidelity Contrafund | Fund | Spouse | $15,001 - $50,000 |
| Fidelity Environment & Alternative Energy | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Large Cap Value Enhanced Index | Fund | Spouse | $15,001 - $50,000 |
| Fidelity Low Priced Stock | Fund | Spouse | $15,001 - $50,000 |
| Fidelity Select Brokerage & Investment Management | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Select Communication Services | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Select Consumer Discretion | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Select Financial Services | Fund | Spouse | None |
| Fidelity Select Healthcare | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Select Industrials | Fund | Spouse | None |
| Fidelity Select Technology | Fund | Spouse | $1,001 - $15,000 |
How reports are read: holdings methodology.