Congressional stock trades · Member
Neal P. Dunn
Representative · FL-2 · Republican
86 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: House Committee on Energy and Commerce; House Select Committee on the Strategic Competition Between the United States and the Chinese Communist Party.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-06-23 | 2026-05-11 | 43 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Sale | $50,001 - $100,000 | Clerk → |
| 2026-06-23 | 2026-05-11 | 43 | Member | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | Sale | $15,001 - $50,000 | Clerk → |
| 2026-06-23 | 2026-05-11 | 43 | Member | JP Morgan Chase & Co Depositary Shares Preferred Series GG | Sale | $50,001 - $100,000 | Clerk → |
| 2026-03-17 | 2026-02-02 | 43 | Member | Cadence Bank 5.50% Series A (CADE$A) | Exchange | $1,001 - $15,000 | Clerk → |
| 2026-03-17 | 2026-02-02 | 43 | Member | HBANZHuntington Bancshares Incorporated - Depositary Shares L Preferred Stock | Exchange | $1,001 - $15,000 | Clerk → |
| 2025-10-01 | 2025-09-04 | 27 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2025-08-13 | 2025-06-02 | 72 ·>45 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2025-04-03 | 2025-03-03 | 31 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2025-03-10 | 2024-12-24 | 76 ·>45 | Spouse | MSTRMicroStrategy Incorporated - Class A Common Stock | Purchase | $15,001 - $50,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | JP Morgan Chase & Co Depositary Shares Preferred Series GG | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | JP Morgan Chase & Co Depositary Shares Preferred Series GG | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | US Bancorp Preferred Series K | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-05-22 | 2024-04-24 | 28 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) | Sale | $1,001 - $15,000 | Clerk → |
| 2024-05-22 | 2024-04-24 | 28 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Spouse | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Spouse | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Member | SOSouthern Company | Sale | $15,001 - $50,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Sale | $1,001 - $15,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Member | Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A (RF$A) | Sale | $1,001 - $15,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Spouse | SOSouthern Company | Sale | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-03-24 | 2021-03-11 | 13 | Member | BancorpSouth bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Sale | $100,001 - $250,000 | Clerk → |
| 2021-03-24 | 2021-02-22 | 30 | Member | BancorpSouth bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V (WFC$V) | Sale | $15,001 - $50,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | BancorpSouth Bank | Sale | $50,001 - $100,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | BancorpSouth Bank | Sale | $250,001 - $500,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | BancorpSouth Bank | Sale | $50,001 - $100,000 | Clerk → |
| 2020-12-23 | 2020-12-07 | 16 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Sale | $100,001 - $250,000 | Clerk → |
| 2020-12-23 | 2020-12-07 | 16 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA (JPM$G) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-12-23 | 2020-11-20 | 33 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-23 | 2020-11-20 | 33 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-23 | 2020-11-17 | 36 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-11-05 | 2020-10-01 | 35 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-20 | 20 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-20 | 20 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-07 | 33 | Member | Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (BAC$K) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-07 | 33 | Member | Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (BAC$K) | Sale | $15,001 - $50,000 | Clerk → |
| 2020-07-18 | 2020-07-01 | 17 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-18 | 2020-06-22 | 26 | Member | Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A (RF$A) | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-23 | 2020-05-26 | 28 | Member | Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (BAC$K) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-23 | 2020-05-26 | 28 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA (JPM$G) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-23 | 2020-05-26 | 28 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V (WFC$V) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-05-01 | 2020-04-01 | 30 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-03-19 | 2020-02-20 | 28 | Member | Bancorpsouth Bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-30 | 2019-12-30 | 31 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-30 | 2019-12-30 | 31 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-30 | 2019-12-30 | 31 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Member | BancorpSouth bank | Sale (partial) | $250,001 - $500,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Member | BancorpSouth bank | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Member | BancorpSouth bank | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Spouse | BancorpSouth bank | Sale (partial) | $50,001 - $100,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2016 report.
66 assets with a value on the amended report filed 2020-08-13, 4 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| AB High Income Fund Advisor Shares N/L | Fund | Member | $50,001 - $100,000 |
| ADVISORY RESEARCH MLP AND ENERGY INCOME FD CLASS I N/L | Fund | Member | $100,001 - $250,000 |
| AMG Yacktman Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| AAPLApple Inc. | Stock | Member | $15,001 - $50,000 |
| CLEARBRIDGE AGGRESSIVE GROWTH FUND CLASS I N/L | Fund | Member | $50,001 - $100,000 |
| DELAWARE SMALL CAP CORE FUND INSTITUTIONAL CLASS N/L | Fund | Member | $15,001 - $50,000 |
| DELAWARE VALUE FUND INSTITUTIONAL CLASS N/L | Fund | Member | $15,001 - $50,000 |
| EVENTIDE GILEAD FUND CLASS I N/L | Fund | Member | $15,001 - $50,000 |
| FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND CLASS I N/L | Fund | Member | $1,001 - $15,000 |
| FRANKLIN INCOME FUND ADVISOR CLASS N/L | Fund | Member | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Member | $15,001 - $50,000 |
| LOOMIS SALYES GROWTH FUND CLASS Y N/L - NATIXIS ADVISOR | Fund | Member | $15,001 - $50,000 |
| MFS INTERNATIONAL VALUE FUND CLASS I N/L | Fund | Member | $100,001 - $250,000 |
| OAKMARK INTERNATIONAL FUND CLASS I N/L | Fund | Member | $50,001 - $100,000 |
| OLNOlin Corporation | Stock | Member | $15,001 - $50,000 |
| PARNASSUS CORE EQUITY FUND INVESTOR CLASS N/L | Fund | Member | $15,001 - $50,000 |
| PRINCIPAL MID CAP FUND CLASS P N/L | Fund | Member | $50,001 - $100,000 |
| RAYMOND JAMES BANK | Other | Member | $100,001 - $250,000 |
| Smith & Wesson Holding Corporation | Stock | Member | $15,001 - $50,000 |
| RGRSturm, Ruger & Company, Inc. | Stock | Member | $15,001 - $50,000 |
| SUMMIT FINANCIAL ENTERPRISES INC | Other | Member | $100,001 - $250,000 |
| T. ROW PRICE QM U.S. SMALL-CAP GROWTH EQUITY FUND N/L | Fund | Member | $15,001 - $50,000 |
| T. ROWE PRICE CAPITAL APPRECIATION FUND N/L | Fund | Member | $50,001 - $100,000 |
| T. ROWE PRICE HEALTH SCIENCES FUND N/L | Fund | Member | $100,001 - $250,000 |
| TWEEDY BROWNE GLOBAL VALUE FUND N/L | Fund | Member | $15,001 - $50,000 |
| Vanguard Wellesley Income Fund Investor Class N/L | Fund | Member | $50,001 - $100,000 |
| WELLS FARGO SPECIAL MIDCAP VALUE FD CLASS I N/L | Fund | Member | $15,001 - $50,000 |
| RAYMOND JAMES BANK | Other | Member | $1,001 - $15,000 |
| SUMMIT FINANCIAL ENTERPRISES INC | Other | Member | $500,001 - $1,000,000 |
| T. ROWE PRICE HEALTH SCIENCES FUND N/L | Fund | Member | $1,001 - $15,000 |
| RAYMOND JAMES BANK | Other | Spouse | $1,001 - $15,000 |
| SUMMIT FINANCIAL ENTERPRISES INC | Other | Spouse | $100,001 - $250,000 |
| T. ROWE PRICE HEALTH SCIENCES FUND N/L | Fund | Spouse | $1,001 - $15,000 |
| AB High Income Fund Advisor Shares N/L | Fund | Member | $15,001 - $50,000 |
| ADVISORY RESEARCH MLP AND ENERGY INCOME FD CLASS I N/L | Fund | Member | $15,001 - $50,000 |
| AMG YACKTMAN FUND SERVICE CLASS N/L MANAGERS | Fund | Member | $1,001 - $15,000 |
| CLEARBRIDGE AGGRESSIVE GROWTH FUND CLASS I N/L | Fund | Member | $1,001 - $15,000 |
| DELAWARE VALUE FUND INSTITUTIONAL CLASS N/L | Fund | Member | $1,001 - $15,000 |
| LOOMIS SAYLES GROWTH FUND CLASS Y N/L - NATIXIS ADVISOR | Fund | Member | $1,001 - $15,000 |
| MFS INTERNATIONAL VALUE FUND CLASS I N/L | Fund | Member | $1,001 - $15,000 |
| OAKMARK INTERNATIONAL FUND CLASS I N/L | Fund | Member | $1,001 - $15,000 |
| PARNASSUS CORE EQUITY FUND INVESTOR CLASS N/L | Fund | Member | $1,001 - $15,000 |
| PRINCIPAL MID CAP FUND CLASS P N/L | Fund | Member | $1,001 - $15,000 |
| RAYMOND JAMES BANK | Other | Member | $15,001 - $50,000 |
| T. ROWE PRICE HEALTH SCIENCES FUND N/L | Fund | Member | $15,001 - $50,000 |
| T. ROWE PRICE NEW HORIZONS FUND N/L | Fund | Member | $15,001 - $50,000 |
| Vanguard Wellesley Income Fund Investor Class N/L | Fund | Member | $15,001 - $50,000 |
| USAA Whole Life Insurance Policy | Other | Member | $250,001 - $500,000 |
| Options to purchase shares of Summit Financial Enterprises | Option | Member | $15,001 - $50,000 |
| SUMMIT BANK ACCOUNT | Other | Joint | $50,001 - $100,000 |
| AB High Income Fund Advisor Shares N/L | Fund | Spouse | $1,001 - $15,000 |
| Ivy High Income Fund Class I N/L | Fund | Spouse | $1,001 - $15,000 |
| Vacant Industrial Park Lot | Other | Spouse | $100,001 - $250,000 |
| Small Strip Mall | Other | Spouse | $1,000,001 - $5,000,000 |
| Summit Bank Account | Other | Spouse | $1,001 - $15,000 |
| Miniature Golf Course | Other | Spouse | $100,001 - $250,000 |
| NWM Life Insurance Policy | Other | Member | $15,001 - $50,000 |
| Summit Bank Account | Other | Member | $1,001 - $15,000 |
| SUMMIT FINANCIAL ENTERPRISES INC. | Other | Member | $500,001 - $1,000,000 |
| Patient Practitioners LLC | Other | Member | $1,001 - $15,000 |
| Jenks Ave Commercial Rental Property | Other | Member | $100,001 - $250,000 |
| Summit Bank Account | Other | Member | $1,001 - $15,000 |
| Wilson Ave Commercial Rental Property | Other | Member | $100,001 - $250,000 |
| Commercial Retail Building | Other | Member | $500,001 - $1,000,000 |
| Summit Bank Account | Other | Member | $1,001 - $15,000 |
| Warrants to purchase shares of Summit Financial Enterprises | Option | Member | $15,001 - $50,000 |
How reports are read: holdings methodology.