Congressional stock trades · Member
K. Michael Conaway
Former representative · TX-11 · Republican
233 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 4 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2021-01-22 | 2020-12-21 | 32 | Member | American Small Cap World Fund | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-01-22 | 2020-12-21 | 32 | Member | American New Economy Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-18 | 35 | Member | Washington Mutual Inv FD | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-18 | 35 | Member | Investment Company of America | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | Capital World growth & Income Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | IShares Core Dividend growth ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | American Mutual Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | AMCAP Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | American balanced Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-16 | 37 | Member | Fundamental Investors CL A | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-10 | 43 | Member | Vanguard Div Appreciation ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-10 | 43 | Member | Goldman Sachs Activebeta U.S. Large Cap Equity ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-01-22 | 2020-12-10 | 43 | Member | First Trust DJ Internet Index Fund | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | DRIDarden Restaurants, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | AALAmerican Airlines group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | IShares Core Dividend growth ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | LUVSouthwest Airlines Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-10 | 35 | Spouse | UIT First Trust Diversified W115 | Sale | $1,001 - $15,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | JNJJohnson & Johnson | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | JNJJohnson & Johnson | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | CVXChevron Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | BXThe blackstone group Inc. Class A | Sale | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | CVXChevron Corporation | Exchange | $1,001 - $15,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | CVXChevron Corporation | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | Noble Energy Inc. | Exchange | $1,001 - $15,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | Noble Energy Inc. | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-28 | 7 | Member | JPMORGAN CHASE & CO FIX/FLT JR SBRDNTD PERP MAT CLLB NRA TAXABLE CPN 4.051% DUE 12/29/49 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-28 | 7 | Member | ABTAbbott Laboratories | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-28 | 7 | Member | ABTAbbott Laboratories | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-10-05 | 2020-09-24 | 11 | Member | BANK NOVA SCOTIA 0% 1Y: LKD EURO STOXX 50 INDEX DUE 09/24/2020 CPN 0.000% DUE 09/24/20 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Vanguard Consumer Staples ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Principal U.S. Mega-Cap ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | FIFTH THIRD BANCORP FIX TO FLT JR SBRDNTD CALLABLE PERPTL CPN 5.100% DUE 12/31/49 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | First Trust NASDAQ Cybersecurity ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-09 | 26 | Member | JPMJP Morgan Chase & Co. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | JPMJP Morgan Chase & Co. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | Principal U.S. Mega-Cap ETF | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | Vanguard div Appreciation ETF | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | INTUIntuit Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | SPYSPDR S&P 500 | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | GOOGLAlphabet Inc. - Class A | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | AAPLApple Inc. | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | AAPLApple Inc. | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-11 | 28 | Spouse | FT divers Income & growth Fall 15 | Sale | $100,001 - $250,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | AEPAmerican Electric Power Company, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | PNCPNC Financial Services group, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR Select Sector Fund - Health Care | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | USBU.S. bancorp | Sale | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR S&P dividend ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR bloomberg barclays Convertible Securities ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | VVisa Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | JNJJohnson & Johnson | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | AXPAmerican Express Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | IShares Core dividend growth ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR S&P dividend ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | PNCPNC Financial Services group, Inc. | Sale | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | DUKDuke Energy Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-04 | 2020-07-20 | 46 ·>45 | Spouse | AMERICAN FUNDS THE TAX EXEMPT BOND FUND OF AMERICA | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | PFEPfizer, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | RTXRaytheon Technologies Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | AMZNAmazon.com, Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | "CITIGROUP INC PERPETUAL FIX/FLT BONDS CALLABLE CPN 6.125% DUE 12/29/49 DTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP- 172967Kd2" | Purchase | $100,001 - $250,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | HDHome depot, Inc. | Sale | $50,001 - $100,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-23 | 17 | Spouse | JPMORGAN FEDERAL MONEY MARKET FUND | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-10 | 30 | Spouse | JPMORGAN FEDERAL MONEY MARKET FUND | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-10 | 30 | Spouse | Legg Mason global Infrastructure ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | IShares MSCI EAFE growth ETF | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | ISDPGIM High Yield bond Fund, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | IShares MSCI EAFE Value ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | JPMORGAN FEDERAL MONEY MARKET FUND | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | Vanguard Large-Cap ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | IShares Russell 2000 ETF | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-02 | 38 | Member | PNCPNC Financial Services group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | TJXTJX Companies, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | Vanguard Consumer Staples ETF | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | PNCPNC Financial Services group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | USBU.S. bancorp | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | PNCPNC Financial Services group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | BXThe blackstone group Inc. Class a | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | BXThe blackstone group Inc. Class a | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | PNC FINANCIAL SERVICES UNSECURED FIX To FLOAT CALLABLE SER R PERPTL CPN 4.850% DUE 05/29/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | JPMJP Morgan Chase & Co. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Spouse | IShares Core S&P Total U.S. Stock Market ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | VZVerizon Communications Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | Vanguard div appreciation ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | BDXBecton, dickinson and Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | JPMJP Morgan Chase & Co. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | CARRCarrier global Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Spouse | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | AMZNAmazon.com, Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | OTISOtis Worldwide Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Spouse | Vanguard div appreciation ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | HDHome depot, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-12 | 28 | Spouse | UIT FIRST TRUST DIVERSIFIED INCOME & GROWTH PORT SER 2015 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-11 | 29 | Spouse | DRIDarden Restaurants, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-11 | 29 | Spouse | PGProcter & gamble Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-11 | 29 | Spouse | JNJJohnson & Johnson | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-24 | 10 | Member | BoFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-24 | 10 | Member | BoFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-23 | 11 | Spouse | UIT INVESCO UNIT TRS CENT EQUITY TR DIVERSFED SER 2016- | Sale | $100,001 - $250,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | EMREmerson Electric Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | DUKDuke Energy Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | IShares Core dividend growth ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | Franklin Rising dividend Cl a | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American New Perspective Cl a | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American Fundamental Investors | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American Capital Income | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | CVXChevron Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American Tax-exempt bond Fd | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American growth Fund | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | MPCMarathon Petroleum Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | JPMORGAN CHASE & Co FIXED/FLOAT JR SBRDNTD CALLABLE PERPETUAL MAT CPN 88.875% DUE 12/29/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | Vanguard div appreciation ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AMZNAmazon.com, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | JPMORGAN CHASE & Co JR SUBORDINATED FIX/FLT CALLABLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AMZNAmazon.com, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | Vanguard div appreciation ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AAPLApple Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | JPMORGAN CHASE & Co JR SUBORDINATED FIX/FLT CALLABLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | Vanguard div appreciation ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-13 | 21 | Spouse | DRIDarden Restaurants, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | IShares Core dividend growth ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | SOSouthern Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | IShares Core dividend growth ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | AEPAmerican Electric Power Company, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | IShares Core dividend growth ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-27 | 10 | Member | BANK NOVA SCOTIA 0% EDP BC CAPPED LEVERAGED INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-27 | 10 | Member | HSBC USA INC 0% EDP NTS LKD To EURO STOXX 50 INDEX MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Spouse | LUVSouthwest airlines Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DEODiageo plc | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DEODiageo plc | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DIASPDR dow Jones Industrial average ETF | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | NOCNorthrop grumman Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard FTSE developed Markets ETF | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | LUVSouthwest airlines Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | AEPAmerican Electric Power Company, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DIASPDR dow Jones Industrial average ETF | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DISWalt disney Company | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | TRVThe Travelers Companies, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Vanguard div appreciation ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | SPDR S&P dividend ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | MMM3M Company | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Vanguard div appreciation ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | SPDR S&P dividend ETF | Sale | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | SPDR S&P dividend ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-10 | 27 | Member | First Trust DJ Internet Index Fund | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-10 | 27 | Member | Vanguard Consumer Staples ETF | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-10 | 27 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | HSBC USA INC 0% BLS AUTOCALL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 DTd 08/31/17 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BANK NOVA SCOTIA 0% BLS BC CAPPED LEVERAGED INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPDR S&P dividend ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | HSBC USA INC 0% BLS AUTOCALL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 DTd 08/31/17 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard div appreciation ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Consumer Staples ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust Morningstar ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPDR S&P dividend ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Consumer Staples ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard div appreciation ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust Morningstar ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BANK NOVA SCOTIA 0% BLS BC CAPPED LEVERAGED INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 CPN 0.000% DUE 02/28/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPYSPDR S&P 500 | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BoFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPYSPDR S&P 500 | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BoFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Utilities ETF | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust DJ Internet Index Fund | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Utilities ETF | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust DJ Internet Index Fund | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-03-10 | 2020-02-28 | 11 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-03-10 | 2020-02-28 | 11 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-03-10 | 2020-02-26 | 13 | Member | First Trust Morningstar ETF | Sale | $15,001 - $50,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2017 report.
239 assets with a value on the report filed 2018-08-10, 62 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Conabain Corporation | Other | Member | $1,001 - $15,000 |
| Conawell Corporation | Other | Joint | $500,001 - $1,000,000 |
| Congressional Federal Credit Union | Other | Joint | $1,001 - $15,000 |
| HKN, Inc. | Stock | Member | $1 - $1,000 |
| american General 48 | Other | Member | $15,001 - $50,000 |
| Northwestern Life 07 | Other | Member | $15,001 - $50,000 |
| Northwestern Mutual 03 | Other | Member | $50,001 - $100,000 |
| Northwestern Mutual 17 | Other | Member | $50,001 - $100,000 |
| Northwestern Mutual 38 | Other | Member | $1,001 - $15,000 |
| Northwestern Mutual 73 | Other | Member | $1,001 - $15,000 |
| Northwestern Mutual 75 | Other | Member | $1,001 - $15,000 |
| Northwestern Mutual 96 | Other | Member | $15,001 - $50,000 |
| Bank of america Bank RASP | Other | Joint | $1,001 - $15,000 |
| Eaton Vance Balanced Fund Cl a | Fund | Joint | $1,001 - $15,000 |
| FIA Card Svcs RASP | Other | Joint | None |
| IBMInternational Business Machines Corporation | Stock | Joint | $50,001 - $100,000 |
| Invesco american Constellation Fd | Fund | Joint | $15,001 - $50,000 |
| JPMJP Morgan Chase & Co. | Stock | Joint | $100,001 - $250,000 |
| Putnam Global Healthcare Fd | Fund | Joint | $1,001 - $15,000 |
| VLYValley National Bancorp | Stock | Joint | $1,001 - $15,000 |
| Clayton Williams Energy, Inc. | Stock | Joint | None |
| INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY | Other | Joint | None |
| ML Bank Deposit Program | Other | Joint | $1,001 - $15,000 |
| Noble Energy Inc. | Stock | Joint | $50,001 - $100,000 |
| Kidwell Exploration | Other | Spouse | $1,001 - $15,000 |
| KMC Inc | Other | Member | None |
| Lario Oil & Gas | Other | Joint | $100,001 - $250,000 |
| Met Life Insurance | Other | Spouse | None |
| Prudential SSA | Other | Spouse | None |
| Beulah Coleman | Other | Joint | $100,001 - $250,000 |
| Dreyfus Bond Market Index Fund | Fund | Spouse | None |
| Edward Jones Money Market Fund | Other | Spouse | $1,001 - $15,000 |
| IShares MSCI EAFE ETF | Fund | Spouse | $15,001 - $50,000 |
| IShares MSCI EAFE Value ETF | Fund | Spouse | $15,001 - $50,000 |
| IShares Core Total U.S. Bond Market ETF | Stock | Spouse | $15,001 - $50,000 |
| IShares MSCI EAFE Growth ETF | Stock | Spouse | $15,001 - $50,000 |
| IShares MSCI EAFE Small-Cap ETF | Stock | Spouse | $1,001 - $15,000 |
| IShares Russell 1000 Growth ETF | Stock | Spouse | $15,001 - $50,000 |
| IShares Russell 1000 Value ETF | Stock | Spouse | $50,001 - $100,000 |
| IShares Russell 2000 ETF | Stock | Spouse | $15,001 - $50,000 |
| IShares Russell Midcap Growth ETF | Stock | Spouse | $1,001 - $15,000 |
| IShares Russell Mid-cap Value ETF | Stock | Spouse | $15,001 - $50,000 |
| IShares S&P 500 Growth ETF | Stock | Spouse | $50,001 - $100,000 |
| JP Morgan Federal Money Market Fund | Fund | Spouse | $1,001 - $15,000 |
| JP Morgan High Yield Fund | Fund | Spouse | $15,001 - $50,000 |
| Legg Mason Glbl Opp Bond Fund | Fund | Spouse | $1,001 - $15,000 |
| DIASPDR Dow Jones Industrial average ETF | Stock | Spouse | $15,001 - $50,000 |
| Vanguard FTSE all World Ex US ETF | Stock | Spouse | $15,001 - $50,000 |
| Vanguard High Dividend Yield ETF - DNQ | Fund | Spouse | None |
| VANGUARD INTERMEDIATE TERM: BOND ETF | Fund | Spouse | $15,001 - $50,000 |
| VANGUARD LARGE-CAP ETF | Other | Spouse | $15,001 - $50,000 |
| Vanguard Total Bond Market ETF | Stock | Spouse | $50,001 - $100,000 |
| amcap Fund CL a | Fund | Spouse | $50,001 - $100,000 |
| american Balanced Fund CL a | Fund | Spouse | $15,001 - $50,000 |
| american Funds Dev World Growth | Fund | Spouse | $50,001 - $100,000 |
| american Funds Global Balanced Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| american International Growth & Income Fund CL a | Fund | Spouse | $15,001 - $50,000 |
| american Mutual Fund CL a | Fund | Spouse | $50,001 - $100,000 |
| TAT&T Inc. | Stock | Spouse | $50,001 - $100,000 |
| BACBank of america Corporation | Stock | Spouse | $15,001 - $50,000 |
| CPBCampbell Soup Company | Stock | Spouse | $1,001 - $15,000 |
| Capital Income Builders Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| Capital World Growth & Income Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| KOCoca-Cola Company | Stock | Spouse | $15,001 - $50,000 |
| Columbia Tax Exempt Fund CL a | Fund | Spouse | $15,001 - $50,000 |
| DEDeere & Company | Stock | Spouse | $15,001 - $50,000 |
| Edward Jones Money Market | Other | Spouse | $1,001 - $15,000 |
| EMREmerson Electric Company | Stock | Spouse | $15,001 - $50,000 |
| Europacific Growth Fund CL a | Fund | Spouse | $15,001 - $50,000 |
| Franklin Founding Fund allocation CL a | Fund | Spouse | $50,001 - $100,000 |
| Franklin Mutual Global Discovery FD | Fund | Spouse | $50,001 - $100,000 |
| Franklin Mutual Shares Fund | Fund | Spouse | $1,001 - $15,000 |
| Franklin Rising Dividend Fund | Fund | Spouse | $15,001 - $50,000 |
| Fundamental Investors Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| Growth Fund of america CL a | Fund | Spouse | $50,001 - $100,000 |
| Hartford Dividend & Growth Fund | Fund | Spouse | $1,001 - $15,000 |
| Hartford Healthcare Fund CL a | Fund | Spouse | $50,001 - $100,000 |
| INVESCO HIGH YIELD MUNICIPAL: FUND CL a | Fund | Spouse | $100,001 - $250,000 |
| IVZInvesco Ltd | Stock | Spouse | $15,001 - $50,000 |
| Investment Company of america Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $1,001 - $15,000 |
| New Perspective Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| New World Fund CL a | Fund | Spouse | $15,001 - $50,000 |
| Nuveen AMT-Free Municipal Value | Fund | Spouse | $50,001 - $100,000 |
| Putnam Global Healthcare Fund CL a | Fund | Spouse | $1,001 - $15,000 |
| Tax Exempt Bond Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| Templeton Growth Fund CL a | Fund | Spouse | $50,001 - $100,000 |
| TRMBTrimble Inc. | Stock | Spouse | None |
| UIT FIRST TRUST DIVERSIFIED: INC & GRWTH PRT FALL 2015 SER | Other | Spouse | $100,001 - $250,000 |
| UIT FIRST TRUST DIVERSIFIED: INCME & GRWTH PRTFLIO WINTER: 2015 SER | Other | Spouse | $1,001 - $15,000 |
| UIT FIRST TRUST DIVERSIFIED: INCOME & GROWTH PORT SER 2015: SUMMER | Other | Spouse | $50,001 - $100,000 |
| UIT FIRST TRUST GLOBAL DIVID: PORT SER 42 | Other | Spouse | None |
| UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: | Other | Spouse | None |
| UIT FRIST TRUST EQUITY INCOME PORTFOLIO SER 54 | Other | Spouse | $50,001 - $100,000 |
| UIT INVESCO UNIT TRS CENT: EQUITY TR DIVERSFED SER 2016-2: | Other | Spouse | $100,001 - $250,000 |
| Washington Mutual Investors Fund CL a | Fund | Spouse | $100,001 - $250,000 |
| Wimberly Texas Ind Sch Dist 0.00% 08/15/38 | Other | Spouse | None |
| BOND FUND OF AMERICA CL a | Fund | Spouse | $1,001 - $15,000 |
| CAPITAL INCOME BUILDER CL a | Fund | Spouse | $1,001 - $15,000 |
| Washington Mutual Investors Fund CL a | Fund | Spouse | $1,001 - $15,000 |
| GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE | Bond | Spouse | None |
| R2000 ARN ISSUER SEK CAP 13.83% | Other | Spouse | None |
| SX5E ARN ISSUER BOFA CAP 19.23% SV 3,579.32 DUE 01/25/19 | Other | Spouse | $50,001 - $100,000 |
| SX5E LIRN ISSUER HSBC PART 118.00% | Other | Spouse | None |
| SX5E STEPUP ISSUER CS STEP 30.00% | Other | Spouse | $15,001 - $50,000 |
| WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE | Bond | Spouse | None |
| Bank of america Na RASP | Other | Spouse | $1 - $1,000 |
| Eagle Growth & Income Fd | Fund | Spouse | None |
| SP500 ARN ISSUER BAC MLTUK CAP 15.42% | Other | Spouse | None |
| SP500 CLIRN ISSUER CAP 14.54% | Other | Spouse | None |
| SP500 CLIRN ISSUER CAP 16.60% | Other | Spouse | $15,001 - $50,000 |
| SPX/SX5E STEPUP ISS HSBC STEP 22.80% | Other | Spouse | $50,001 - $100,000 |
| SX5E LIRN ISSUER HSBC PART 118.00% | Other | Spouse | $15,001 - $50,000 |
| SX5E STEPUP ISSUER HSBC STEP 30.00% | Other | Spouse | None |
| US BANCORP JR SUBORDNTD SER I GLB VAR% PERPETUAL | Bond | Spouse | None |
| WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL | Bond | Spouse | $15,001 - $50,000 |
| arlington Tex Higher Ed Fin Corp 16.05% 12 01 51 | Bond | Spouse | $50,001 - $100,000 |
| Bank of america Bank Deposit Program | Other | Spouse | $50,001 - $100,000 |
| Blackrock Global allocation FD | Fund | Spouse | None |
| Davis NY Venture FD | Fund | Spouse | $50,001 - $100,000 |
| DJIA LIRN Issurer RBC PART 111.30% | Other | Spouse | None |
| Endologix, Inc. | Stock | Spouse | None |
| First Eagle Global FD | Fund | Spouse | None |
| GENERATION PK MGMT DIST TEX ROAD 3.75% 09 01 2036 | Other | Spouse | $50,001 - $100,000 |
| Hartford Growth Opportunities FD | Fund | Spouse | $15,001 - $50,000 |
| INDU BUF CAP PART NTS CAP 66.45% SV.. | Other | Spouse | None |
| Insurance Contract - JAX Nst'l Perspect | Other | Spouse | $1,000,001 - $5,000,000 |
| R2000 ARN ISSUER HSBC CAP 12.75% SV 1,518.89 DUE 01/24/19 | Other | Spouse | $50,001 - $100,000 |
| R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17 | Other | Spouse | None |
| R2000 ARN ISSUER SEK CAP 14.37% | Other | Spouse | None |
| R2000 CLIRN ISSUER BAC CAP 17.92% SV 1,334.341 DUE 11/21/18 | Other | Spouse | $50,001 - $100,000 |
| R2000 CLIRN ISSUER BAC CAP 17.92% SV 1,334.341 DUE 11/21/18 | Other | Spouse | $50,001 - $100,000 |
| R2000 CLIRN ISSUER CIBC CAP 18.18% | Other | Spouse | None |
| R2000 CLIRNS ISSUER CIBC CAP 20.40 | Other | Spouse | None |
| R2000 STEPUP ISSUER BARC STEP 35.00% SV 1,375.595 DUE 01/28/22 | Other | Spouse | $50,001 - $100,000 |
| RIO GRANDE CITY TEX CONS ISD SER B RF PSF GTD OID OCT15 03.500%AUG15 2037 | Bond | Spouse | $50,001 - $100,000 |
| SP500 ARN ISSUER BOFA CAP 10.00% SV 2,388.77 DUE 06/29/18 | Other | Spouse | $50,001 - $100,000 |
| SP500 ARN ISSUER BOFA CAP 10.00% SV 2,415.07 DUE 07/27/18 | Other | Spouse | $50,001 - $100,000 |
| SP500 BEARARN ISS 14.54% | Other | Spouse | None |
| SP500 C LIRN Issuer bac 14.54% | Other | Spouse | None |
| SP500 CLIRN Issuer bac 14.04% | Other | Spouse | None |
| SP500 CLIRN Issuer bac 14.80% | Other | Spouse | None |
| SP500 CLIRN Issuer bac 15.36% | Other | Spouse | $50,001 - $100,000 |
| SP500 CLIRN Issuer bac 19.85% | Other | Spouse | None |
| SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18 | Other | Spouse | None |
| SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23 | Other | Spouse | $100,001 - $250,000 |
| SP500 Suns Issurer 16.30% | Other | Spouse | None |
| SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18 | Other | Spouse | $50,001 - $100,000 |
| SX5E CLIRN ISSUER BOFA CAP 25.90% SV 3,333.96 DUE 02/22/19 | Other | Spouse | $50,001 - $100,000 |
| SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19 | Other | Spouse | $50,001 - $100,000 |
| SX5E STEPUP ISSUER BAC STEP 27.90% SV 3,044.33 DUE 11/26/18 | Other | Spouse | $50,001 - $100,000 |
| SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20 | Other | Spouse | $50,001 - $100,000 |
| SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18 | Other | Spouse | None |
| SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22 | Other | Spouse | $50,001 - $100,000 |
| MMM3M Company | Stock | Spouse | None |
| ABTabbott Laboratories | Stock | Spouse | None |
| AEPamerican Electric Power Company, Inc. | Stock | Spouse | $15,001 - $50,000 |
| AXPamerican Express Company | Stock | Spouse | $15,001 - $50,000 |
| AAPLapple Inc. | Stock | Spouse | $15,001 - $50,000 |
| Bank Deposit Program | Other | Spouse | None |
| BNSBank Nova Scotia Halifax Pfd 3 Ordinary Shares | Stock | Spouse | $1,001 - $15,000 |
| BHFBrighthouse Financial, Inc. | Stock | Spouse | None |
| KOCoca-Cola Company | Stock | Spouse | $15,001 - $50,000 |
| CVSCVS Caremark Corporation | Stock | Spouse | None |
| DEODiageo plc | Stock | Spouse | $1,001 - $15,000 |
| DDominion Resources, Inc. | Stock | Spouse | $15,001 - $50,000 |
| Dunkin' Brands Group, Inc. | Stock | Spouse | None |
| DDE.I. du Pont de Nemours and Company | Stock | Spouse | $15,001 - $50,000 |
| XOMExxon Mobil Corporation | Stock | Spouse | $1,001 - $15,000 |
| FISFidelity National Information Services, Inc. | Stock | Spouse | None |
| GEGeneral Electric Company | Stock | Spouse | None |
| HDHome Depot, Inc. | Stock | Spouse | $15,001 - $50,000 |
| INTCIntel Corporation | Stock | Spouse | $15,001 - $50,000 |
| IBMInternational Business Machines Corporation | Stock | Spouse | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Spouse | $15,001 - $50,000 |
| JPMJP Morgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| MCDMcDonald's Corporation | Stock | Spouse | $15,001 - $50,000 |
| METMetLife, Inc. | Stock | Spouse | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $15,001 - $50,000 |
| ML Bank Deposit Program | Other | Spouse | $1,001 - $15,000 |
| NEENextEra Energy, Inc. | Stock | Spouse | $15,001 - $50,000 |
| NOCNorthrop Grumman Corporation | Stock | Spouse | $1,001 - $15,000 |
| OXYOccidental Petroleum Corporation | Stock | Spouse | $1,001 - $15,000 |
| PFEPfizer, Inc. | Stock | Spouse | $15,001 - $50,000 |
| PMPhilip Morris International Inc | Stock | Spouse | $15,001 - $50,000 |
| PNCPNC Financial Services Group, Inc. | Stock | Spouse | $15,001 - $50,000 |
| PGProcter & Gamble Company | Stock | Spouse | $15,001 - $50,000 |
| Raytheon Company | Stock | Spouse | $15,001 - $50,000 |
| Royal Dutch Shell PLC Royal Dutch Shell american Depositary Shares | Stock | Spouse | $1,001 - $15,000 |
| SLBSchlumberger N.V. | Stock | Spouse | None |
| SPGSimon Property Group, Inc. | Stock | Spouse | $1,001 - $15,000 |
| KHCThe Kraft Heinz Company | Stock | Spouse | $1,001 - $15,000 |
| TMOThermo Fisher Scientific Inc | Stock | Spouse | None |
| USBU.S. Bancorp | Stock | Spouse | None |
| RTXUnited Technologies Corporation | Stock | Spouse | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Spouse | $15,001 - $50,000 |
| VZVerizon Communications Inc. | Stock | Spouse | $15,001 - $50,000 |
| VVisa Inc. | Stock | Spouse | $15,001 - $50,000 |
| WMTWal-Mart Stores, Inc. | Stock | Spouse | $15,001 - $50,000 |
| DISWalt Disney Company | Stock | Spouse | $1,001 - $15,000 |
| World Fuel Services Corporation | Stock | Spouse | None |
| Bank of america Na RASP | Other | Spouse | $1,001 - $15,000 |
| POWERSHARES QQQ TRUST SE 1 | Other | Spouse | $1,001 - $15,000 |
| POWERSHARES QQQ TRUST SE 1 | Other | Spouse | $1,001 - $15,000 |
| DIASPDR Dow Jones Industrial average ETF | Stock | Spouse | None |
| VANGUARD 500 INDEX FUND SHS ETF | Fund | Spouse | $15,001 - $50,000 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | Fund | Spouse | $15,001 - $50,000 |
| CSCOCisco Systems, Inc. | Stock | Spouse | None |
| Clayton Williams Energy, Inc. | Stock | Spouse | None |
| Goldman Sachs Cap II var % | Bond | Spouse | None |
| MUMicron Technology, Inc. | Stock | Spouse | $15,001 - $50,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $15,001 - $50,000 |
| ML Bank Deposit Program | Other | Spouse | $1,001 - $15,000 |
| Noble Energy Inc. | Stock | Spouse | $50,001 - $100,000 |
| R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19 | Other | Spouse | $15,001 - $50,000 |
| R2000 CLIRN 18.04 | Other | Spouse | $15,001 - $50,000 |
| LUVSouthwest airlines Company | Stock | Spouse | $50,001 - $100,000 |
| SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 | Other | Spouse | $50,001 - $100,000 |
| SP500 CLIRN 14.04 | Other | Spouse | None |
| SP500 CLIRN 14.54 | Other | Spouse | None |
| SP500 CLIRN 19.85 | Other | Spouse | None |
| SP500 CLIRN Issuer BNS CAP 16.40% | Other | Spouse | None |
| SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23 BUF15% CALL | Other | Spouse | $15,001 - $50,000 |
| SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23 BUF15% CALL | Other | Spouse | $15,001 - $50,000 |
| SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23 BUF15% CALL | Other | Spouse | $15,001 - $50,000 |
| SX5E ARN ISSUER BOFA CAP 17.70% SV 3,637.20 DUE 12/21/18 | Other | Spouse | $15,001 - $50,000 |
| SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19 | Other | Spouse | $50,001 - $100,000 |
| SX5E STEPUP 21.70% | Other | Spouse | None |
| SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20 | Other | Spouse | $15,001 - $50,000 |
| SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22 | Other | Spouse | $50,001 - $100,000 |
| TERTeradyne, Inc. | Stock | Spouse | $15,001 - $50,000 |
| Wells Fargo Jr Sub Series K var % 03 15 18 | Bond | Spouse | None |
| Wells Fargo Checking | Other | Spouse | $15,001 - $50,000 |
| argentine Peso / US Dollar | Stock | Spouse | None |
| MUMicron Technology, Inc. | Stock | Spouse | None |
| LUVSouthwest airlines Company | Stock | Spouse | None |
| Wells Fargo Checking | Other | Member | $15,001 - $50,000 |
| Wells Fargo Savings | Other | Member | $50,001 - $100,000 |
| Wells Fargo Savings | Other | Member | $1,001 - $15,000 |
How reports are read: holdings methodology.